Broadcom Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Spears Kirsten M. | CFO & Chief Accounting Officer | Award / Grant | 15,817 | — | — | 47,162 | Mar 8, 2023 |
| Kawwas Charlie B | President, Semi Solutions Grp | Award / Grant | 20,106 | — | — | 91,577 | Mar 8, 2023 |
| Brazeal Mark David | Chief Legal & Corp Affairs Ofc | Award / Grant | 17,080 | — | — | 43,846 | Mar 8, 2023 |
| SAMUELI HENRY | — | Gift | 51,135 | — | — | 4,080,922 | Dec 28, 2022 |
| TAN HOCK E | President and CEO | Sale | 30,000 | $626.04 | $18,781,200 | 214,514 | Dec 21, 2022 |
| Brazeal Mark David | Chief Legal & Corp Affairs Ofc | Tax Withholding | 1,984 | $558.00 | $1,107,072 | 26,766 | Dec 15, 2022 |
| Kawwas Charlie B | President, Semi Solutions Grp | Tax Withholding | 2,965 | $558.00 | $1,654,470 | 71,471 | Dec 15, 2022 |
| Spears Kirsten M. | CFO & Chief Accounting Officer | Tax Withholding | 3,224 | $558.00 | $1,798,992 | 31,345 | Dec 15, 2022 |
| FERNANDEZ RAUL J | — | Sale | 1,170 | $575.00 | $672,750 | 1,953 | Dec 14, 2022 |
| DELLY GAYLA J | — | Sale | 200 | $579.56 | $115,912 | 3,264 | Dec 13, 2022 |
| PAGE JUSTINE | — | Sale | 170 | $574.86 | $97,726 | 2,981 | Dec 13, 2022 |
| TAN HOCK E | President and CEO | Tax Withholding | 9,100 | $518.09 | $4,714,619 | 260,514 | Nov 11, 2022 |
| You Harry L. | — | Award / Grant | 413 | — | — | 2,113 | Apr 4, 2022 |
| PAGE JUSTINE | — | Award / Grant | 413 | — | — | 3,151 | Apr 4, 2022 |
| Low Check Kian | — | Award / Grant | 413 | — | — | 4,601 | Apr 4, 2022 |
| FERNANDEZ RAUL J | — | Award / Grant | 413 | — | — | 3,123 | Apr 4, 2022 |
| DELLY GAYLA J | — | Award / Grant | 413 | — | — | 3,464 | Apr 4, 2022 |
| Bryant Diane M | — | Sale | 476 | $629.55 | $299,666 | 1,560 | Apr 4, 2022 |
| Spears Kirsten M. | VP CFO & Chief Accounting Ofcr | Sale | 2,000 | $636.23 | $1,272,460 | 34,546 | Mar 28, 2022 |
| DELLY GAYLA J | — | Sale | 200 | $624.67 | $124,934 | 3,051 | Mar 25, 2022 |
| TAN HOCK E | President and CEO | Gift | 48,000 | — | — | 286,677 | Mar 25, 2022 |
| SAMUELI HENRY | — | Gift | 269,207 | — | — | — | Mar 25, 2022 |
| Kawwas Charlie B | Chief Operating Officer | Sale | 2,520 | $619.89 | $1,562,123 | 74,436 | Mar 24, 2022 |
| Brazeal Mark David | Chief Legal & Corp Affairs Ofc | Sale | 11,214 | $610.00 | $6,840,540 | 28,750 | Mar 24, 2022 |
| Spears Kirsten M. | VP CFO & Chief Accounting Ofcr | Tax Withholding | 8,121 | $592.76 | $4,813,804 | 39,546 | Mar 15, 2022 |
| Krause Thomas H. | President of Broadcom SW Group | Sale | 65 | $586.11 | $38,097 | 36,960 | Mar 15, 2022 |
| Kawwas Charlie B | Chief Operating Officer | Tax Withholding | 12,765 | $592.76 | $7,566,581 | 76,956 | Mar 15, 2022 |
| Brazeal Mark David | Chief Legal & Corp Affairs Ofc | Tax Withholding | 10,164 | $592.76 | $6,024,813 | 39,964 | Mar 15, 2022 |
| FERNANDEZ RAUL J | — | Purchase | 34 | $580.00 | $19,720 | 2,676 | Mar 10, 2022 |
| FERNANDEZ RAUL J | — | Purchase | 34 | $579.53 | $19,704 | 2,576 | Mar 9, 2022 |
| Bryant Diane M | — | Sale | 800 | $572.17 | $457,736 | 1,623 | Mar 8, 2022 |
| Spears Kirsten M. | VP CFO & Chief Accounting Ofcr | Award / Grant | 1,562 | — | — | 38,272 | Mar 2, 2022 |
| SAMUELI HENRY | — | Award / Grant | 2,500 | — | — | 269,207 | Mar 2, 2022 |
| Krause Thomas H. | President of Broadcom SW Group | Award / Grant | 2,500 | — | — | 51,460 | Mar 2, 2022 |
| Kawwas Charlie B | Chief Operating Officer | Award / Grant | 2,500 | — | — | 75,297 | Mar 2, 2022 |
| Brazeal Mark David | Chief Legal & Corp Affairs Ofc | Award / Grant | 8,125 | — | — | 50,128 | Mar 2, 2022 |
| HARTENSTEIN EDDY W | — | Award / Grant | 413 | — | — | 889 | Jan 4, 2022 |
| SAMUELI HENRY | — | Gift | 19,859 | — | — | 4,189,608 | Jan 3, 2022 |
| Kawwas Charlie B | Chief Operating Officer | Sale | 2,000 | $645.53 | $1,291,060 | 73,017 | Dec 22, 2021 |
| Spears Kirsten M. | VP CFO & Chief Accounting Ofcr | Sale | 2,000 | $648.10 | $1,296,200 | 33,460 | Dec 21, 2021 |
| FERNANDEZ RAUL J | — | Purchase | 80 | $625.00 | $50,000 | 2,463 | Dec 16, 2021 |
| Brazeal Mark David | Chief Legal & Corp Affairs Ofc | Tax Withholding | 372 | $639.86 | $238,028 | 34,378 | Dec 15, 2021 |
| Kawwas Charlie B | Chief Operating Officer | Tax Withholding | 3,585 | $639.86 | $2,293,898 | 75,017 | Dec 15, 2021 |
| Krause Thomas H. | President of Broadcom SW Group | Sale | 3,645 | $632.84 | $2,306,702 | 46,460 | Dec 15, 2021 |
| Spears Kirsten M. | VP CFO & Chief Accounting Ofcr | Tax Withholding | 3,596 | $639.86 | $2,300,937 | 35,460 | Dec 15, 2021 |
| You Harry L. | — | Sale | 276 | $621.53 | $171,542 | 1,700 | Dec 15, 2021 |
| FERNANDEZ RAUL J | — | Purchase | 81 | $612.61 | $49,621 | 2,302 | Dec 15, 2021 |
| FERNANDEZ RAUL J | — | Purchase | 152 | $489.54 | $74,410 | 2,221 | Sep 29, 2021 |
| Brazeal Mark David | Chief Legal Officer | Sale | 3,150 | $504.09 | $1,587,884 | 26,750 | Sep 27, 2021 |
| HARTENSTEIN EDDY W | — | Sale | 1,300 | $505.67 | $657,371 | 13,564 | Sep 23, 2021 |