Oportun Financial Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Schueller Joseph Andrew | SVP-Controller, PAO & PFO | Award / Grant | 28,090 | — | — | 28,090 | Sep 10, 2025 |
| Layton Kathleen I. | Chief Legal Officer | Sale | 4,214 | $6.64 | $27,981 | 159,184 | Sep 10, 2025 |
| Miramontes Louis | — | Award / Grant | 3,644 | — | — | 93,930 | Aug 21, 2025 |
| WILCOX WARREN | — | Award / Grant | 18,041 | — | — | 18,041 | Aug 19, 2025 |
| Barefoot Jo Ann | — | Award / Grant | 18,090 | — | — | 95,643 | Jul 18, 2025 |
| Daswani Mohit | — | Award / Grant | 18,090 | — | — | 60,014 | Jul 18, 2025 |
| Lee Ginny | — | Award / Grant | 18,090 | — | — | 100,518 | Jul 18, 2025 |
| Minetti Carlos | — | Award / Grant | 18,090 | — | — | 67,594 | Jul 18, 2025 |
| Miramontes Louis | — | Award / Grant | 18,090 | — | — | 90,286 | Jul 18, 2025 |
| Smith Sandra Adele | — | Award / Grant | 18,090 | — | — | 80,740 | Jul 18, 2025 |
| Tambor Richard N. | — | Award / Grant | 18,090 | — | — | 76,777 | Jul 18, 2025 |
| Vazquez Raul | Chief Executive Officer | Award / Grant | 225,000 | — | — | 1,418,629 | Apr 2, 2025 |
| Layton Kathleen I. | Chief Legal Officer | Award / Grant | 73,530 | — | — | 163,398 | Apr 2, 2025 |
| Kirscht Patrick | Chief Credit Officer | Award / Grant | 110,295 | — | — | 398,314 | Apr 2, 2025 |
| Mueller Casey | Global Controller and PAO | Sale | 636 | $5.99 | $3,810 | 197,168 | Mar 10, 2025 |
| Kirscht Patrick | Chief Credit Officer | Sale | 3,116 | $5.99 | $18,665 | 330,244 | Mar 10, 2025 |
| Layton Kathleen I. | Chief Legal Officer | Sale | 5,387 | $5.99 | $32,268 | 95,240 | Mar 10, 2025 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Tax Withholding | 2,180 | — | — | 223,086 | Mar 10, 2025 |
| Vazquez Raul | Chief Executive Officer | Tax Withholding | 17,645 | — | — | 1,235,591 | Mar 10, 2025 |
| Daswani Mohit | — | Purchase | 7,420 | $3.90 | $28,938 | 41,924 | Dec 13, 2024 |
| Minetti Carlos | — | Purchase | 15,000 | $3.89 | $58,350 | 49,504 | Dec 13, 2024 |
| Williams R Neil | — | Purchase | 25,000 | $3.87 | $96,750 | 140,338 | Dec 11, 2024 |
| Kirscht Patrick | Chief Credit Officer | Sale | 8,403 | $3.80 | $31,931 | 333,360 | Dec 10, 2024 |
| Mueller Casey | Global Controller and PAO | Sale | 2,962 | $4.01 | $11,878 | 197,940 | Dec 9, 2024 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Purchase | 800 | $3.88 | $3,104 | 298,280 | Nov 27, 2024 |
| Vazquez Raul | Chief Executive Officer | Purchase | 8,844 | $3.86 | $34,138 | 1,257,328 | Nov 27, 2024 |
| Mueller Casey | Global Controller and PAO | Sale | 373 | $2.45 | $914 | 200,902 | Sep 10, 2024 |
| Kirscht Patrick | Chief Credit Officer | Sale | 7,787 | $2.45 | $19,078 | 341,763 | Sep 10, 2024 |
| Layton Kathleen I. | Chief Legal Officer | Sale | 750 | $2.45 | $1,838 | 107,123 | Sep 10, 2024 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Tax Withholding | 3,706 | — | — | 232,482 | Sep 10, 2024 |
| Vazquez Raul | Chief Executive Officer | Tax Withholding | 11,231 | — | — | 1,248,484 | Sep 10, 2024 |
| Tambor Richard N. | — | Award / Grant | 26,687 | — | — | 58,687 | Jun 26, 2024 |
| Williams R Neil | — | Award / Grant | 33,359 | — | — | 115,338 | Jun 26, 2024 |
| Smith Sandra Adele | — | Award / Grant | 26,687 | — | — | 62,650 | Jun 26, 2024 |
| PARKER SCOTT T | — | Award / Grant | 26,687 | — | — | 50,104 | Jun 26, 2024 |
| Miramontes Louis | — | Award / Grant | 26,687 | — | — | 72,196 | Jun 26, 2024 |
| Minetti Carlos | — | Award / Grant | 26,687 | — | — | 34,504 | Jun 26, 2024 |
| Lee Ginny | — | Award / Grant | 26,687 | — | — | 82,428 | Jun 26, 2024 |
| Daswani Mohit | — | Award / Grant | 26,687 | — | — | 34,504 | Jun 26, 2024 |
| Barefoot Jo Ann | — | Award / Grant | 26,687 | — | — | 77,553 | Jun 26, 2024 |
| PARKER SCOTT T | — | Award / Grant | 3,417 | — | — | 23,417 | Jun 14, 2024 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Award / Grant | 24,667 | — | — | 236,188 | Jun 14, 2024 |
| Kirscht Patrick | Chief Credit Officer | Award / Grant | 80,726 | — | — | 349,550 | Jun 14, 2024 |
| Mueller Casey | Global Controller and PAO | Award / Grant | 16,540 | — | — | 201,275 | Jun 14, 2024 |
| Vazquez Raul | Chief Executive Officer | Award / Grant | 152,672 | — | — | 1,259,715 | Jun 14, 2024 |
| Layton Kathleen I. | Chief Legal Officer | Award / Grant | 30,535 | — | — | 107,873 | Jun 14, 2024 |
| Mueller Casey | Global Controller and PAO | Tax Withholding | 142 | $3.03 | $430 | 188,161 | Mar 15, 2024 |
| Kirscht Patrick | Chief Credit Officer | Tax Withholding | 10,257 | $3.03 | $31,079 | 268,824 | Mar 15, 2024 |
| Layton Kathleen I. | Chief Legal Officer | Tax Withholding | 1,545 | $3.03 | $4,681 | 82,990 | Mar 15, 2024 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Tax Withholding | 1,446 | $3.52 | $5,090 | 220,066 | Mar 15, 2024 |