BayCom Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Zhu Izabella Lin | EVP and Chief Lending Officer | Award / Grant | 620 | — | — | 3,396 | Jan 2, 2020 |
| Guarini George J. | President and CEO | Award / Grant | 7,190 | — | — | 98,417 | Jan 2, 2020 |
| Guarini George J. | President and CEO | Gift | 6,098 | — | — | 92,319 | Dec 27, 2019 |
| Kendall Lloyd W. Jr. | — | Award / Grant | 1,122 | — | — | 73,586 | Jul 1, 2019 |
| Camp James S. | — | Award / Grant | 1,122 | — | — | 110,864 | Jul 1, 2019 |
| Laverne Robert G. | — | Award / Grant | 1,122 | — | — | 110,137 | Jul 1, 2019 |
| Chaudhary Harpreet S. | — | Award / Grant | 1,122 | — | — | 39,043 | Jul 1, 2019 |
| Hotchkiss Malcolm Flemming | — | Award / Grant | 1,122 | — | — | 12,116 | Jul 1, 2019 |
| Davis Jon Rocco | — | Award / Grant | 374 | — | — | 3,963 | Jul 1, 2019 |
| Spatz David M. | — | Award / Grant | 1,122 | — | — | 48,392 | Jul 1, 2019 |
| Guarini George J. | President and CEO | Gift | 11,021 | — | — | 91,227 | Jun 7, 2019 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 8,064 | — | — | 41,664 | May 8, 2019 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 8,064 | — | — | 45,664 | May 8, 2019 |
| Guarini George J. | President and CEO | Award / Grant | 29,568 | — | — | 155,897 | May 8, 2019 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 2,396 | — | — | 37,600 | Jan 2, 2019 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 2,396 | — | — | 33,598 | Jan 2, 2019 |
| Zhu Izabella Lin | EVP and Chief Lending Officer | Award / Grant | 557 | — | — | 2,776 | Jan 2, 2019 |
| Curley Mary Therese | EVP and Chief Lending Officer | Award / Grant | 706 | — | — | 2,380 | Jan 2, 2019 |
| Yun Charles Young | EVP and Chief Lending Officer | Award / Grant | 690 | — | — | 2,497 | Jan 2, 2019 |
| Guarini George J. | President and CEO | Award / Grant | 5,557 | — | — | 126,329 | Jan 2, 2019 |
| Chaudhary Harpreet S. | — | Award / Grant | 1,072 | — | — | 37,921 | Jan 2, 2019 |
| Laverne Robert G. | — | Award / Grant | 1,072 | — | — | 109,015 | Jan 2, 2019 |
| Spatz David M. | — | Award / Grant | 1,072 | — | — | 62,125 | Jan 2, 2019 |
| Camp James S. | — | Award / Grant | 1,072 | — | — | 109,742 | Jan 2, 2019 |
| Kendall Lloyd W. Jr. | — | Award / Grant | 1,072 | — | — | 72,464 | Jan 2, 2019 |
| Hotchkiss Malcolm Flemming | — | Award / Grant | 1,072 | — | — | 10,994 | Jan 2, 2019 |
| Davis Jon Rocco | — | Award / Grant | 447 | — | — | 3,589 | Jan 2, 2019 |
| Funkhouser David John | EVP and Chief Credit Officer | Award / Grant | 690 | — | — | 2,497 | Jan 2, 2019 |
| Guarini George J. | President and CEO | Purchase | 1,400 | $23.00 | $32,200 | 120,772 | Dec 11, 2018 |
| King Janet Lee | Senior EVP and COO | Purchase | 2,000 | $24.00 | $48,000 | 9,000 | May 24, 2018 |
| Camp James S. | — | Award / Grant | 4,118 | — | — | 108,670 | May 8, 2018 |
| Chaudhary Harpreet S. | — | Award / Grant | 2,627 | — | — | 36,849 | May 8, 2018 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 9,017 | — | — | 28,446 | May 8, 2018 |
| Davis Jon Rocco | — | Award / Grant | 1,349 | — | — | 3,142 | May 8, 2018 |
| Guarini George J. | President and CEO | Award / Grant | 33,063 | — | — | 111,510 | May 8, 2018 |
| Hotchkiss Malcolm Flemming | — | Award / Grant | 1,349 | — | — | 9,922 | May 8, 2018 |
| Kendall Lloyd W. Jr. | — | Award / Grant | 4,118 | — | — | 71,392 | May 8, 2018 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 9,017 | — | — | 32,448 | May 8, 2018 |
| Laverne Robert G. | — | Award / Grant | 4,118 | — | — | 107,943 | May 8, 2018 |
| Spatz David M. | — | Award / Grant | 4,118 | — | — | 61,053 | May 8, 2018 |
| Chaudhary Harpreet S. | — | Purchase | 10,000 | $23.02 | $230,200 | 34,222 | May 7, 2018 |