Lumentum Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Tax Withholding | 1,467 | $52.56 | $77,106 | 154,281 | Aug 15, 2024 |
| LOWE ALAN S | CHIEF EXECUTIVE OFFICER | Tax Withholding | 4,813 | $52.26 | $251,527 | 220,505 | Aug 15, 2024 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax Withholding | 1,716 | $52.26 | $89,678 | 58,501 | Aug 15, 2024 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Tax Withholding | 403 | $44.33 | $17,865 | 73,880 | Aug 2, 2024 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Tax Withholding | 440 | $54.77 | $24,099 | 74,283 | Jul 19, 2024 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Tax Withholding | 182 | $45.72 | $8,321 | 10,785 | May 15, 2024 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Tax Withholding | 601 | $45.72 | $27,478 | 32,587 | May 15, 2024 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Tax Withholding | 1,467 | $45.72 | $67,071 | 155,748 | May 15, 2024 |
| LOWE ALAN S | CHIEF EXECUTIVE OFFICER | Tax Withholding | 4,813 | $45.72 | $220,050 | 225,318 | May 15, 2024 |
| Hamel Judy G | SVP AND SECRETARY | Tax Withholding | 965 | $45.72 | $44,120 | 50,594 | May 15, 2024 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax Withholding | 1,716 | $45.72 | $78,456 | 60,217 | May 15, 2024 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Tax Withholding | 209 | $49.19 | $10,281 | 10,967 | Feb 15, 2024 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Tax Withholding | 690 | $49.19 | $33,941 | 43,091 | Feb 15, 2024 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Tax Withholding | 1,555 | $49.19 | $76,490 | 157,215 | Feb 15, 2024 |
| LOWE ALAN S | CHIEF EXECUTIVE OFFICER | Tax Withholding | 4,841 | $49.19 | $238,129 | 230,131 | Feb 15, 2024 |
| Hamel Judy G | SVP, GC AND SECRETARY | Tax Withholding | 1,065 | $49.19 | $52,387 | 51,259 | Feb 15, 2024 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax Withholding | 1,808 | $49.19 | $88,936 | 61,933 | Feb 15, 2024 |
| Johnson Julia Suzanne | — | Award / Grant | 5,416 | — | — | 23,195 | Nov 20, 2023 |
| Wong Janet S. | — | Award / Grant | 5,416 | — | — | 15,040 | Nov 17, 2023 |
| Small Ian | — | Award / Grant | 5,416 | — | — | 24,866 | Nov 17, 2023 |
| Lillie Brian | — | Award / Grant | 5,416 | — | — | 21,314 | Nov 17, 2023 |
| HERSCHER PENNY | — | Award / Grant | 5,416 | — | — | 8,477 | Nov 17, 2023 |
| Harris Isaac Hosojiro | — | Award / Grant | 5,416 | — | — | 13,651 | Nov 17, 2023 |
| Fletcher Pamela | — | Award / Grant | 5,416 | — | — | 7,155 | Nov 17, 2023 |
| COVERT HAROLD L | — | Award / Grant | 5,416 | — | — | 23,761 | Nov 17, 2023 |
| Ali Wajid | EVP & Chief Financial Officer | Tax Withholding | 1,679 | $45.14 | $75,790 | 63,741 | Nov 15, 2023 |
| Wupen Yuen | See Remarks | Tax Withholding | 253 | $45.14 | $11,420 | 11,176 | Nov 15, 2023 |
| Sepe Matthew Joseph | Chief Accounting Officer | Tax Withholding | 583 | $45.14 | $26,317 | 43,781 | Nov 15, 2023 |
| Retort Vincent | EVP, Chief Operating Officer | Tax Withholding | 2,038 | $45.14 | $91,995 | 158,770 | Nov 15, 2023 |
| LOWE ALAN S | Chief Executive Officer | Tax Withholding | 4,709 | $45.14 | $212,564 | 234,972 | Nov 15, 2023 |
| Hamel Judy G | SVP, GC and Secretary | Tax Withholding | 944 | $45.14 | $42,612 | 52,324 | Nov 15, 2023 |
| Ali Wajid | EVP & Chief Financial Officer | Tax Withholding | 1,679 | $45.14 | $75,790 | 63,741 | Nov 15, 2023 |
| Sepe Matthew Joseph | Chief Accounting Officer | Tax Withholding | 911 | $52.12 | $47,481 | 44,364 | Aug 24, 2023 |
| Reinhardt Jason | EVP, General Manager | Award / Grant | 24,364 | — | — | 118,733 | Aug 24, 2023 |
| LOWE ALAN S | Chief Executive Officer | Tax Withholding | 12,232 | $52.12 | $637,532 | 239,681 | Aug 24, 2023 |
| Hamel Judy G | SVP, GC and Secretary | Tax Withholding | 2,560 | $52.12 | $133,427 | 53,268 | Aug 24, 2023 |
| Ali Wajid | EVP & Chief Financial Officer | Award / Grant | 32,798 | — | — | 68,139 | Aug 24, 2023 |
| Retort Vincent | EVP, Chief Operating Officer | Tax Withholding | 5,047 | $52.12 | $263,050 | 160,808 | Aug 23, 2023 |
| Retort Vincent | EVP, Chief Operating Officer | Award / Grant | 4,834 | — | — | 126,551 | Aug 19, 2023 |
| Reinhardt Jason | EVP, General Manager | Tax Withholding | 1,017 | $47.98 | $48,796 | 94,369 | Aug 19, 2023 |
| LOWE ALAN S | Chief Executive Officer | Tax Withholding | 5,551 | $47.98 | $266,337 | 152,444 | Aug 19, 2023 |
| Hamel Judy G | SVP, GC and Secretary | Tax Withholding | 973 | $47.98 | $46,685 | 36,367 | Aug 19, 2023 |
| Ali Wajid | EVP & Chief Financial Officer | Tax Withholding | 1,960 | $47.98 | $94,041 | 35,341 | Aug 19, 2023 |
| Sepe Matthew Joseph | Chief Accounting Officer | Tax Withholding | 569 | $51.34 | $29,212 | 21,986 | Aug 15, 2023 |
| Retort Vincent | EVP, Chief Operating Officer | Tax Withholding | 2,061 | $51.34 | $105,812 | 121,717 | Aug 15, 2023 |
| Reinhardt Jason | EVP, General Manager | Tax Withholding | 1,208 | $51.34 | $62,019 | 92,513 | Aug 15, 2023 |
| LOWE ALAN S | Chief Executive Officer | Tax Withholding | 6,230 | $51.34 | $319,848 | 146,801 | Aug 15, 2023 |
| Hamel Judy G | SVP, GC and Secretary | Tax Withholding | 1,188 | $51.34 | $60,992 | 35,381 | Aug 15, 2023 |
| Ali Wajid | EVP & Chief Financial Officer | Tax Withholding | 2,279 | $51.34 | $117,004 | 33,350 | Aug 15, 2023 |
| Ali Wajid | EVP & Chief Financial Officer | Sale | 6,872 | $60.50 | $415,756 | 35,629 | Jun 20, 2023 |