Via Renewables, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Melman Gil | Vice President General Counsel | Purchase | 550 | $27.13 | $14,922 | 11,846 | Nov 21, 2016 |
| TxEx Energy Investments, LLC | — | Purchase | 650 | $26.70 | $17,355 | 153,246 | Nov 17, 2016 |
| Maxwell W Keith III | — | Purchase | 1,000 | $27.05 | $27,050 | 140,592 | Nov 16, 2016 |
| Evans Nick W Jr | — | Purchase | 1,142 | $26.93 | $30,754 | 1,342 | Nov 15, 2016 |
| Retailco, LLC | — | Purchase | 2,900 | $26.99 | $78,271 | 137,935 | Nov 15, 2016 |
| Garrett Jason K. | Executive VP, Retail | Purchase | 183 | $27.10 | $4,959 | 10,951 | Nov 15, 2016 |
| Kroeker Nathan | President & CEO | Purchase | 50 | $27.00 | $1,350 | 34,431 | Nov 15, 2016 |
| Retailco, LLC | — | Purchase | 42,185 | $25.82 | $1,089,217 | 135,035 | Nov 14, 2016 |
| Maxwell W Keith III | — | Purchase | 42,185 | $25.82 | $1,089,217 | 135,035 | Nov 14, 2016 |
| Jones James G II | — | Purchase | 1,000 | $26.51 | $26,510 | 12,677 | Nov 14, 2016 |
| Hartwick Kenneth Michael | — | Purchase | 1,000 | $26.20 | $26,200 | 10,777 | Nov 14, 2016 |
| LANE ROBERT LAWRENCE | Vice President and CFO | Purchase | 375 | $26.75 | $10,031 | 375 | Nov 14, 2016 |
| Garrett Jason K. | Executive VP, Retail | Purchase | 187 | $26.41 | $4,939 | 10,768 | Nov 14, 2016 |
| Kroeker Nathan | President & CEO | Purchase | 100 | $26.34 | $2,634 | 34,381 | Nov 14, 2016 |
| Retailco, LLC | — | Purchase | 25,877 | $24.89 | $644,079 | 118,527 | Nov 14, 2016 |
| Jones James G II | — | Purchase | 500 | $25.98 | $12,990 | 11,677 | Aug 19, 2016 |
| Maxwell W Keith III | — | Sale | 12,700 | $33.00 | $419,100 | 397,000 | Jun 10, 2016 |
| Maxwell W Keith III | — | Sale | 9,384 | $32.10 | $301,226 | 497,000 | Jun 8, 2016 |
| TxEx Energy Investments, LLC | — | Sale | 88,826 | $31.36 | $2,785,583 | 75,048 | Jun 3, 2016 |
| Retailco, LLC | — | Sale | 61,302 | $30.49 | $1,869,098 | 240,975 | May 31, 2016 |
| Maxwell W Keith III | — | Sale | 39,063 | $30.19 | $1,179,312 | 322,603 | May 26, 2016 |
| Eads John | — | Option Exercise | 5,000 | — | — | 14,777 | May 25, 2016 |
| Maxwell W Keith III | — | Sale | 21,353 | $30.02 | $641,017 | 371,264 | May 23, 2016 |
| TxEx Energy Investments, LLC | — | Sale | 13,041 | $30.58 | $398,794 | 410,723 | May 19, 2016 |
| Kroeker Nathan | President & CEO | Option Exercise | 4,073 | — | — | 35,397 | May 18, 2016 |
| Melman Gil | Vice President General Counsel | Tax Withholding | 745 | $29.92 | $22,290 | 11,296 | May 18, 2016 |
| Hodges Georganne | Vice President & CFO | Option Exercise | 2,715 | — | — | 7,854 | May 18, 2016 |
| Garrett Jason K. | Executive VP, Retail | Option Exercise | 14,567 | — | — | 14,567 | May 18, 2016 |
| Hartwick Kenneth Michael | — | Option Exercise | 5,867 | — | — | 13,527 | May 18, 2016 |
| Eads John | — | Option Exercise | 5,867 | — | — | 13,527 | May 18, 2016 |
| Jones James G II | — | Option Exercise | 5,867 | — | — | 14,927 | May 18, 2016 |
| Kroeker Nathan | President & CEO | Option Exercise | 4,073 | — | — | 35,395 | May 18, 2016 |
| TxEx Energy Investments, LLC | — | Sale | 36,699 | $30.96 | $1,136,201 | 423,764 | May 13, 2016 |
| Maxwell W Keith III | — | Sale | 24,662 | $30.88 | $761,563 | 507,544 | May 10, 2016 |
| Hodges Georganne | Vice President & CFO | Tax Withholding | 1,941 | $25.87 | $50,214 | 3,198 | May 4, 2016 |
| Kroeker Nathan | President & CEO | Tax Withholding | 3,878 | $25.87 | $100,324 | 27,442 | May 4, 2016 |
| Melman Gil | Vice President General Counsel | Option Exercise | 4,110 | — | — | 9,325 | May 4, 2016 |
| Hodges Georganne | Vice President & CFO | Tax Withholding | 1,941 | $25.87 | $50,214 | 5,139 | May 4, 2016 |
| Kroeker Nathan | President & CEO | Tax Withholding | 3,876 | $25.87 | $100,272 | 31,322 | May 4, 2016 |
| Melman Gil | Vice President General Counsel | Tax Withholding | 1,553 | $25.87 | $40,176 | 9,326 | May 4, 2016 |
| TxEx Energy Investments, LLC | — | C | 1,725,000 | — | — | 2,296,264 | Apr 4, 2016 |
| Retailco, LLC | — | Sale | 1,614 | $25.01 | $40,366 | 571,264 | Mar 10, 2016 |
| Maxwell W Keith III | — | Sale | 18,713 | $25.10 | $469,696 | 572,878 | Mar 3, 2016 |
| Retailco, LLC | — | Sale | 5,110 | $25.62 | $130,918 | 594,591 | Feb 26, 2016 |
| Maxwell W Keith III | — | Sale | 16,158 | $25.57 | $413,160 | 599,701 | Feb 24, 2016 |
| TxEx Energy Investments, LLC | — | Sale | 73,793 | $25.92 | $1,912,715 | 672,248 | Feb 23, 2016 |
| Retailco, LLC | — | Sale | 20,458 | $25.54 | $522,497 | 776,613 | Feb 19, 2016 |
| TxEx Energy Investments, LLC | — | Sale | 32,224 | $26.32 | $848,136 | 797,071 | Feb 16, 2016 |
| Retailco, LLC | — | Sale | 36,179 | $26.27 | $950,422 | 829,295 | Feb 12, 2016 |
| Retailco, LLC | — | Sale | 28,512 | $26.08 | $743,593 | 865,474 | Feb 10, 2016 |