Lument Finance Trust, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HOULIHAN WILLIAM A | — | Purchase | 1,000 | $1.99 | $1,990 | 180,732 | Mar 29, 2023 |
| Keenan Walter C | — | Purchase | 4,000 | $2.06 | $8,240 | 109,944 | Mar 29, 2023 |
| HOULIHAN WILLIAM A | — | Purchase | 1,000 | $2.00 | $2,000 | 178,732 | Mar 28, 2023 |
| Keenan Walter C | — | Purchase | 500 | $18.51 | $9,255 | 7,500 | Mar 27, 2023 |
| HOULIHAN WILLIAM A | — | Purchase | 3,000 | $1.90 | $5,700 | 177,732 | Dec 20, 2022 |
| Keenan Walter C | — | Purchase | 5,000 | $19.50 | $97,500 | 7,000 | Dec 19, 2022 |
| Keenan Walter C | — | Purchase | 2,000 | $1.92 | $3,840 | 105,944 | Dec 19, 2022 |
| Keenan Walter C | — | Purchase | 2,000 | $20.91 | $41,820 | 2,000 | Sep 29, 2022 |
| Keenan Walter C | — | Purchase | 4,000 | $2.28 | $9,120 | 103,944 | Sep 28, 2022 |
| HOULIHAN WILLIAM A | — | Purchase | 1,500 | $2.68 | $4,020 | 174,732 | Aug 11, 2022 |
| Keenan Walter C | — | Purchase | 200 | $2.54 | $508 | 99,636 | Aug 11, 2022 |
| Hunt James Christopher | — | Award / Grant | 1,500 | — | — | 601,500 | Jun 15, 2022 |
| Cummins Neil A. | — | Award / Grant | 1,500 | — | — | 40,294 | Jun 15, 2022 |
| Hunt James Christopher | — | Purchase | 800 | $2.50 | $2,000 | 585,800 | May 23, 2022 |
| Hunt James Christopher | — | Purchase | 5,000 | $2.54 | $12,700 | 585,000 | May 18, 2022 |
| Keenan Walter C | — | Purchase | 4,000 | $2.40 | $9,600 | 95,911 | May 13, 2022 |
| HOULIHAN WILLIAM A | — | Purchase | 2,000 | $2.44 | $4,880 | 171,232 | May 12, 2022 |
| BRIGGS JAMES A | Chief Financial Officer | Purchase | 5,000 | $2.73 | $13,650 | 48,750 | Mar 31, 2022 |
| Flynn James Peter | CEO | Purchase | 13,500 | $2.82 | $38,070 | 298,220 | Mar 21, 2022 |
| Hunt James Christopher | — | Purchase | 10,000 | $2.88 | $28,800 | 575,000 | Mar 21, 2022 |
| HOULIHAN WILLIAM A | — | Purchase | 2,000 | $3.06 | $6,120 | 169,232 | Mar 17, 2022 |
| Keenan Walter C | — | X | 50,000 | $3.06 | $153,000 | 50,000 | Feb 11, 2022 |
| HOULIHAN WILLIAM A | — | X | 94,939 | $3.06 | $290,513 | 167,232 | Feb 11, 2022 |
| Cummins Neil A. | — | X | 14,330 | $3.06 | $43,850 | 54,624 | Feb 11, 2022 |
| BRIGGS JAMES A | Chief Financial Officer | X | 26,250 | $3.06 | $80,325 | 43,750 | Feb 11, 2022 |
| Larsen Michael P | President | X | 89,215 | $3.06 | $272,998 | 130,336 | Feb 11, 2022 |
| Flynn James Peter | CEO | X | 177,540 | $3.06 | $543,272 | 284,720 | Feb 11, 2022 |
| Hunt James Christopher | — | X | 334,946 | $3.06 | $1,024,935 | 550,000 | Feb 11, 2022 |
| Keenan Walter C | — | Award / Grant | 1,500 | — | — | 97,411 | Jun 16, 2021 |
| HOULIHAN WILLIAM A | — | Award / Grant | 1,500 | — | — | 172,732 | Jun 16, 2021 |
| HOULIHAN WILLIAM A | — | Purchase | 2,000 | $3.68 | $7,360 | 70,793 | May 23, 2021 |
| HOULIHAN WILLIAM A | — | Purchase | 2,000 | $2.86 | $5,720 | 68,793 | Nov 16, 2020 |
| HOULIHAN WILLIAM A | — | Purchase | 2,000 | $2.48 | $4,960 | 66,793 | Aug 13, 2020 |
| HOULIHAN WILLIAM A | — | Purchase | 2,000 | $1.98 | $3,960 | 63,293 | May 15, 2020 |
| Hunt James Christopher | — | Purchase | 3,338 | $1.73 | $5,775 | 215,054 | Apr 1, 2020 |
| Hunt James Christopher | — | Purchase | 10,000 | $1.86 | $18,600 | 211,716 | Mar 27, 2020 |
| Flynn James Peter | CEO | Purchase | 10,000 | $1.89 | $18,900 | 107,180 | Mar 26, 2020 |
| Hunt James Christopher | — | Purchase | 10,000 | $1.30 | $13,000 | 195,054 | Mar 24, 2020 |
| Flynn James Peter | CEO | Sale | 9,000 | $0.89 | $8,010 | 78,180 | Mar 24, 2020 |
| BRIGGS JAMES A | Chief Financial Officer | Purchase | 10,000 | $1.40 | $14,000 | 17,500 | Mar 24, 2020 |
| Keenan Walter C | — | Purchase | 3,700 | $1.39 | $5,143 | 28,911 | Mar 23, 2020 |
| Hunt James Christopher | — | Purchase | 10,000 | $1.54 | $15,400 | 175,054 | Mar 23, 2020 |
| Larsen Michael P | President | Purchase | 10,000 | $1.41 | $14,100 | 41,121 | Mar 23, 2020 |
| Flynn James Peter | CEO | Purchase | 5,000 | $1.38 | $6,900 | 67,180 | Mar 20, 2020 |
| Keenan Walter C | — | Purchase | 2,700 | $1.39 | $3,753 | 22,211 | Mar 19, 2020 |
| HOULIHAN WILLIAM A | — | Purchase | 8,000 | $1.52 | $12,160 | 61,293 | Mar 19, 2020 |
| Cummins Neil A. | — | Purchase | 1,500 | — | — | 37,294 | Dec 20, 2019 |
| HOULIHAN WILLIAM A | — | Purchase | 1,500 | — | — | 53,293 | Dec 20, 2019 |
| Keenan Walter C | — | Purchase | 1,500 | — | — | 19,511 | Dec 20, 2019 |
| Keenan Walter C | — | Purchase | 1,000 | $3.43 | $3,430 | 18,011 | Jun 28, 2019 |