BayCom Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Chaudhary Harpreet S. | — | Award / Grant | 1,287 | — | — | 43,987 | Jul 1, 2022 |
| Magid Syvia L. | — | Award / Grant | 1,287 | — | — | 4,944 | Jul 1, 2022 |
| Davis Jon Rocco | — | Award / Grant | 322 | — | — | 5,199 | Jul 1, 2022 |
| Kendall Lloyd W. Jr. | — | Award / Grant | 1,287 | — | — | 78,530 | Jul 1, 2022 |
| Zhu Izabella L. | EVP and Chief Risk Officer | Award / Grant | 821 | — | — | 5,141 | Jan 1, 2022 |
| Pak Rick | EVP and Chief Lending Officer | Award / Grant | 1,197 | — | — | 5,434 | Jan 1, 2022 |
| Curley Mary Therese | EVP and Labor Services Div. | Award / Grant | 1,197 | — | — | 5,536 | Jan 1, 2022 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 3,083 | — | — | 67,231 | Jan 1, 2022 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 3,083 | — | — | 65,231 | Jan 1, 2022 |
| Guarini George J. | President and CEO | Award / Grant | 8,908 | — | — | 122,450 | Jan 1, 2022 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 4,111 | — | — | 66,259 | Jan 1, 2022 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 4,111 | — | — | 68,259 | Jan 1, 2022 |
| Camp James S. | — | Award / Grant | 1,322 | — | — | 114,521 | Jul 1, 2021 |
| Kendall Lloyd W. Jr. | — | Award / Grant | 1,322 | — | — | 77,243 | Jul 1, 2021 |
| Magid Syvia L. | — | Award / Grant | 1,322 | — | — | 3,657 | Jul 1, 2021 |
| Spatz David M. | — | Award / Grant | 1,322 | — | — | 52,049 | Jul 1, 2021 |
| Laverne Robert G. | — | Award / Grant | 1,322 | — | — | 113,794 | Jul 1, 2021 |
| Chaudhary Harpreet S. | — | Award / Grant | 1,322 | — | — | 42,700 | Jul 1, 2021 |
| Hotchkiss Malcolm Flemming | — | Award / Grant | 1,322 | — | — | 17,273 | Jul 1, 2021 |
| Davis Jon Rocco | — | Award / Grant | 330 | — | — | 4,877 | Jul 1, 2021 |
| Guarini George J. | President and CEO | Gift | 40,784 | — | — | 113,542 | Jun 11, 2021 |
| Guarini George J. | President and CEO | Award / Grant | 10,712 | — | — | 154,326 | Jan 1, 2021 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 3,708 | — | — | 64,148 | Jan 1, 2021 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 3,708 | — | — | 69,148 | Jan 1, 2021 |
| Funkhouser David John | EVP and Chief Credit Officer | Award / Grant | 1,145 | — | — | 4,410 | Jan 1, 2021 |
| Curley Mary Therese | EVP and Labor Services Div. | Award / Grant | 1,172 | — | — | 4,339 | Jan 1, 2021 |
| Pak Rick | EVP and Chief Lending Officer | Award / Grant | 2,818 | — | — | 4,237 | Jan 1, 2021 |
| Zhu Izabella L. | EVP and Chief Risk Officer | Award / Grant | 924 | — | — | 4,320 | Jan 1, 2021 |
| Camp James S. | — | Award / Grant | 2,335 | — | — | 113,199 | Aug 1, 2020 |
| Davis Jon Rocco | — | Award / Grant | 584 | — | — | 4,547 | Aug 1, 2020 |
| Magid Syvia L. | — | Award / Grant | 2,335 | — | — | 2,335 | Aug 1, 2020 |
| Hotchkiss Malcolm Flemming | — | Award / Grant | 2,335 | — | — | 15,951 | Aug 1, 2020 |
| Chaudhary Harpreet S. | — | Award / Grant | 2,335 | — | — | 41,378 | Aug 1, 2020 |
| Laverne Robert G. | — | Award / Grant | 2,335 | — | — | 112,472 | Aug 1, 2020 |
| Spatz David M. | — | Award / Grant | 2,335 | — | — | 50,727 | Aug 1, 2020 |
| Kendall Lloyd W. Jr. | — | Award / Grant | 2,335 | — | — | 75,921 | Aug 1, 2020 |
| Kendall Lloyd W. Jr. | — | Purchase | 10,000 | $15.00 | $150,000 | 10,000 | Jun 9, 2020 |
| King Janet Lee | Senior EVP and COO | Purchase | 1,000 | $14.01 | $14,010 | 65,440 | Jun 5, 2020 |
| Hotchkiss Malcolm Flemming | — | Purchase | 1,700 | $11.87 | $20,179 | 1,700 | May 19, 2020 |
| Guarini George J. | President and CEO | Award / Grant | 59,720 | — | — | 143,614 | May 8, 2020 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 16,287 | — | — | 60,440 | May 8, 2020 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 16,287 | — | — | 64,440 | May 8, 2020 |
| Hotchkiss Malcolm Flemming | — | Purchase | 1,500 | $12.16 | $18,240 | 13,616 | May 6, 2020 |
| Guarini George J. | President and CEO | Purchase | 1,000 | $19.30 | $19,300 | 93,319 | Mar 5, 2020 |
| Guarini George J. | President and CEO | Gift | 6,925 | — | — | 83,894 | Jan 28, 2020 |
| King Janet Lee | Senior EVP and COO | Award / Grant | 2,489 | — | — | 48,153 | Jan 2, 2020 |
| Colwell Keary L. | Senior EVP, CFO and Secretary | Award / Grant | 2,489 | — | — | 44,153 | Jan 2, 2020 |
| Funkhouser David John | EVP and Chief Credit Officer | Award / Grant | 768 | — | — | 3,265 | Jan 2, 2020 |
| Pak Rick | EVP and Chief Lending Officer | Award / Grant | 830 | — | — | 1,419 | Jan 2, 2020 |
| Curley Mary Therese | EVP and Chief Lending Officer | Award / Grant | 787 | — | — | 3,167 | Jan 2, 2020 |