Gabelli Global Small & Mid Cap Value Trust — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GABELLI MARIO J | — | Purchase | 750,000 | $10.00 | $7,500,000 | 750,000 | Sep 26, 2025 |
| GABELLI MARIO J | — | Other | 88,200 | $10.00 | $882,000 | — | Sep 26, 2025 |
| Dreyer Kevin V. | — | Other | 1,800 | $10.00 | $18,000 | — | Sep 26, 2025 |
| GABELLI MARIO J | — | Purchase | 7,700 | $11.67 | $89,859 | 39,286 | Jan 13, 2025 |
| Ball John Chester | President & Treasurer | Purchase | 22 | $11.57 | $255 | 22 | Feb 22, 2024 |
| Dreyer Kevin V. | — | Other | 2,164 | $10.00 | $21,640 | 1,800 | Sep 26, 2023 |
| GABELLI MARIO J | — | Other | 87,954 | $10.00 | $879,540 | 70,600 | Sep 26, 2023 |
| GABELLI MARIO J | — | Sale | 158,554 | $10.00 | $1,585,540 | — | Oct 17, 2022 |
| Dreyer Kevin V. | — | Other | 1,036 | $10.00 | $10,360 | 3,964 | Sep 26, 2022 |
| GABELLI MARIO J | — | Other | 20,722 | $10.00 | $207,220 | 79,278 | Sep 26, 2022 |
| ALPERT BRUCE N | President | Other | 1,000 | $25.00 | $25,000 | — | Feb 28, 2022 |
| Mullady Agnes | — | Purchase | 150 | $14.49 | $2,174 | 150 | Feb 17, 2022 |
| Dreyer Kevin V. | — | Purchase | 5,000 | $10.00 | $50,000 | 5,000 | Nov 1, 2021 |
| GABELLI MARIO J | — | Purchase | 250,000 | $10.00 | $2,500,000 | 250,000 | Nov 1, 2021 |
| Dreyer Kevin V. | — | Purchase | 1,333 | $16.44 | $21,915 | 4,000 | Sep 2, 2021 |
| ALPERT BRUCE N | President | W | 104 | $25.92 | $2,696 | 3,170 | May 20, 2021 |
| ALPERT BRUCE N | President | W | 66 | $26.05 | $1,719 | 3,066 | Feb 8, 2021 |
| Birch John | — | Purchase | 1,820 | $10.86 | $19,765 | 2,820 | Apr 17, 2020 |
| GABELLI MARIO J | — | Purchase | 280 | $9.41 | $2,635 | 2,579,245 | Mar 10, 2020 |
| GABELLI MARIO J | — | Purchase | 500 | $11.92 | $5,960 | 2,578,965 | Jan 15, 2020 |
| CONN JAMES P | — | Sale | 13,938 | $10.89 | $151,785 | 1,000 | Sep 6, 2019 |
| GABELLI MARIO J | — | Purchase | 5,000 | $11.55 | $57,750 | 30,463 | Jun 10, 2019 |
| GABELLI MARIO J | — | Purchase | 5,000 | $11.36 | $56,800 | 25,463 | May 29, 2019 |
| ALPERT BRUCE N | President | Purchase | 1,000 | $9.58 | $9,580 | 6,063 | Dec 27, 2018 |
| Dreyer Kevin V. | — | Other | 667 | $11.50 | $7,671 | 2,667 | Dec 14, 2017 |
| GABELLI MARIO J | — | Other | 336 | $11.50 | $3,864 | 1,342 | Dec 14, 2017 |
| CONN JAMES P | — | Other | 4,938 | $11.50 | $56,787 | 14,938 | Dec 14, 2017 |
| ZIZZA SALVATORE J | — | Other | 50 | $11.50 | $575 | 150 | Dec 14, 2017 |
| COLAVITA ANTHONY J | — | Other | 17 | $11.50 | $196 | 67 | Dec 14, 2017 |
| Nakamura Kuni | — | Other | 784 | $11.50 | $9,016 | 3,134 | Dec 14, 2017 |
| ALPERT BRUCE N | President | Other | 1,674 | $11.50 | $19,251 | 5,063 | Dec 14, 2017 |
| Nakamura Kuni | — | Purchase | 950 | $10.45 | $9,928 | 2,350 | May 27, 2016 |
| ALPERT BRUCE N | President | Purchase | 3,000 | $25.00 | $75,000 | 3,000 | May 10, 2016 |
| CONN JAMES P | — | Purchase | 9,500 | $10.58 | $100,510 | 10,000 | Apr 26, 2016 |
| Dreyer Kevin V. | — | Purchase | 1,000 | $10.27 | $10,270 | 2,000 | Mar 4, 2016 |
| GABELLI MARIO J | — | Purchase | 5,000 | $10.50 | $52,500 | 15,000 | Nov 30, 2015 |
| GABELLI MARIO J | — | Sale | 1,300 | $10.31 | $13,403 | 1,654,233 | Nov 24, 2015 |
| GABELLI MARIO J | — | Purchase | 1,600,000 | $11.50 | $18,400,000 | 1,655,533 | Nov 17, 2015 |
| GABELLI MARIO J | — | Purchase | 2,000 | $10.48 | $20,960 | 55,533 | Dec 30, 2014 |
| GABELLI MARIO J | — | Purchase | 3,197 | $10.48 | $33,505 | 10,000 | Dec 29, 2014 |
| GABELLI MARIO J | — | Purchase | 1,000 | $10.46 | $10,460 | 4,914 | Dec 26, 2014 |
| GABELLI MARIO J | — | Purchase | 2,476 | $10.43 | $25,825 | 3,914 | Dec 23, 2014 |
| GABELLI MARIO J | — | Purchase | 1,438 | $10.40 | $14,955 | 1,438 | Dec 22, 2014 |
| GABELLI MARIO J | — | Purchase | 1,000 | $10.29 | $10,290 | 1,000 | Dec 9, 2014 |
| ALPERT BRUCE N | President | Purchase | 1,189 | $10.15 | $12,068 | 3,389 | Oct 3, 2014 |
| GABELLI MARIO J | — | Purchase | 7,000 | $10.28 | $71,960 | 53,533 | Sep 23, 2014 |
| GABELLI MARIO J | — | Purchase | 5,000 | $10.38 | $51,900 | 46,533 | Sep 22, 2014 |
| ALPERT BRUCE N | President | Purchase | 1,000 | $10.38 | $10,380 | 2,200 | Sep 19, 2014 |
| Nakamura Kuni | — | Purchase | 1,400 | $10.50 | $14,700 | 1,400 | Sep 3, 2014 |
| GABELLI MARIO J | — | Purchase | 3,808 | $10.50 | $39,984 | 41,533 | Aug 25, 2014 |