Gabelli Global Small & Mid Cap Value Trust — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GABELLI MARIO J | — | Purchase | 8,905 | $10.37 | $92,345 | 37,725 | Aug 6, 2014 |
| ALPERT BRUCE N | President | Purchase | 1,000 | $10.33 | $10,330 | 1,200 | Aug 6, 2014 |
| GABELLI MARIO J | — | Purchase | 95 | $10.37 | $985 | 28,820 | Aug 5, 2014 |
| CONN JAMES P | — | Purchase | 500 | $10.51 | $5,255 | 500 | Aug 4, 2014 |
| GABELLI MARIO J | — | Purchase | 5,498 | $10.53 | $57,894 | 28,725 | Jul 31, 2014 |
| GABELLI MARIO J | — | Purchase | 9,000 | $10.71 | $96,390 | 23,227 | Jul 25, 2014 |
| GABELLI MARIO J | — | Purchase | 1,064 | $10.74 | $11,427 | 14,227 | Jun 30, 2014 |