Runway Growth Finance Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Oaktree Capital Group Holdings GP, LLC | — | Sale | 1,250,000 | $9.05 | $11,312,500 | 7,029,668 | Nov 17, 2025 |
| OCM Growth Holdings LLC | — | Sale | 500,000 | $10.80 | $5,400,000 | 8,279,668 | Aug 8, 2025 |
| Oaktree Capital Holdings, LLC | — | Sale | 1,000,000 | $10.45 | $10,450,000 | 8,779,668 | Jul 1, 2025 |
| Oaktree Capital Group Holdings GP, LLC | — | Sale | 1,000,000 | $10.35 | $10,350,000 | 9,779,668 | Apr 1, 2025 |
| SPRENG R DAVID | President and CEO | Other | 61,986 | $10.75 | $666,349 | 147,525 | Mar 28, 2025 |
| Raterman Thomas B. | See Remarks | Other | 61,986 | $10.75 | $666,349 | 147,525 | Mar 28, 2025 |
| SPRENG R DAVID | President and CEO | Purchase | 1,000 | $10.34 | $10,340 | 70,532 | Dec 19, 2024 |
| Raterman Thomas B. | See Remarks | Purchase | 8,803 | $10.18 | $89,615 | 209,511 | Nov 20, 2024 |
| SPRENG R DAVID | President and CEO | Purchase | 8,803 | $10.18 | $89,615 | 209,511 | Nov 20, 2024 |
| SPRENG R DAVID | President and CEO | Purchase | 7,556 | $10.12 | $76,467 | 187,521 | Nov 19, 2024 |
| Raterman Thomas B. | See Remarks | Purchase | 7,556 | $10.12 | $76,467 | 187,521 | Nov 19, 2024 |
| SPRENG R DAVID | President and CEO | Purchase | 5,000 | $10.17 | $50,850 | 69,532 | Aug 14, 2024 |
| Raterman Thomas B. | See Remarks | Purchase | 5,000 | $10.08 | $50,400 | 27,441 | Aug 13, 2024 |
| OCM Growth Holdings LLC | — | Sale | 400,000 | $11.90 | $4,760,000 | 10,779,668 | Jun 10, 2024 |
| BROOKFIELD Corp /ON/ | — | Sale | 4,312,500 | $11.50 | $49,593,750 | 11,179,668 | May 14, 2024 |
| SPRENG R DAVID | President and CEO | Purchase | 5,000 | $11.88 | $59,400 | 64,532 | Mar 21, 2024 |
| Brookfield Oaktree Holdings, LLC | — | Sale | 1,000,000 | $11.33 | $11,330,000 | 15,492,168 | Mar 18, 2024 |
| Raterman Thomas B. | See Remarks | Purchase | 20,460 | $11.61 | $237,541 | 179,965 | Mar 14, 2024 |
| SPRENG R DAVID | President and CEO | Purchase | 20,460 | $11.61 | $237,541 | 179,965 | Mar 14, 2024 |
| OCM Growth Holdings LLC | — | Sale | 12,365 | $12.76 | $157,777 | 16,492,168 | Dec 15, 2023 |
| OCM Growth Holdings LLC | — | Sale | 562,500 | $12.06 | $6,783,750 | 16,742,168 | Dec 12, 2023 |
| SPRENG R DAVID | President and CEO | Purchase | 8,022 | $12.80 | $102,682 | 152,805 | Nov 27, 2023 |
| Raterman Thomas B. | See Remarks | Purchase | 8,022 | $12.80 | $102,682 | 152,805 | Nov 27, 2023 |
| SPRENG R DAVID | President and CEO | Purchase | 7,689 | $12.53 | $96,343 | 135,121 | Nov 22, 2023 |
| Raterman Thomas B. | See Remarks | Purchase | 9,662 | $12.64 | $122,128 | 144,783 | Nov 21, 2023 |
| SPRENG R DAVID | President and CEO | Purchase | 7,500 | $12.39 | $92,925 | 127,432 | Nov 17, 2023 |
| Raterman Thomas B. | See Remarks | Purchase | 7,500 | $12.39 | $92,925 | 127,432 | Nov 17, 2023 |
| Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. | — | Sale | 3,750,000 | $12.06 | $45,225,000 | 17,304,668 | Nov 13, 2023 |
| Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. | — | Sale | 3,750,000 | $12.06 | $45,225,000 | 17,304,668 | Nov 13, 2023 |
| SPRENG R DAVID | President and CEO | Purchase | 125 | $12.47 | $1,559 | 56,103 | Jun 6, 2023 |
| Raterman Thomas B. | See Remarks | Purchase | 2,500 | $10.74 | $26,850 | 22,181 | May 12, 2023 |
| Brookfield US Holdings Inc. | — | Sale | 50,256 | $11.94 | $600,057 | 21,054,667 | Mar 28, 2023 |
| OAKTREE HOLDINGS, LLC | — | Sale | 50,256 | $11.94 | $600,057 | 21,054,667 | Mar 28, 2023 |
| SPRENG R DAVID | President and CEO | Purchase | 9,596 | $11.34 | $108,819 | 113,332 | Mar 17, 2023 |
| Raterman Thomas B. | See Remarks | Purchase | 3,000 | $11.35 | $34,050 | 19,681 | Mar 16, 2023 |
| SPRENG R DAVID | President and CEO | Purchase | 6,700 | $11.86 | $79,462 | 98,447 | Dec 16, 2022 |
| Raterman Thomas B. | See Remarks | Purchase | 6,700 | $11.86 | $79,462 | 98,447 | Dec 16, 2022 |
| Raterman Thomas B. | See Remark | Purchase | 7,705 | $11.75 | $90,534 | 99,452 | Dec 13, 2022 |
| SPRENG R DAVID | President and CEO | Purchase | 7,705 | $11.75 | $90,534 | 99,452 | Dec 13, 2022 |
| Raterman Thomas B. | See Remark | Purchase | 1,000 | $11.98 | $11,980 | 16,681 | Nov 15, 2022 |
| Raterman Thomas B. | See Remark | Purchase | 1,000 | $11.36 | $11,360 | 15,681 | Sep 23, 2022 |
| Engel John F. | — | Purchase | 8,178 | $12.23 | $100,017 | 8,178 | Sep 13, 2022 |
| Raterman Thomas B. | See Remark | Purchase | 1,000 | $12.45 | $12,450 | 14,681 | Aug 29, 2022 |
| SPRENG R DAVID | President and CEO | Purchase | 1,000 | $12.67 | $12,670 | 50,978 | Aug 24, 2022 |
| SPRENG R DAVID | President and CEO | Purchase | 5,000 | $11.75 | $58,750 | 49,604 | Jun 21, 2022 |
| Raterman Thomas B. | See Remark | Purchase | 1,000 | $13.26 | $13,260 | 13,276 | May 10, 2022 |
| Raterman Thomas B. | See Remarks | Purchase | 1,000 | $12.30 | $12,300 | 11,125 | Mar 11, 2022 |
| SPRENG R DAVID | President and CEO | Purchase | 5,000 | $12.35 | $61,750 | 19,017 | Mar 11, 2022 |
| Raterman Thomas B. | See Remarks | Purchase | 1,000 | $12.18 | $12,180 | 10,125 | Mar 8, 2022 |
| Brookfield Public Securities Group Holdings LLC | — | Purchase | 15,359 | $13.35 | $205,043 | 20,765,158 | Mar 1, 2022 |