Ellington Credit Co — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ROBARDS THOMAS F | — | Award / Grant | 3,756 | — | — | 18,281 | Sep 11, 2019 |
| Allardice Robert B. III | — | Award / Grant | 3,756 | — | — | 18,281 | Sep 11, 2019 |
| Herlihy John | Chief Operating Officer | Award / Grant | 3,873 | — | — | 3,873 | Dec 11, 2018 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 2,359 | — | — | 4,937 | Dec 11, 2018 |
| Blackstone Group L.P. | — | Purchase | 4,421 | $11.06 | $48,896 | 3,103,257 | Nov 21, 2018 |
| Blackstone Group L.P. | — | Purchase | 6,399 | $10.92 | $69,877 | 3,047,900 | Nov 20, 2018 |
| Blackstone Group L.P. | — | Purchase | 14,911 | $10.84 | $161,635 | 3,027,740 | Nov 13, 2018 |
| SIMON RONALD I | — | Award / Grant | 3,286 | — | — | 17,047 | Sep 12, 2018 |
| ROBARDS THOMAS F | — | Award / Grant | 3,286 | — | — | 14,525 | Sep 12, 2018 |
| Miller David | — | Award / Grant | 3,286 | — | — | 24,525 | Sep 12, 2018 |
| Allardice Robert B. III | — | Award / Grant | 3,286 | — | — | 14,525 | Sep 12, 2018 |
| Blackstone Holdings III GP L.P. | — | Purchase | 7,603 | $11.67 | $88,727 | 3,005,829 | Aug 20, 2018 |
| BTOA L.L.C. | — | Purchase | 17,799 | $11.44 | $203,621 | 2,996,929 | Aug 17, 2018 |
| BTOA L.L.C. | — | Purchase | 12,724 | $11.25 | $143,145 | 2,964,405 | Aug 13, 2018 |
| Blackstone Holdings III GP Management L.L.C. | — | Purchase | 4,600 | $11.61 | $53,406 | 2,909,679 | Jun 1, 2018 |
| Blackstone Holdings III GP Management L.L.C. | — | Purchase | 4,830 | $11.56 | $55,835 | 2,905,079 | May 24, 2018 |
| SIMON RONALD I | — | Purchase | 537 | $11.28 | $6,057 | 13,031 | May 23, 2018 |
| BTOA L.L.C. | — | Purchase | 7,254 | $11.47 | $83,203 | 2,877,923 | May 21, 2018 |
| Blackstone Tactical Opportunities EARN Holdings L.L.C. | — | Purchase | 8,100 | $11.17 | $90,477 | 2,839,101 | May 16, 2018 |
| Blackstone Holdings III GP L.P. | — | Purchase | 9,600 | $11.24 | $107,904 | 2,815,507 | May 11, 2018 |
| SIMON RONALD I | — | Purchase | 2,500 | $10.81 | $27,025 | 12,494 | May 9, 2018 |
| Penn Laurence | CEO and President | Purchase | 15,000 | $10.88 | $163,200 | 35,710 | May 9, 2018 |
| BTOA L.L.C. | — | Purchase | 2,700 | $11.43 | $30,861 | 2,774,523 | Mar 15, 2018 |
| Blackstone Holdings III GP Management L.L.C. | — | Purchase | 7,841 | $11.43 | $89,623 | 2,760,545 | Mar 9, 2018 |
| Blackstone Tactical Opportunities EARN Holdings L.L.C. | — | Purchase | 13,609 | $10.90 | $148,338 | 2,721,313 | Mar 8, 2018 |
| Mumford Lisa | Chief Financial Officer | Award / Grant | 3,567 | — | — | 11,209 | Dec 12, 2017 |
| ROBARDS THOMAS F | — | Award / Grant | 2,494 | — | — | 11,239 | Sep 12, 2017 |
| SIMON RONALD I | — | Award / Grant | 2,494 | — | — | 9,994 | Sep 12, 2017 |
| Allardice Robert B. III | — | Award / Grant | 2,494 | — | — | 11,239 | Sep 12, 2017 |
| Miller David | — | Award / Grant | 2,494 | — | — | 21,239 | Sep 12, 2017 |
| Mumford Lisa | Chief Financial Officer | Award / Grant | 3,113 | — | — | 7,642 | Dec 13, 2016 |
| SIMON RONALD I | — | Award / Grant | 2,464 | — | — | 9,964 | Sep 13, 2016 |
| Miller David | — | Award / Grant | 2,464 | — | — | 18,745 | Sep 13, 2016 |
| ROBARDS THOMAS F | — | Award / Grant | 2,464 | — | — | 8,745 | Sep 13, 2016 |
| Allardice Robert B. III | — | Award / Grant | 2,464 | — | — | 8,745 | Sep 13, 2016 |
| SIMON RONALD I | — | Purchase | 2,500 | $12.17 | $30,425 | 9,807 | Mar 17, 2016 |
| Blackstone Group Management L.L.C. | — | Purchase | 2,140 | $11.44 | $24,482 | 2,684,237 | Feb 18, 2016 |
| Tecotzky Mark | Co-Chief Investment Officer | Purchase | 40 | $10.97 | $439 | 8,282 | Feb 11, 2016 |
| Vranos Michael W | Co-Chief Investment Officer | Purchase | 160 | $10.97 | $1,755 | 33,143 | Feb 11, 2016 |
| Penn Laurence | CEO and President | Purchase | 100 | $10.97 | $1,097 | 20,710 | Feb 11, 2016 |
| Vranos Michael W | Co-Chief Investment Officer | Purchase | 1,665 | $10.94 | $18,215 | 30,823 | Feb 10, 2016 |
| Penn Laurence | CEO and President | Purchase | 1,034 | $10.94 | $11,312 | 19,260 | Feb 10, 2016 |
| Tecotzky Mark | Co-Chief Investment Officer | Purchase | 414 | $10.94 | $4,529 | 7,702 | Feb 10, 2016 |
| Tecotzky Mark | Co-Chief Investment Officer | Purchase | 255 | $11.48 | $2,927 | 6,531 | Feb 8, 2016 |
| Vranos Michael W | Co-Chief Investment Officer | Purchase | 1,019 | $11.48 | $11,698 | 26,128 | Feb 8, 2016 |
| Penn Laurence | CEO and President | Purchase | 1,895 | $11.20 | $21,224 | 18,226 | Feb 5, 2016 |
| Tecotzky Mark | Co-Chief Investment Officer | Purchase | 342 | $11.59 | $3,964 | 5,877 | Feb 4, 2016 |
| Vranos Michael W | Co-Chief Investment Officer | Purchase | 1,366 | $11.59 | $15,832 | 23,509 | Feb 4, 2016 |
| Penn Laurence | CEO and President | Purchase | 1,000 | $11.59 | $11,590 | 15,694 | Feb 3, 2016 |
| Tecotzky Mark | Co-Chief Investment Officer | Purchase | 159 | $11.44 | $1,819 | 5,254 | Feb 2, 2016 |