Oportun Financial Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Vazquez Raul | Chief Executive Officer | Tax Withholding | 8,621 | $3.52 | $30,346 | 1,149,349 | Mar 15, 2024 |
| Daswani Mohit | — | Award / Grant | 7,817 | — | — | 7,817 | Feb 7, 2024 |
| Minetti Carlos | — | Award / Grant | 7,817 | — | — | 7,817 | Feb 7, 2024 |
| Lee Ginny | — | Award / Grant | 2,982 | — | — | 55,741 | Dec 31, 2023 |
| PASCARELLA CARL | — | Award / Grant | 1,589 | — | — | 200,829 | Dec 31, 2023 |
| Williams R Neil | — | Award / Grant | 3,886 | — | — | 81,979 | Dec 31, 2023 |
| Vazquez Raul | Chief Executive Officer | Award / Grant | 176,361 | — | — | 1,134,943 | Dec 6, 2023 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Award / Grant | 20,101 | — | — | 216,853 | Dec 6, 2023 |
| Jenkins Matthew Wayne | COO & GM, Personal-Auto Loans | Award / Grant | 46,233 | — | — | 213,260 | Dec 6, 2023 |
| Kirscht Patrick | Chief Credit Officer | Award / Grant | 49,339 | — | — | 292,379 | Dec 6, 2023 |
| Mueller Casey | Global Controller and PAO | Award / Grant | 16,000 | — | — | 189,020 | Oct 25, 2023 |
| Layton Kathleen I. | Chief Legal Officer | Award / Grant | 18,700 | — | — | 85,700 | Oct 25, 2023 |
| Mueller Casey | Global Controller and PAO | Award / Grant | 16,000 | — | — | 189,020 | Oct 20, 2023 |
| Layton Kathleen I. | Chief Legal Officer | Award / Grant | 18,700 | — | — | 85,700 | Oct 20, 2023 |
| Lee Ginny | — | Award / Grant | 2,742 | — | — | 52,759 | Sep 30, 2023 |
| PASCARELLA CARL | — | Award / Grant | 3,838 | — | — | 217,466 | Sep 30, 2023 |
| Williams R Neil | — | Award / Grant | 2,961 | — | — | 78,093 | Sep 30, 2023 |
| Layton Kathleen I. | Chief Legal Officer | Award / Grant | 36,102 | — | — | 67,000 | Sep 10, 2023 |
| Vazquez Raul | Chief Executive Officer | Tax Withholding | 15,606 | $7.51 | $117,201 | 958,582 | Sep 10, 2023 |
| Mueller Casey | Global Controller and PAO | Tax Withholding | 347 | $7.51 | $2,606 | 173,020 | Sep 10, 2023 |
| Kirscht Patrick | Chief Credit Officer | Tax Withholding | 7,231 | $7.51 | $54,305 | 243,040 | Sep 10, 2023 |
| Jenkins Matthew Wayne | COO & GM, Personal-Auto Loans | Tax Withholding | 2,409 | $7.51 | $18,092 | 167,027 | Sep 10, 2023 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Tax Withholding | 3,732 | $7.51 | $28,027 | 196,752 | Sep 10, 2023 |
| Maltz Jules A. | — | Sale | 50,000 | $7.31 | $365,500 | 3,358,691 | Sep 5, 2023 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Option Exercise | 4,545 | $4.40 | $19,998 | 200,484 | Jul 20, 2023 |
| Aristei Joan | GC & Chief Risk Officer | Tax Withholding | 2,333 | $5.66 | $13,205 | 114,114 | Jul 14, 2023 |
| Lee Ginny | — | Award / Grant | 2,977 | — | — | 50,017 | Jun 30, 2023 |
| PASCARELLA CARL | — | Award / Grant | 3,908 | — | — | 213,628 | Jun 30, 2023 |
| STROHM DAVID N | — | Award / Grant | 1,666 | — | — | 51,342 | Jun 30, 2023 |
| Williams R Neil | — | Award / Grant | 3,215 | — | — | 75,132 | Jun 30, 2023 |
| Welts Frederic | — | Award / Grant | 2,192 | — | — | 30,601 | Jun 30, 2023 |
| Kirscht Patrick | Chief Credit Officer | Tax Withholding | 40,521 | $5.86 | $237,453 | 250,271 | Jun 14, 2023 |
| Vazquez Raul | Chief Executive Officer | Option Exercise | 90,909 | $4.40 | $400,000 | 1,053,418 | Jun 14, 2023 |
| Williams R Neil | — | Award / Grant | 19,441 | — | — | 71,917 | Jun 6, 2023 |
| Smith Sandra Adele | — | Award / Grant | 19,441 | — | — | 35,963 | Jun 6, 2023 |
| PASCARELLA CARL | — | Award / Grant | 24,301 | — | — | 209,720 | Jun 6, 2023 |
| Miramontes Louis | — | Award / Grant | 19,441 | — | — | 45,509 | Jun 6, 2023 |
| Lee Ginny | — | Award / Grant | 19,441 | — | — | 47,040 | Jun 6, 2023 |
| Barefoot Jo Ann | — | Award / Grant | 19,441 | — | — | 50,866 | Jun 6, 2023 |
| Banks Roy | — | Award / Grant | 19,441 | — | — | 35,963 | Jun 6, 2023 |
| Williams R Neil | — | Award / Grant | 2,794 | — | — | 52,476 | Mar 31, 2023 |
| Welts Frederic | — | Award / Grant | 2,587 | — | — | 28,409 | Mar 31, 2023 |
| STROHM DAVID N | — | Award / Grant | 2,191 | — | — | 49,676 | Mar 31, 2023 |
| PASCARELLA CARL | — | Award / Grant | 3,312 | — | — | 185,419 | Mar 31, 2023 |
| Lee Ginny | — | Award / Grant | 2,587 | — | — | 27,599 | Mar 31, 2023 |
| COBLENTZ JONATHAN AARON | CFO & Chief Admin Officer | Purchase | 40,000 | $3.62 | $144,800 | 195,939 | Mar 16, 2023 |
| Vazquez Raul | Chief Executive Officer | Tax Withholding | 17,114 | $4.32 | $73,932 | 959,827 | Mar 10, 2023 |
| Mueller Casey | Global Controller and PAO | Tax Withholding | 471 | $4.32 | $2,035 | 173,367 | Mar 10, 2023 |
| Kirscht Patrick | Chief Credit Officer | Option Exercise | 9,868 | — | — | 258,881 | Mar 10, 2023 |
| Jenkins Matthew Wayne | COO & GM, Personal-Auto Loans | Option Exercise | 7,237 | — | — | 176,184 | Mar 10, 2023 |