Via Renewables, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TxEx Energy Investments, LLC | — | Disposition | 2,533,205 | — | — | 3,323,329 | Jun 13, 2024 |
| Bush Amanda | — | Disposition | 7,120 | $11.00 | $78,320 | — | Jun 13, 2024 |
| Hartwick Kenneth Michael | — | Disposition | 16,629 | $11.00 | $182,919 | — | Jun 13, 2024 |
| Konikowski Paul | Chief Operating Officer | Disposition | 5,447 | $11.00 | $59,917 | — | Jun 13, 2024 |
| Barajas Mike | Chief Financial Officer | Disposition | 8,751 | $11.00 | $96,261 | — | Jun 13, 2024 |
| Konikowski Paul | Chief Operating Officer | Option Exercise | 5,260 | — | — | 7,363 | May 18, 2024 |
| Hartwick Kenneth Michael | — | Option Exercise | 2,936 | — | — | 16,629 | May 18, 2024 |
| Barajas Mike | Chief Financial Officer | Tax Withholding | 2,249 | $10.96 | $24,649 | 8,751 | May 18, 2024 |
| Bush Amanda | — | Option Exercise | 2,936 | — | — | 7,120 | May 18, 2024 |
| Maxwell W Keith III | Chief Executive Officer | Tax Withholding | 23,680 | $10.96 | $259,533 | 790,124 | May 18, 2024 |
| Maxwell W Keith III | Chief Executive Officer | Gift | 900 | — | — | 748,748 | Jun 9, 2023 |
| Maxwell W Keith III | Chief Executive Officer | Gift | 6,150 | — | — | 749,648 | May 31, 2023 |
| Maxwell W Keith III | Chief Executive Officer | Tax Withholding | 3,772 | $12.46 | $46,999 | 755,798 | May 18, 2023 |
| Konikowski Paul | Chief Operating Officer | Tax Withholding | 563 | $12.46 | $7,015 | 2,103 | May 18, 2023 |
| Hartwick Kenneth Michael | — | Option Exercise | 3,297 | — | — | 12,126 | May 18, 2023 |
| Clay Barbara | Acting General Counsel and Sec | Option Exercise | 1,716 | — | — | 4,960 | May 18, 2023 |
| Bush Amanda | — | Option Exercise | 1,455 | — | — | 4,184 | May 18, 2023 |
| Barajas Mike | Chief Financial Officer | Tax Withholding | 1,120 | $12.46 | $13,955 | 4,471 | May 18, 2023 |
| Maxwell W Keith III | Chief Executive Officer | Purchase | 2,000 | $7.07 | $14,140 | 3,675,248 | Nov 14, 2022 |
| Maxwell W Keith III | Chief Executive Officer | Gift | 6,500 | — | — | 3,668,747 | Jun 14, 2022 |
| Hartwick Kenneth Michael | — | Gift | 3,700 | — | — | 44,141 | May 20, 2022 |
| Maxwell W Keith III | Chief Executive Officer | Option Exercise | 42,070 | — | — | 3,597,072 | May 18, 2022 |
| Konikowski Paul | Chief Operating Officer | Tax Withholding | 709 | $8.21 | $5,821 | 1,873 | May 18, 2022 |
| Clay Barbara | Acting General Counsel and Sec | Option Exercise | 15,232 | — | — | 16,219 | May 18, 2022 |
| Bush Amanda | — | Option Exercise | 8,361 | — | — | 13,645 | May 18, 2022 |
| Barajas Mike | Chief Financial Officer | Tax Withholding | 1,522 | $8.21 | $12,496 | 5,105 | May 18, 2022 |
| Maxwell W Keith III | Chief Executive Officer | Purchase | 4,000 | $8.06 | $32,240 | 3,555,002 | Mar 23, 2022 |
| Maxwell W Keith III | Chief Executive Officer | Purchase | 1,000 | $9.25 | $9,250 | 3,551,002 | Mar 14, 2022 |
| Maxwell W Keith III | Chief Executive Officer | Purchase | 600 | $10.62 | $6,372 | 3,546,002 | Mar 11, 2022 |
| Evans Nick W Jr | — | Gift | 909 | — | — | 38,026 | Dec 16, 2021 |
| Maxwell W Keith III | Chief Executive Officer | Purchase | 200 | $11.94 | $2,388 | 3,545,402 | Nov 18, 2021 |
| Clay Barbara | Acting General Counsel and Sec | Sale | 7,000 | $11.87 | $83,090 | 987 | Nov 8, 2021 |
| Maxwell W Keith III | CEO | Purchase | 1,100 | $10.25 | $11,275 | 3,524,002 | Sep 22, 2021 |
| Maxwell W Keith III | CEO | Purchase | 3,900 | $9.84 | $38,376 | 3,522,902 | Sep 20, 2021 |
| Maxwell W Keith III | CEO | Purchase | 8,009 | $10.15 | $81,291 | 3,516,511 | Sep 16, 2021 |
| Maxwell W Keith III | CEO | Purchase | 11,000 | $10.01 | $110,110 | 3,508,502 | Sep 14, 2021 |
| Maxwell W Keith III | CEO | Purchase | 9,500 | $11.23 | $106,685 | 3,497,502 | Aug 30, 2021 |
| Maxwell W Keith III | CEO | Purchase | 4,000 | $11.44 | $45,760 | 3,487,502 | Aug 27, 2021 |
| Maxwell W Keith III | CEO | Purchase | 300 | $11.20 | $3,360 | 3,526,502 | Aug 16, 2021 |
| Maxwell W Keith III | CEO | Purchase | 600 | $11.23 | $6,738 | 3,483,502 | Aug 12, 2021 |
| Maxwell W Keith III | CEO | Purchase | 4,000 | $11.38 | $45,520 | 3,477,002 | Aug 10, 2021 |
| Retailco, LLC | — | C | 800,000 | — | — | 3,473,002 | Jun 29, 2021 |
| TxEx Energy Investments, LLC | — | Purchase | 496 | $10.84 | $5,377 | 2,668,583 | Jun 25, 2021 |
| Maxwell W Keith III | CEO | Purchase | 461 | $10.92 | $5,034 | 2,650,002 | May 27, 2021 |
| Clay Barbara | Acting General Counsel and Sec | Disposition | 6,274 | $10.70 | $67,132 | 7,987 | May 18, 2021 |
| Maxwell W Keith III | CEO | Tax Withholding | 12,980 | $10.70 | $138,886 | 2,649,541 | May 18, 2021 |
| Jones James G II | Chief Financial Officer | Option Exercise | 5,389 | — | — | 61,321 | May 18, 2021 |
| Clay Barbara | Acting General Counsel and Sec | Option Exercise | 14,261 | — | — | 14,261 | May 18, 2021 |
| Bush Amanda | — | Option Exercise | 8,791 | — | — | 14,075 | May 18, 2021 |
| Jones James G II | Chief Financial Officer | Sale | 7,000 | $10.07 | $70,490 | 47,890 | Nov 27, 2020 |