Lumentum Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Thad Trent | — | Award / Grant | 810 | — | — | 1,205 | Dec 29, 2025 |
| Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sale | 822 | $258.96 | $212,865 | 95,077 | Nov 19, 2025 |
| Small Ian | — | Award / Grant | 1,283 | — | — | 29,462 | Nov 19, 2025 |
| Lundstrom Paul | — | Award / Grant | 1,283 | — | — | 2,517 | Nov 19, 2025 |
| Lillie Brian | — | Award / Grant | 1,283 | — | — | 25,910 | Nov 19, 2025 |
| Johnson Julia Suzanne | — | Award / Grant | 1,283 | — | — | 13,320 | Nov 19, 2025 |
| HERSCHER PENNY | — | Award / Grant | 1,283 | — | — | 10,906 | Nov 19, 2025 |
| Harris Isaac Hosojiro | — | Award / Grant | 1,283 | — | — | 11,047 | Nov 19, 2025 |
| Fletcher Pamela | — | Sale | 3,421 | $273.53 | $935,746 | 10,561 | Nov 19, 2025 |
| Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Tax Withholding | 3,732 | $232.15 | $866,384 | 97,541 | Nov 18, 2025 |
| Kim Jae | SVP, GENERAL COUNSEL | Tax Withholding | 1,413 | $232.15 | $328,028 | 39,937 | Nov 18, 2025 |
| Fletcher Pamela | — | Sale | 579 | $250.00 | $144,750 | 9,889 | Nov 17, 2025 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Tax Withholding | 1,495 | $232.15 | $347,064 | 42,077 | Nov 15, 2025 |
| Retort Vincent | SEE REMARKS | Tax Withholding | 3,291 | $232.15 | $764,006 | 147,481 | Nov 15, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Tax Withholding | 2,743 | $232.15 | $636,787 | 74,344 | Nov 15, 2025 |
| Johnson Julia Suzanne | — | Sale | 10,000 | $270.39 | $2,703,900 | 12,037 | Nov 10, 2025 |
| Harris Isaac Hosojiro | — | Sale | 7,200 | $243.32 | $1,751,904 | 9,764 | Nov 7, 2025 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Sale | 4,232 | $239.63 | $1,014,114 | 43,544 | Nov 7, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 3,282 | $124.39 | $408,248 | 104,554 | Aug 27, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sale | 2,526 | $124.39 | $314,209 | 77,087 | Aug 26, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 3,282 | $119.25 | $391,379 | 107,836 | Aug 23, 2025 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Award / Grant | 4,918 | — | — | 47,776 | Aug 23, 2025 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Award / Grant | 14,758 | — | — | 150,671 | Aug 23, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Award / Grant | 12,298 | — | — | 79,613 | Aug 23, 2025 |
| Kim Jae | SVP, GENERAL COUNSEL | Sale | 1,100 | $117.36 | $129,096 | 33,465 | Aug 22, 2025 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Award / Grant | 5,057 | — | — | 42,648 | Aug 21, 2025 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Tax Withholding | 11,666 | $117.43 | $1,369,938 | 135,913 | Aug 21, 2025 |
| Kim Jae | SVP, GENERAL COUNSEL | Award / Grant | 2,057 | — | — | 43,510 | Aug 21, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Award / Grant | 9,152 | — | — | 77,382 | Aug 21, 2025 |
| HURLSTON MICHAEL E. | President and CEO | Award / Grant | 34,393 | — | — | 149,597 | Aug 19, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Award / Grant | 9,218 | — | — | 108,428 | Aug 19, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 109 | $113.61 | $12,383 | 76,668 | Aug 19, 2025 |
| Johnson Julia Suzanne | — | Sale | 1,250 | $119.06 | $148,825 | 22,037 | Aug 18, 2025 |
| Kim Jae | SVP, GENERAL COUNSEL | Tax Withholding | 802 | $115.86 | $92,920 | 30,732 | Aug 18, 2025 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Tax Withholding | 837 | $115.86 | $96,975 | 37,591 | Aug 15, 2025 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Tax Withholding | 2,753 | $115.86 | $318,963 | 122,237 | Aug 15, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sale | 2,222 | $116.45 | $258,752 | 45,470 | Aug 15, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Tax Withholding | 745 | $111.13 | $82,792 | 79,317 | Aug 7, 2025 |
| Sepe Matthew Joseph | CHIEF ACCOUNTING OFFICER | Tax Withholding | 474 | $111.13 | $52,676 | 38,428 | Aug 7, 2025 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Tax Withholding | 2,916 | $111.13 | $324,055 | 124,990 | Aug 7, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Award / Grant | 5,133 | — | — | 52,593 | Aug 7, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 241 | $108.34 | $26,110 | 78,597 | Aug 6, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 241 | $108.09 | $26,050 | 79,079 | Aug 5, 2025 |
| Retort Vincent | PRESIDENT, INDUSTRIAL TECH. | Sale | 22,719 | $110.00 | $2,499,090 | 121,747 | Jul 29, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 265 | $99.92 | $26,479 | 79,773 | Jul 23, 2025 |
| Wupen Yuen | PRESIDENT, CLOUD & NETWORKING | Sale | 264 | $102.22 | $26,986 | 80,302 | Jul 22, 2025 |
| LOWE ALAN S | — | Sale | 20,000 | $93.47 | $1,869,400 | 230,471 | Jun 26, 2025 |
| LOWE ALAN S | — | Sale | 20,000 | $88.47 | $1,769,400 | 250,471 | Jun 18, 2025 |
| Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sale | 2,222 | $83.58 | $185,715 | 47,460 | Jun 4, 2025 |
| LOWE ALAN S | — | Sale | 10,000 | $83.58 | $835,800 | 270,471 | Jun 4, 2025 |