NewtekOne, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Zink Gregory L | — | Purchase | 500 | $12.06 | $6,030 | 37,707 | Dec 15, 2025 |
| SALUTE RICHARD J | — | Purchase | 900 | $11.28 | $10,152 | 44,505 | Dec 8, 2025 |
| Brunet Craig Jeffry | — | Purchase | 789 | $11.31 | $8,924 | 5,572 | Dec 5, 2025 |
| Zink Gregory L | — | Purchase | 1,000 | $10.43 | $10,430 | 37,207 | Nov 3, 2025 |
| SLOANE BARRY | Chairman & CEO | Purchase | 2,000 | $10.25 | $20,500 | 1,210,459 | Nov 3, 2025 |
| SALUTE RICHARD J | — | Purchase | 700 | $11.23 | $7,861 | 42,205 | Aug 1, 2025 |
| PEREZ-HICKMAN FERNANDO | — | Award / Grant | 2,283 | $10.95 | $24,999 | 8,264 | Jun 30, 2025 |
| SALUTE RICHARD J | — | Award / Grant | 2,283 | $10.95 | $24,999 | 41,505 | Jun 30, 2025 |
| Zink Gregory L | — | Award / Grant | 2,283 | $10.95 | $24,999 | 36,207 | Jun 30, 2025 |
| Brunet Craig Jeffry | — | Award / Grant | 2,283 | $10.95 | $24,999 | 4,783 | Jun 30, 2025 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $10.39 | $10,390 | 1,202,459 | Jun 20, 2025 |
| Downs Peter Mathison | President - Newtek Bank, N.A. | Purchase | 500 | $11.07 | $5,535 | 94,185 | May 29, 2025 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $10.91 | $10,910 | 1,200,459 | May 29, 2025 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,500 | $11.27 | $16,905 | 1,188,959 | May 19, 2025 |
| DeMaria Frank M | EVP, Chief Financial Officer | Purchase | 500 | $11.22 | $5,610 | 33,526 | May 16, 2025 |
| Downs Peter Mathison | President - Newtek Bank, N.A. | Purchase | 500 | $11.06 | $5,530 | 93,685 | May 15, 2025 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $11.60 | $11,600 | 1,180,459 | May 13, 2025 |
| SALUTE RICHARD J | — | Purchase | 3,700 | $11.08 | $40,996 | 37,922 | May 12, 2025 |
| Brunet Craig Jeffry | — | Purchase | 1,000 | $10.94 | $10,940 | 2,500 | May 12, 2025 |
| Zink Gregory L | — | Purchase | 1,000 | $10.32 | $10,320 | 33,924 | May 9, 2025 |
| Zink Gregory L | — | Purchase | 500 | $12.34 | $6,170 | 31,924 | Mar 21, 2025 |
| Brunet Craig Jeffry | — | Purchase | 500 | $12.48 | $6,240 | 1,500 | Mar 20, 2025 |
| Downs Peter Mathison | Chief Lending Officer | Purchase | 750 | $12.93 | $9,698 | 92,129 | Dec 23, 2024 |
| Zink Gregory L | — | Purchase | 500 | $12.75 | $6,375 | 33,517 | Dec 23, 2024 |
| SLOANE BARRY | Chairman & CEO | Purchase | 3,000 | $12.95 | $38,850 | 1,164,855 | Dec 23, 2024 |
| Brunet Craig Jeffry | — | Purchase | 500 | $12.83 | $6,415 | 1,000 | Dec 23, 2024 |
| SALUTE RICHARD J | — | Purchase | 1,000 | $12.83 | $12,830 | 34,117 | Dec 23, 2024 |
| SLOANE BARRY | Chairman & CEO | Purchase | 3,000 | $14.75 | $44,250 | 1,161,855 | Nov 26, 2024 |
| Zink Gregory L | — | Purchase | 1,000 | $13.95 | $13,950 | 33,017 | Nov 15, 2024 |
| Downs Peter Mathison | Chief Lending Officer | Purchase | 352 | $12.79 | $4,502 | 93,185 | Oct 21, 2024 |
| PRICE MICHAEL SCOTT | Chief Financial Officer | Purchase | 269 | $12.79 | $3,441 | 28,444 | Oct 21, 2024 |
| Razon-Feingold Halli | Chief Administrative Officer | Purchase | 112 | $12.79 | $1,432 | 31,230 | Oct 21, 2024 |
| Schwartz Michael Adam | Chief Legal Officer | Purchase | 273 | $11.22 | $3,063 | 61,540 | Oct 21, 2024 |
| SLOANE BARRY | Chairman & CEO | Award / Grant | 11,532 | — | — | 1,158,855 | Oct 4, 2024 |
| YOUNG NICOLAS | President, Newtek Bank, N.A. | Award / Grant | 8,237 | — | — | 46,883 | Oct 4, 2024 |
| DeMaria Frank M | EVP, Chief Accounting Officer | Award / Grant | 4,119 | — | — | 32,326 | Oct 4, 2024 |
| PRICE MICHAEL SCOTT | Chief Financial Officer | Award / Grant | 4,119 | — | — | 27,789 | Oct 4, 2024 |
| Razon-Feingold Halli | Chief Administrative Officer | Award / Grant | 7,208 | — | — | 30,739 | Oct 4, 2024 |
| Downs Peter Mathison | Chief Lending Officer | Award / Grant | 10,297 | — | — | 91,379 | Oct 4, 2024 |
| Schwartz Michael Adam | Chief Legal Officer | Award / Grant | 11,326 | — | — | 60,655 | Oct 4, 2024 |
| SLOANE BARRY | Chairman & CEO | Purchase | 10,000 | $11.80 | $118,000 | 1,157,323 | Sep 23, 2024 |
| SALUTE RICHARD J | — | Purchase | 500 | $11.73 | $5,865 | 33,117 | Sep 20, 2024 |
| Mulia Salvatore Francis | — | Purchase | 500 | $11.72 | $5,860 | 45,791 | Sep 20, 2024 |
| Zink Gregory L | — | Purchase | 1,000 | $11.38 | $11,380 | 32,017 | Sep 18, 2024 |
| Mulia Salvatore Francis | — | Sale | 750 | $12.51 | $9,383 | 45,291 | Aug 21, 2024 |
| Mulia Salvatore Francis | — | Gift | 100 | $12.17 | $1,217 | 46,141 | Aug 15, 2024 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $12.08 | $12,080 | 1,141,674 | Aug 14, 2024 |
| Mulia Salvatore Francis | — | Sale | 750 | $14.33 | $10,748 | 46,241 | Jul 22, 2024 |
| Mulia Salvatore Francis | — | Purchase | 53 | $11.22 | $595 | 45,897 | Jul 19, 2024 |
| PEREZ-HICKMAN FERNANDO | — | Purchase | 39 | $13.46 | $525 | 5,981 | Jul 19, 2024 |