Ellington Credit Co — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Borenstein Gregory Morris | Portfolio Manager | Purchase | 3,000 | $5.29 | $15,870 | 25,000 | Oct 1, 2025 |
| SIMON RONALD I | — | Purchase | 10,536 | $5.68 | $59,844 | 24,297 | Sep 11, 2025 |
| Borenstein Gregory Morris | Portfolio Manager | Purchase | 4,000 | $5.62 | $22,480 | 22,000 | Sep 5, 2025 |
| Borenstein Gregory Morris | Portfolio Manager | Purchase | 8,000 | $4.73 | $37,840 | 18,000 | Apr 9, 2025 |
| Herlihy John | Chief Operating Officer | Tax Withholding | 2,845 | $6.83 | $19,431 | 57,094 | Dec 31, 2024 |
| Smernoff Chris | Chief Financial Officer | Tax Withholding | 1,318 | $6.83 | $9,002 | 27,214 | Dec 31, 2024 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 7,995 | — | — | 28,532 | Dec 20, 2024 |
| Herlihy John | Chief Operating Officer | Award / Grant | 24,346 | — | — | 59,939 | Dec 20, 2024 |
| SIMON RONALD I | — | Award / Grant | 14,472 | — | — | 28,233 | Sep 11, 2024 |
| Miller David | — | Award / Grant | 14,472 | — | — | 65,703 | Sep 11, 2024 |
| Allardice Robert B. III | — | Award / Grant | 14,472 | — | — | 55,703 | Sep 11, 2024 |
| McBride Mary E | — | Award / Grant | 14,472 | — | — | 33,667 | Sep 11, 2024 |
| Smernoff Chris | Chief Financial Officer | Tax Withholding | 1,210 | $6.31 | $7,635 | 20,537 | Dec 29, 2023 |
| Herlihy John | Chief Operating Officer | Tax Withholding | 2,488 | $6.31 | $15,699 | 35,593 | Dec 29, 2023 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 4,433 | — | — | 21,747 | Dec 14, 2023 |
| Herlihy John | Chief Operating Officer | Award / Grant | 10,040 | — | — | 38,081 | Dec 14, 2023 |
| SIMON RONALD I | — | Award / Grant | 8,230 | — | — | 21,991 | Sep 13, 2023 |
| Miller David | — | Award / Grant | 8,230 | — | — | 51,231 | Sep 13, 2023 |
| Allardice Robert B. III | — | Award / Grant | 8,230 | — | — | 41,231 | Sep 13, 2023 |
| McBride Mary E | — | Award / Grant | 8,230 | — | — | 19,195 | Sep 13, 2023 |
| Smernoff Chris | Chief Financial Officer | Tax Withholding | 1,008 | $7.16 | $7,217 | 17,314 | Jan 4, 2023 |
| Herlihy John | Chief Operating Officer | Tax Withholding | 2,100 | $7.16 | $15,036 | 28,041 | Jan 4, 2023 |
| Herlihy John | Chief Operating Officer | Award / Grant | 8,122 | — | — | 30,141 | Dec 15, 2022 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 3,989 | — | — | 18,322 | Dec 15, 2022 |
| SIMON RONALD I | — | Award / Grant | 6,761 | — | — | 20,522 | Sep 13, 2022 |
| Miller David | — | Award / Grant | 6,761 | — | — | 43,001 | Sep 13, 2022 |
| McBride Mary E | — | Award / Grant | 6,761 | — | — | 10,965 | Sep 13, 2022 |
| Allardice Robert B. III | — | Award / Grant | 6,761 | — | — | 33,001 | Sep 13, 2022 |
| Herlihy John | Chief Operating Officer | Award / Grant | 7,767 | — | — | 22,019 | Dec 16, 2021 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 3,532 | — | — | 14,333 | Dec 16, 2021 |
| Allardice Robert B. III | — | Award / Grant | 4,204 | — | — | 26,240 | Sep 14, 2021 |
| Miller David | — | Award / Grant | 4,204 | — | — | 36,240 | Sep 14, 2021 |
| McBride Mary E | — | Award / Grant | 4,204 | — | — | 4,204 | Sep 14, 2021 |
| SIMON RONALD I | — | Award / Grant | 4,204 | — | — | 17,965 | Sep 14, 2021 |
| Blackstone Group Inc | — | Sale | 2,675,000 | $12.80 | $34,240,000 | 628,578 | Jun 17, 2021 |
| Herlihy John | Chief Operating Officer | Award / Grant | 5,871 | — | — | 14,252 | Dec 17, 2020 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 3,035 | — | — | 10,801 | Dec 17, 2020 |
| ROBARDS THOMAS F | — | Award / Grant | 3,755 | — | — | 22,036 | Sep 10, 2020 |
| SIMON RONALD I | — | Award / Grant | 3,755 | — | — | 17,516 | Sep 10, 2020 |
| Miller David | — | Award / Grant | 3,755 | — | — | 32,036 | Sep 10, 2020 |
| Allardice Robert B. III | — | Award / Grant | 3,755 | — | — | 22,036 | Sep 10, 2020 |
| SCHWARZMAN STEPHEN A | — | Purchase | 32,179 | $9.95 | $320,181 | 3,288,745 | Jun 12, 2020 |
| Blackstone Group Inc | — | Purchase | 17,637 | $9.89 | $174,430 | 3,253,863 | Jun 2, 2020 |
| Blackstone Holdings III L.P. | — | Purchase | 23,569 | $9.68 | $228,148 | 3,166,626 | May 29, 2020 |
| Blackstone Holdings III GP Management L.L.C. | — | Purchase | 15,200 | $9.69 | $147,288 | 3,143,057 | May 22, 2020 |
| Herlihy John | Chief Operating Officer | Award / Grant | 4,508 | — | — | 8,381 | Dec 13, 2019 |
| Smernoff Chris | Chief Financial Officer | Award / Grant | 2,829 | — | — | 7,766 | Dec 13, 2019 |
| Vranos Michael W | Co-Chief Investment Officer | Other | 21,307 | — | — | 106,472 | Nov 14, 2019 |
| SIMON RONALD I | — | Award / Grant | 3,756 | — | — | 17,517 | Sep 11, 2019 |
| Miller David | — | Award / Grant | 3,756 | — | — | 28,281 | Sep 11, 2019 |