Tempest Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dipp Michelle | Chief Executive Officer | Purchase | 300 | $18.56 | $5,568 | 986,757 | Aug 24, 2015 |
| Stock Harald F. | — | Award / Grant | 1,413 | — | — | 1,413 | Aug 13, 2015 |
| Stock Harald F. | — | Award / Grant | 414 | $28.93 | $11,977 | 759 | Jun 30, 2015 |
| KOZIN MARC D | — | Award / Grant | 334 | $28.93 | $9,663 | 11,612 | Jun 30, 2015 |
| ALDRICH RICHARD | — | Award / Grant | 367 | $28.93 | $10,617 | 800,728 | Jun 30, 2015 |
| Dipp Michelle | Chief Executive Officer | Tax Withholding | 1,256 | $28.93 | $36,336 | 986,457 | Jun 30, 2015 |
| Malley Thomas | — | Award / Grant | 458 | $28.93 | $13,250 | 122,658 | Jun 30, 2015 |
| FISHER MARY | — | Award / Grant | 172 | $28.93 | $4,976 | 315 | Jun 30, 2015 |
| ALDRICH RICHARD | — | Award / Grant | 2,039 | — | — | 606,224 | Jun 30, 2015 |
| Dipp Michelle | Chief Executive Officer | Purchase | 300 | $31.02 | $9,306 | 987,713 | May 26, 2015 |
| ALDRICH RICHARD | — | Purchase | 20,000 | $7.56 | $151,200 | 517,056 | May 16, 2015 |
| TZIANABOS ARTHUR | President and CSO | Purchase | 225 | $28.77 | $6,473 | 400 | Apr 9, 2015 |
| Young Jeffrey E | Chief Financial Officer | Purchase | 300 | $29.93 | $8,979 | 300 | Apr 8, 2015 |
| McNeely Theresa | EVP, Chief Comm. Officer | Purchase | 226 | $29.68 | $6,708 | 400 | Apr 8, 2015 |
| ALDRICH RICHARD | — | Purchase | 2,500 | $29.97 | $74,925 | 22,350 | Apr 8, 2015 |
| Malley Thomas | — | Purchase | 5,000 | $28.50 | $142,500 | 122,200 | Apr 8, 2015 |
| KOZIN MARC D | — | Purchase | 3,000 | $28.45 | $85,350 | 11,278 | Apr 8, 2015 |
| TZIANABOS ARTHUR | President and CSO | Purchase | 175 | $28.04 | $4,907 | 175 | Apr 8, 2015 |
| Dipp Michelle | Chief Executive Officer | Purchase | 1,000 | $32.49 | $32,490 | 850,608 | Apr 2, 2015 |
| Dipp Michelle | Chief Executive Officer | Tax Withholding | 1,263 | $34.73 | $43,864 | 849,608 | Mar 31, 2015 |
| Stock Harald F. | — | Award / Grant | 345 | $34.73 | $11,982 | 345 | Mar 31, 2015 |
| KOZIN MARC D | — | Award / Grant | 278 | $34.73 | $9,655 | 8,278 | Mar 31, 2015 |
| ALDRICH RICHARD | — | Award / Grant | 305 | $34.73 | $10,593 | 526,750 | Mar 31, 2015 |
| FISHER MARY | — | Award / Grant | 143 | $34.73 | $4,966 | 143 | Mar 31, 2015 |
| Malley Thomas | — | Award / Grant | 381 | $34.73 | $13,232 | 117,200 | Mar 31, 2015 |
| Dipp Michelle | Chief Executive Officer | Tax Withholding | 898 | $42.10 | $37,806 | 850,871 | Mar 3, 2015 |
| Longwood Fund, L.P. | — | Other | 1,300,000 | — | — | 1,520,607 | Jan 14, 2015 |
| Malley Thomas | — | Purchase | 35,000 | $50.00 | $1,750,000 | 116,819 | Jan 13, 2015 |
| Dipp Michelle | Chief Executive Officer | Disposition | 15,452 | — | — | 971,921 | Jan 5, 2015 |
| Dipp Michelle | Chief Executive Officer | Tax Withholding | 6,099 | $44.22 | $269,698 | 849,394 | Dec 31, 2014 |
| Dipp Michelle | Chief Executive Officer | Award / Grant | 30,902 | — | — | 838,570 | Dec 9, 2014 |
| Dipp Michelle | President and CEO | Purchase | 300 | $24.53 | $7,359 | 807,668 | Nov 24, 2014 |
| Dipp Michelle | President & CEO | Tax Withholding | 5,237 | $16.60 | $86,934 | 807,368 | Sep 30, 2014 |
| Stock Harald F. | — | Purchase | 522 | $14.22 | $7,423 | 13,022 | Sep 23, 2014 |
| Longwood Fund, L.P. | — | Other | 50,021 | — | — | 50,021 | Sep 18, 2014 |
| Stock Harald F. | — | Purchase | 580 | $12.99 | $7,534 | 12,500 | Aug 26, 2014 |
| Stock Harald F. | — | Purchase | 678 | $11.02 | $7,472 | 11,920 | Aug 12, 2014 |
| Stock Harald F. | — | Purchase | 830 | $8.98 | $7,453 | 11,242 | Jul 29, 2014 |
| Dipp Michelle | President and CEO | Purchase | 450 | $9.00 | $4,050 | 812,605 | Jul 28, 2014 |
| Stock Harald F. | — | Purchase | 760 | $9.65 | $7,334 | 10,412 | Jul 15, 2014 |
| ALDRICH RICHARD | — | Purchase | 1,000 | $9.49 | $9,490 | 19,850 | Jul 7, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $9.49 | $18,980 | 20,850 | Jul 7, 2014 |
| Stock Harald F. | — | Purchase | 806 | $9.28 | $7,480 | 9,652 | Jul 1, 2014 |
| Dipp Michelle | President and CEO | Tax Withholding | 5,938 | $9.17 | $54,451 | 812,155 | Jun 30, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $9.16 | $18,320 | 18,850 | Jun 30, 2014 |
| Dipp Michelle | President and CEO | Purchase | 450 | $8.68 | $3,906 | 818,093 | Jun 23, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $8.81 | $17,620 | 16,850 | Jun 23, 2014 |
| Stock Harald F. | — | Purchase | 833 | $8.96 | $7,464 | 8,846 | Jun 17, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $8.52 | $17,040 | 14,850 | Jun 16, 2014 |
| ALDRICH RICHARD | — | Purchase | 2,000 | $7.59 | $15,180 | 12,850 | Jun 9, 2014 |