Lument Finance Trust, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Keenan Walter C | — | Purchase | 795 | $1.50 | $1,193 | 162,911 | Dec 19, 2025 |
| BRIGGS JAMES A | Chief Financial Officer | Purchase | 10,000 | $1.61 | $16,100 | 61,950 | Dec 1, 2025 |
| BRIGGS JAMES A | Chief Financial Officer | Purchase | 2,000 | $1.60 | $3,200 | 50,750 | Nov 28, 2025 |
| Flynn James Peter | CEO | Purchase | 55,000 | $1.60 | $88,000 | 378,939 | Nov 26, 2025 |
| HOULIHAN WILLIAM A | — | Purchase | 3,000 | $1.59 | $4,770 | 240,732 | Nov 25, 2025 |
| Hunt James Christopher | — | Award / Grant | 16,351 | $1.53 | $25,017 | 668,614 | Nov 24, 2025 |
| Keenan Walter C | — | Award / Grant | 8,992 | $1.53 | $13,758 | 162,116 | Nov 24, 2025 |
| Cummins Neil A. | — | Award / Grant | 8,992 | $1.53 | $13,758 | 104,951 | Nov 24, 2025 |
| Hunt James Christopher | — | Award / Grant | 11,374 | $2.20 | $25,023 | 652,263 | Sep 18, 2025 |
| Cummins Neil A. | — | Award / Grant | 6,255 | $2.20 | $13,761 | 95,959 | Sep 18, 2025 |
| Keenan Walter C | — | Award / Grant | 6,255 | $2.20 | $13,761 | 153,124 | Sep 18, 2025 |
| HOULIHAN WILLIAM A | — | Award / Grant | 10,000 | $2.16 | $21,600 | 237,732 | Aug 13, 2025 |
| Hunt James Christopher | — | Award / Grant | 5,850 | $2.56 | $14,976 | 640,889 | Jun 6, 2025 |
| Keenan Walter C | — | Award / Grant | 5,362 | $2.56 | $13,727 | 146,869 | Jun 6, 2025 |
| Cummins Neil A. | — | Award / Grant | 5,362 | $2.56 | $13,727 | 89,704 | Jun 6, 2025 |
| Flynn James Peter | CEO | Award / Grant | 230 | $21.49 | $4,943 | 905 | May 27, 2025 |
| Flynn James Peter | CEO | Award / Grant | 175 | $21.45 | $3,754 | 675 | May 23, 2025 |
| Flynn James Peter | CEO | Award / Grant | 175 | $21.50 | $3,763 | 500 | May 20, 2025 |
| Flynn James Peter | CEO | Award / Grant | 150 | $21.96 | $3,294 | 150 | May 19, 2025 |
| Flynn James Peter | CEO | Award / Grant | 15,000 | $2.52 | $37,800 | 313,220 | May 19, 2025 |
| HOULIHAN WILLIAM A | — | Award / Grant | 4,000 | $2.49 | $9,960 | 227,732 | May 16, 2025 |
| HOULIHAN WILLIAM A | — | Award / Grant | 6,000 | $2.42 | $14,520 | 223,732 | May 15, 2025 |
| Hunt James Christopher | — | Award / Grant | 5,387 | $2.78 | $14,976 | 635,039 | Apr 2, 2025 |
| Keenan Walter C | — | Award / Grant | 4,938 | $2.78 | $13,728 | 141,507 | Apr 2, 2025 |
| Cummins Neil A. | — | Award / Grant | 4,938 | $2.78 | $13,728 | 84,342 | Apr 2, 2025 |
| HOULIHAN WILLIAM A | — | Award / Grant | 5,000 | $2.83 | $14,150 | 217,732 | Mar 24, 2025 |
| Hunt James Christopher | — | Award / Grant | 6,036 | $2.49 | $15,030 | 629,652 | Dec 10, 2024 |
| Keenan Walter C | — | Award / Grant | 5,533 | $2.49 | $13,777 | 136,569 | Dec 10, 2024 |
| Cummins Neil A. | — | Award / Grant | 5,533 | $2.49 | $13,777 | 79,404 | Dec 10, 2024 |
| Cummins Neil A. | — | Award / Grant | 5,460 | $2.52 | $13,759 | 73,871 | Aug 16, 2024 |
| Keenan Walter C | — | Award / Grant | 5,460 | $2.52 | $13,759 | 131,036 | Aug 16, 2024 |
| Hunt James Christopher | — | Award / Grant | 5,957 | $2.52 | $15,012 | 623,616 | Aug 16, 2024 |
| HOULIHAN WILLIAM A | — | Award / Grant | 10,000 | $2.52 | $25,200 | 212,732 | Aug 16, 2024 |
| HOULIHAN WILLIAM A | — | Award / Grant | 10,000 | $2.50 | $25,000 | 202,732 | Jun 20, 2024 |
| Henson James J | PRESIDENT | Award / Grant | 10,000 | $2.55 | $25,500 | 75,000 | May 28, 2024 |
| Hunt James Christopher | — | Award / Grant | 6,323 | $2.37 | $14,986 | 617,659 | May 17, 2024 |
| Keenan Walter C | — | Award / Grant | 5,796 | $2.37 | $13,737 | 125,576 | May 17, 2024 |
| Cummins Neil A. | — | Award / Grant | 5,796 | $2.37 | $13,737 | 68,411 | May 17, 2024 |
| HOULIHAN WILLIAM A | — | Award / Grant | 4,000 | $2.48 | $9,920 | 192,732 | May 14, 2024 |
| Keenan Walter C | — | Award / Grant | 3,265 | $2.30 | $7,509 | 119,780 | Apr 18, 2024 |
| Cummins Neil A. | — | Award / Grant | 2,154 | $2.30 | $4,954 | 62,615 | Apr 18, 2024 |
| Hunt James Christopher | — | Award / Grant | 3,265 | $2.30 | $7,509 | 611,336 | Apr 18, 2024 |
| Henson James J | PRESIDENT | Purchase | 5,000 | $2.38 | $11,900 | 55,000 | Jan 2, 2024 |
| Hunt James Christopher | — | Award / Grant | 6,571 | $2.28 | $14,982 | 608,071 | Dec 29, 2023 |
| Keenan Walter C | — | Award / Grant | 6,571 | $2.28 | $14,982 | 116,515 | Dec 29, 2023 |
| Cummins Neil A. | — | Award / Grant | 4,337 | $2.28 | $9,888 | 60,461 | Dec 29, 2023 |
| HOULIHAN WILLIAM A | — | Purchase | 3,000 | $2.10 | $6,300 | 186,732 | Nov 21, 2023 |
| HOULIHAN WILLIAM A | — | Purchase | 3,000 | $2.11 | $6,330 | 183,732 | Aug 17, 2023 |
| Henson James J | PRESIDENT | Purchase | 10,000 | $1.84 | $18,400 | 40,000 | May 31, 2023 |
| Henson James J | PRESIDENT | Purchase | 10,000 | $1.89 | $18,900 | 20,000 | May 23, 2023 |