Broadcom Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Krause Thomas H. | Chief Financial Officer | Sale | 16,243 | $316.01 | $5,132,950 | 69,492 | Jun 9, 2020 |
| Brazeal Mark David | Chief Legal Officer | Tax Withholding | 3,100 | $257.44 | $798,064 | 49,077 | Apr 15, 2020 |
| Kawwas Charlie B | SVP & Chief Sales Officer | Sale | 1,348 | $264.39 | $356,398 | 103,618 | Apr 7, 2020 |
| Brazeal Mark David | Chief Legal Officer | Sale | 2,000 | $257.25 | $514,500 | 52,177 | Apr 7, 2020 |
| Spears Kirsten M. | Principal Accounting Officer | Sale | 5,000 | $235.50 | $1,177,500 | 40,278 | Mar 30, 2020 |
| LIEN JUSTINE | — | Award / Grant | 949 | — | — | 2,862 | Mar 30, 2020 |
| Low Check Kian | — | Award / Grant | 949 | — | — | 3,771 | Mar 30, 2020 |
| HARTENSTEIN EDDY W | — | Award / Grant | 949 | — | — | 4,484 | Mar 30, 2020 |
| FERNANDEZ RAUL J | — | Award / Grant | 949 | — | — | 1,064 | Mar 30, 2020 |
| You Harry L. | — | Award / Grant | 949 | — | — | 1,947 | Mar 30, 2020 |
| DELLY GAYLA J | — | Award / Grant | 949 | — | — | 2,775 | Mar 30, 2020 |
| Bryant Diane M | — | Award / Grant | 949 | — | — | 1,947 | Mar 30, 2020 |
| Spears Kirsten M. | Principal Accounting Officer | Tax Withholding | 5,047 | $234.22 | $1,182,108 | 46,221 | Mar 17, 2020 |
| TAN HOCK E | President and CEO | Sale | 400 | $185.07 | $74,028 | 241,788 | Mar 16, 2020 |
| Krause Thomas H. | Chief Financial Officer | Tax Withholding | 1,557 | $234.22 | $364,681 | 91,366 | Mar 16, 2020 |
| Kawwas Charlie B | SVP & Chief Sales Officer | Tax Withholding | 1,553 | $234.22 | $363,744 | 104,966 | Mar 16, 2020 |
| Brazeal Mark David | Chief Legal Officer | Tax Withholding | 2,802 | $234.22 | $656,284 | 54,177 | Mar 16, 2020 |
| Spears Kirsten M. | Principal Accounting Officer | Award / Grant | 1,875 | — | — | 51,227 | Mar 15, 2020 |
| Kawwas Charlie B | SVP & Chief Sales Officer | Option Exercise | 3,750 | — | — | 112,233 | Mar 15, 2020 |
| SAMUELI HENRY | — | Award / Grant | 725 | — | — | 262,582 | Mar 15, 2020 |
| Brazeal Mark David | Chief Legal Officer | Award / Grant | 3,125 | — | — | 56,979 | Mar 15, 2020 |
| Krause Thomas H. | Chief Financial Officer | Award / Grant | 3,125 | — | — | 100,736 | Mar 15, 2020 |
| Kawwas Charlie B | SVP & Chief Sales Officer | Award / Grant | 1,875 | — | — | 108,483 | Mar 10, 2020 |
| Spears Kirsten M. | Principal Accounting Officer | Award / Grant | 1,495 | — | — | 46,102 | Mar 10, 2020 |
| SAMUELI HENRY | — | Award / Grant | 500 | — | — | 258,960 | Mar 10, 2020 |
| Brazeal Mark David | Chief Legal Officer | Award / Grant | 1,795 | — | — | 52,229 | Mar 10, 2020 |
| Krause Thomas H. | Chief Financial Officer | Award / Grant | 2,394 | — | — | 93,111 | Mar 10, 2020 |
| TAN HOCK E | President and CEO | Sale | 4,580 | $254.28 | $1,164,602 | 198,131 | Mar 9, 2020 |
| TAN HOCK E | President and CEO | Sale | 500 | $296.43 | $148,215 | 171,142 | Feb 24, 2020 |
| TAN HOCK E | President and CEO | Sale | 36,105 | $310.09 | $11,195,799 | 206,183 | Feb 18, 2020 |
| TAN HOCK E | President and CEO | Option Exercise | 75,000 | $38.99 | $2,924,250 | 245,042 | Feb 10, 2020 |
| TAN HOCK E | President and CEO | Sale | 10,188 | $312.40 | $3,182,731 | 219,854 | Jan 22, 2020 |
| TAN HOCK E | President and CEO | Sale | 9,314 | $304.03 | $2,831,735 | 184,659 | Jan 15, 2020 |
| FERNANDEZ RAUL J | — | Award / Grant | 115 | — | — | 115 | Jan 10, 2020 |
| TAN HOCK E | President and CEO | Sale | 9,643 | $312.91 | $3,017,391 | 170,042 | Jan 8, 2020 |
| Spears Kirsten M. | Principal Accounting Officer | Tax Withholding | 744 | $315.42 | $234,672 | 44,607 | Dec 16, 2019 |
| Krause Thomas H. | Chief Financial Officer | Tax Withholding | 1,240 | $315.42 | $391,121 | 90,717 | Dec 16, 2019 |
| Kawwas Charlie B | SVP & Chief Sales Officer | Tax Withholding | 1,612 | $315.42 | $508,457 | 104,214 | Dec 16, 2019 |
| TAN HOCK E | President and CEO | Tax Withholding | 745 | $315.42 | $234,988 | 226,107 | Dec 16, 2019 |
| Brazeal Mark David | Chief Legal Officer | Tax Withholding | 372 | $315.42 | $117,336 | 50,434 | Dec 16, 2019 |
| TAN HOCK E | President and CEO | Option Exercise | 20,000 | $38.99 | $779,800 | 246,852 | Nov 15, 2019 |
| Krause Thomas H. | Chief Financial Officer | Tax Withholding | 2,480 | $312.91 | $776,017 | 91,957 | Nov 15, 2019 |
| TAN HOCK E | President and CEO | Sale | 1,057 | $283.09 | $299,226 | 245,795 | Oct 15, 2019 |
| Brazeal Mark David | Chief Legal Officer | Sale | 2,000 | $280.00 | $560,000 | 50,806 | Oct 11, 2019 |
| TAN HOCK E | President and CEO | Sale | 6,153 | $289.82 | $1,783,262 | 226,852 | Sep 16, 2019 |
| TAN HOCK E | President and CEO | Option Exercise | 20,000 | $38.99 | $779,800 | 246,852 | Aug 15, 2019 |
| TAN HOCK E | President and CEO | Sale | 6,600 | $291.27 | $1,922,382 | 240,252 | Jul 15, 2019 |
| Ingram Bryan | SVP & GM, Wireless Semicon Div | Sale | 11,922 | $278.58 | $3,321,231 | 70,090 | Jun 26, 2019 |
| TAN HOCK E | President and CEO | Award / Grant | 233,568 | — | — | 342,656 | Jun 20, 2019 |
| Ingram Bryan | SVP & GM, Wireless Semicon Div | Sale | 13,466 | $278.78 | $3,754,051 | 82,012 | Jun 19, 2019 |