NewtekOne, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SALUTE RICHARD J | — | Purchase | 44 | $22.37 | $984 | 13,089 | Dec 30, 2019 |
| Schwartz Michael Adam | Chief Legal&Compliance Officer | Gift | 231 | $22.40 | $5,174 | 18,908 | Dec 30, 2019 |
| Zink Gregory L | — | Purchase | 400 | $22.75 | $9,100 | 10,523 | Dec 20, 2019 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,309 | $19.64 | $25,711 | 1,037,594 | Dec 18, 2019 |
| TOWERS CHRISTOPHER | Chief Accounting Officer | Purchase | 42 | $23.00 | $965 | 2,273 | Sep 30, 2019 |
| Mulia Salvatore Francis | — | Sale | 1,000 | $23.50 | $23,500 | 67,788 | Sep 19, 2019 |
| Zink Gregory L | — | Purchase | 500 | $20.82 | $10,410 | 10,123 | Aug 14, 2019 |
| SLOANE BARRY | Chairman & CEO | Purchase | 2,000 | $21.18 | $42,360 | 1,033,906 | Aug 13, 2019 |
| SLOANE BARRY | Chairman & CEO | Purchase | 2,000 | $20.94 | $41,880 | 1,031,906 | Aug 9, 2019 |
| Zink Gregory L | — | Purchase | 194 | $21.45 | $4,154 | 11,554 | Jul 5, 2019 |
| SALUTE RICHARD J | — | Award / Grant | 1,332 | $22.52 | $29,997 | 12,455 | Jun 14, 2019 |
| Mulia Salvatore Francis | — | Award / Grant | 1,332 | $22.52 | $29,997 | 68,788 | Jun 14, 2019 |
| Zink Gregory L | — | Award / Grant | 1,332 | $22.52 | $29,997 | 9,623 | Jun 14, 2019 |
| Zink Gregory L | — | Purchase | 250 | $21.03 | $5,258 | 8,291 | May 31, 2019 |
| SALUTE RICHARD J | — | Purchase | 282 | $22.97 | $6,478 | 11,123 | May 6, 2019 |
| Downs Peter Mathison | Chief Lending Officer | Award / Grant | 1,446 | — | — | 35,250 | Apr 26, 2019 |
| Schwartz Michael Adam | Chief Legal&Compliance Officer | Award / Grant | 1,446 | — | — | 18,243 | Apr 26, 2019 |
| Downs Peter Mathison | Chief Lending Officer | Purchase | 324 | $23.00 | $7,452 | 36,832 | Mar 29, 2019 |
| Zink Gregory L | — | Purchase | 75 | $19.19 | $1,439 | 8,041 | Mar 21, 2019 |
| Mulia Salvatore Francis | — | Purchase | 350 | $19.25 | $6,738 | 68,306 | Mar 21, 2019 |
| SLOANE BARRY | Chairman & CEO | Purchase | 500 | $19.70 | $9,850 | 1,026,208 | Mar 20, 2019 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $19.69 | $19,690 | 1,024,708 | Mar 20, 2019 |
| Downs Peter Mathison | Chief Lending Officer | Purchase | 315 | $20.94 | $6,595 | 33,510 | Dec 28, 2018 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,262 | $19.91 | $25,119 | 1,020,708 | Dec 28, 2018 |
| SALUTE RICHARD J | — | Purchase | 102 | $20.11 | $2,043 | 10,841 | Dec 28, 2018 |
| SALUTE RICHARD J | — | Purchase | 1,000 | $15.70 | $15,700 | 10,373 | Dec 21, 2018 |
| Mulia Salvatore Francis | — | Purchase | 500 | $15.63 | $7,815 | 68,660 | Dec 21, 2018 |
| Downs Peter Mathison | Chief Lending Officer | Purchase | 312 | $16.07 | $5,014 | 32,206 | Dec 20, 2018 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $16.42 | $16,420 | 1,014,911 | Dec 20, 2018 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $17.47 | $17,470 | 1,011,911 | Dec 18, 2018 |
| Mulia Salvatore Francis | — | Purchase | 300 | $20.00 | $6,000 | 67,960 | Dec 11, 2018 |
| Zink Gregory L | — | Purchase | 300 | $20.04 | $6,012 | 7,497 | Dec 7, 2018 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $20.10 | $20,100 | 1,010,911 | Dec 6, 2018 |
| SLOANE BARRY | Chairman & CEO | Purchase | 500 | $19.47 | $9,735 | 1,009,911 | Nov 14, 2018 |
| EDDELSON JENNIFER CATHERINE | Principal Financial Officer | Purchase | 271 | $17.28 | $4,685 | 39,977 | Sep 30, 2018 |
| Zink Gregory L | — | Purchase | 116 | $18.92 | $2,191 | 7,966 | Sep 28, 2018 |
| Mulia Salvatore Francis | — | Purchase | 87 | $21.82 | $1,898 | 67,660 | Sep 20, 2018 |
| Zink Gregory L | — | Purchase | 500 | $23.20 | $11,600 | 6,997 | Aug 31, 2018 |
| SLOANE BARRY | Chairman & CEO | Purchase | 1,000 | $23.17 | $23,170 | 1,009,411 | Aug 30, 2018 |
| Schwartz Michael Adam | Chief Legal&Compliance Officer | Purchase | 209 | $20.94 | $4,376 | 16,601 | Jun 30, 2018 |
| Mulia Salvatore Francis | — | Purchase | 265 | $19.16 | $5,077 | 67,473 | Jun 15, 2018 |
| SALUTE RICHARD J | — | Purchase | 250 | $19.98 | $4,995 | 9,373 | Jun 13, 2018 |
| SALUTE RICHARD J | — | Purchase | 250 | $19.89 | $4,973 | 9,123 | Jun 12, 2018 |
| SALUTE RICHARD J | — | Purchase | 247 | $20.24 | $4,999 | 8,873 | Jun 11, 2018 |
| Zink Gregory L | — | Purchase | 250 | $19.12 | $4,780 | 6,247 | Jun 6, 2018 |
| Zink Gregory L | — | Purchase | 500 | $19.31 | $9,655 | 5,997 | Jun 5, 2018 |
| SLOANE BARRY | Chairman & CEO | Gift | 50,000 | — | — | 1,008,411 | Jun 4, 2018 |
| Mulia Salvatore Francis | — | Gift | 304 | $18.73 | $5,694 | 67,956 | May 11, 2018 |
| EDDELSON JENNIFER CATHERINE | Principal Financial Officer | Award / Grant | 8,772 | — | — | 39,108 | Feb 26, 2018 |
| Schwartz Michael Adam | Chief Legal&Compliance Officer | Award / Grant | 8,772 | — | — | 15,731 | Feb 26, 2018 |