Runway Growth Finance Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kovacs Gary | — | Purchase | 7,906 | $15.19 | $120,094 | 28,181 | Jan 2, 2019 |
| Persily Julie | — | Purchase | 2,372 | $15.19 | $36,029 | 8,454 | Jan 2, 2019 |
| Retirement Plan of Carilion Clinic | — | Purchase | 395,306 | $15.19 | $6,004,693 | 1,409,038 | Jan 2, 2019 |
| Solimene Lewis | — | Purchase | 2,372 | $15.19 | $36,029 | 8,454 | Jan 2, 2019 |
| SPRENG R DAVID | President and CEO | Purchase | 395 | $15.19 | $6,004 | 1,409 | Jan 2, 2019 |
| OAKTREE FUND GP I, L.P. | — | Purchase | 1,006,899 | $15.02 | $15,123,619 | 5,495,268 | Sep 14, 2018 |
| Kovacs Gary | — | Purchase | 3,631 | $15.02 | $54,531 | 19,814 | Sep 14, 2018 |
| Retirement Plan of Carilion Clinic | — | Purchase | 181,530 | $15.02 | $2,726,577 | 990,720 | Sep 14, 2018 |
| Solimene Lewis | — | Purchase | 1,089 | $15.02 | $16,359 | 5,944 | Sep 14, 2018 |
| Persily Julie | — | Purchase | 1,089 | $15.02 | $16,359 | 5,944 | Sep 14, 2018 |
| Carilion Clinic | — | Purchase | 181,530 | $15.02 | $2,726,577 | 990,720 | Sep 14, 2018 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | Purchase | 726 | $15.02 | $10,906 | 726 | Sep 14, 2018 |
| SPRENG R DAVID | President and CEO | Purchase | 726 | $15.02 | $10,906 | 726 | Sep 14, 2018 |
| Oaktree Capital I, L.P. | — | Purchase | 1,413,922 | $15.00 | $21,208,823 | 4,370,158 | Dec 8, 2017 |
| Retirement Plan of Carilion Clinic | — | Purchase | 196,632 | $15.00 | $2,949,474 | 787,879 | Dec 8, 2017 |
| Carilion Clinic | — | Purchase | 196,632 | $15.00 | $2,949,474 | 787,879 | Dec 8, 2017 |
| SPRENG R DAVID | President and CEO | Purchase | 3,933 | $15.00 | $58,990 | 15,758 | Dec 8, 2017 |
| Persily Julie | — | Purchase | 3,545 | $15.00 | $53,172 | 4,727 | Dec 8, 2017 |
| Kovacs Gary | — | Purchase | 3,933 | $15.00 | $58,990 | 15,758 | Dec 8, 2017 |
| Solimene Lewis | — | Purchase | 3,545 | $15.00 | $53,172 | 4,727 | Dec 8, 2017 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | Purchase | 393 | $15.00 | $5,899 | 1,576 | Dec 8, 2017 |
| Oaktree Fund GP, LLC | — | Purchase | 1,294,014 | $15.00 | $19,410,208 | 2,956,237 | Aug 28, 2017 |
| Retirement Plan of Carilion Clinic | — | Purchase | 258,803 | $15.00 | $3,882,039 | 591,247 | Aug 28, 2017 |
| Carilion Clinic | — | Purchase | 258,803 | $15.00 | $3,882,039 | 591,247 | Aug 28, 2017 |
| SPRENG R DAVID | President and CEO | Purchase | 5,176 | $15.00 | $77,641 | 11,825 | Aug 28, 2017 |
| Persily Julie | — | Purchase | 518 | $15.00 | $7,764 | 1,182 | Aug 28, 2017 |
| Solimene Lewis | — | Purchase | 518 | $15.00 | $7,764 | 1,182 | Aug 28, 2017 |
| Kovacs Gary | — | Purchase | 5,176 | $15.00 | $77,641 | 11,825 | Aug 28, 2017 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | Purchase | 518 | $15.00 | $7,764 | 1,182 | Aug 28, 2017 |
| Kovacs Gary | — | Purchase | 3,638 | $15.00 | $54,566 | 6,649 | Jun 12, 2017 |
| OCM HOLDINGS I, LLC | — | Purchase | 909,443 | $15.00 | $13,641,641 | 1,662,223 | Jun 12, 2017 |
| Retirement Plan of Carilion Clinic | — | Purchase | 181,889 | $15.00 | $2,728,328 | 332,445 | Jun 12, 2017 |
| Carilion Clinic | — | Purchase | 181,889 | $15.00 | $2,728,328 | 332,445 | Jun 12, 2017 |
| SPRENG R DAVID | President and CEO | Purchase | 3,638 | $15.00 | $54,566 | 6,649 | Jun 12, 2017 |
| Persily Julie | — | Purchase | 364 | $15.00 | $5,456 | 665 | Jun 12, 2017 |
| Solimene Lewis | — | Purchase | 665 | $15.00 | $9,973 | 665 | Jun 12, 2017 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | Purchase | 364 | $15.00 | $5,456 | 665 | Jun 12, 2017 |
| Retirement Plan of Carilion Clinic | — | Purchase | 110,855 | $15.00 | $1,662,821 | 150,556 | Apr 19, 2017 |
| Carilion Clinic | — | Purchase | 110,855 | $15.00 | $1,662,821 | 150,556 | Apr 19, 2017 |
| Kovacs Gary | — | Purchase | 2,217 | $15.00 | $33,257 | 3,011 | Apr 19, 2017 |
| Oaktree Capital Group, LLC | — | Purchase | 554,274 | $15.00 | $8,314,103 | 752,780 | Apr 19, 2017 |
| Persily Julie | — | Purchase | 301 | $15.00 | $4,517 | 301 | Apr 19, 2017 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | Purchase | 222 | $15.00 | $3,326 | 301 | Apr 19, 2017 |
| SPRENG R DAVID | President and CEO | Purchase | 2,217 | $15.00 | $33,257 | 3,011 | Apr 19, 2017 |
| GREIFELD ROBERT | — | Purchase | 7,940 | $15.00 | $119,105 | 7,940 | Dec 16, 2016 |
| SPRENG R DAVID | President and CEO | Purchase | 794 | $15.00 | $11,910 | 794 | Dec 16, 2016 |
| Raterman Thomas B. | CFO, Treasurer and Secretary | Purchase | 79 | $15.00 | $1,191 | 79 | Dec 16, 2016 |
| Kovacs Gary | — | Purchase | 794 | $15.00 | $11,910 | 794 | Dec 16, 2016 |