Tempest Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Stock Harald F. | — | Purchase | 1,063 | $7.01 | $7,452 | 8,013 | Jun 3, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $7.29 | $14,580 | 10,850 | Jun 2, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $7.50 | $15,000 | 8,850 | May 27, 2014 |
| Stock Harald F. | — | Purchase | 1,050 | $7.13 | $7,487 | 6,950 | May 20, 2014 |
| Dipp Michelle | President and Chief Executive | Purchase | 450 | $7.33 | $3,299 | 817,643 | May 19, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $7.33 | $14,660 | 6,850 | May 19, 2014 |
| Harding David | Chief Commercial Officer | Purchase | 1,000 | $32.23 | $32,230 | 2,290 | Apr 10, 2014 |
| Dipp Michelle | Pres & Chief Executive Officer | Tax Withholding | 5,081 | $8.94 | $45,424 | 817,193 | Mar 31, 2014 |
| Dipp Michelle | President & CEO | Purchase | 100,000 | $10.00 | $1,000,000 | 3,820,571 | Mar 7, 2014 |
| Westphal Christoph H | — | Purchase | 100,000 | $10.00 | $1,000,000 | 3,820,571 | Mar 7, 2014 |
| ALDRICH RICHARD | — | Purchase | 100,000 | $10.00 | $1,000,000 | 3,820,571 | Mar 7, 2014 |
| Longwood Fund, L.P. | — | Purchase | 100,000 | $10.00 | $1,000,000 | 3,820,571 | Mar 7, 2014 |
| Dipp Michelle | President and CEO | Purchase | 300 | $9.63 | $2,889 | 822,274 | Jan 27, 2014 |
| Dipp Michelle | President and CEO | Tax Withholding | 6,426 | $9.14 | $58,734 | 827,361 | Dec 31, 2013 |
| Dipp Michelle | President and CEO | Purchase | 300 | $9.10 | $2,730 | 814,557 | Dec 23, 2013 |
| Dipp Michelle | President and CEO | Purchase | 300 | $9.10 | $2,730 | 814,557 | Dec 23, 2013 |
| Dipp Michelle | President and CEO | Purchase | 400 | $8.65 | $3,460 | 814,257 | Nov 18, 2013 |
| Dipp Michelle | President and CEO | Tax Withholding | 5,224 | $9.91 | $51,770 | 813,857 | Sep 30, 2013 |
| TZIANABOS ARTHUR | Chief Scientific Officer | Purchase | 1,000 | $10.32 | $10,320 | 1,000 | Sep 12, 2013 |
| Stock Harald F. | — | Purchase | 4,500 | $10.64 | $47,880 | 4,500 | Sep 12, 2013 |
| BLECK CHRISTOPHER A | Chief Commercial Officer | Purchase | 2,000 | $11.15 | $22,300 | 2,000 | Sep 11, 2013 |
| Westphal Christoph H | — | Purchase | 4,850 | $10.53 | $51,071 | 4,850 | Sep 11, 2013 |
| ALDRICH RICHARD | — | Purchase | 4,850 | $10.54 | $51,119 | 4,850 | Sep 11, 2013 |
| Dipp Michelle | President & CEO | Tax Withholding | 5,188 | $13.73 | $71,231 | 819,081 | Jun 30, 2013 |
| Dipp Michelle | President and CEO | Tax Withholding | 5,863 | $9.00 | $52,767 | 824,269 | Mar 31, 2013 |
| Longwood Fund, L.P. | — | Purchase | 419,444 | $9.00 | $3,774,996 | 3,720,571 | Mar 18, 2013 |
| CAPELLO JEFFREY D | — | Purchase | 11,111 | $9.00 | $99,999 | 11,111 | Mar 18, 2013 |
| Malley Thomas | — | Purchase | 50,000 | $9.00 | $450,000 | 81,819 | Mar 18, 2013 |
| Dipp Michelle | President and CEO | Award / Grant | 128,205 | — | — | 830,132 | Dec 5, 2012 |
| BVP VII SPECIAL OPPORTUNITY FUND LP | — | C | 1,482,944 | — | — | 1,482,944 | Aug 13, 2012 |
| Kraus Stephen | — | C | — | — | — | — | Aug 13, 2012 |
| SIMON JOHN G | — | C | 1,090,908 | — | — | 1,090,908 | Aug 13, 2012 |
| General Catalyst Group V LP | — | C | 1,068,602 | — | — | 1,068,602 | Aug 13, 2012 |
| Dipp Michelle | President and CEO | C | 1,818,181 | — | — | 3,301,127 | Aug 13, 2012 |
| Westphal Christoph H | — | C | 1,482,946 | — | — | 1,482,946 | Aug 13, 2012 |
| ALDRICH RICHARD | — | C | 1,482,946 | — | — | 1,658,427 | Aug 13, 2012 |
| Longwood Fund, L.P. | — | C | 1,482,946 | — | — | 1,482,946 | Aug 13, 2012 |