CION Investment Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 472 | $10.57 | $4,989 | 46,474 | Aug 12, 2025 |
| FINLAY PETER I. | — | Purchase | 200 | $9.66 | $1,932 | 2,750 | May 27, 2025 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 600 | $9.48 | $5,688 | 12,891 | May 22, 2025 |
| Breakstone Robert A | — | Purchase | 500 | $9.72 | $4,860 | 15,782 | May 16, 2025 |
| Gatto Mark | Co-Chairman & Co-CEO | Purchase | 2,070 | $9.66 | $19,996 | 3,070 | May 12, 2025 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 515 | $9.69 | $4,990 | 46,002 | May 12, 2025 |
| BRESNER GREGG A. | President & CIO | Purchase | 1,000 | $10.48 | $10,480 | 64,599 | Mar 31, 2025 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 490 | $10.45 | $5,121 | 45,487 | Mar 28, 2025 |
| Breakstone Robert A | — | Purchase | 500 | $10.75 | $5,375 | 14,700 | Mar 24, 2025 |
| BRESNER GREGG A. | President & CIO | Purchase | 1,000 | $10.98 | $10,980 | 62,599 | Mar 18, 2025 |
| FINLAY PETER I. | — | Purchase | 250 | $10.76 | $2,690 | 2,550 | Mar 18, 2025 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 465 | $10.72 | $4,985 | 9,127 | Mar 18, 2025 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 455 | $10.93 | $4,973 | 11,809 | Mar 17, 2025 |
| Breakstone Robert A | — | Purchase | 500 | $11.05 | $5,525 | 14,200 | Mar 17, 2025 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 437 | $11.44 | $4,999 | 44,997 | Nov 21, 2024 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 435 | $11.53 | $5,016 | 11,020 | Nov 21, 2024 |
| Breakstone Robert A | — | Purchase | 1,000 | $11.34 | $11,340 | 13,238 | Nov 15, 2024 |
| BRESNER GREGG A. | President & CIO | Purchase | 2,000 | $11.41 | $22,820 | 59,599 | Nov 12, 2024 |
| Arestia Charlie | See Remarks | Purchase | 750 | $11.39 | $8,543 | 1,213 | Nov 12, 2024 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 400 | $12.33 | $4,932 | 44,560 | Aug 26, 2024 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 450 | $12.18 | $5,481 | 10,278 | Aug 21, 2024 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 402 | $12.16 | $4,888 | 8,163 | Aug 15, 2024 |
| BRESNER GREGG A. | President & CIO | Purchase | 2,500 | $12.08 | $30,200 | 57,599 | Aug 14, 2024 |
| Arestia Charlie | See Remarks | Purchase | 450 | $11.94 | $5,373 | 450 | Aug 12, 2024 |
| Breakstone Robert A | — | Purchase | 1,000 | $11.89 | $11,890 | 11,880 | Aug 12, 2024 |
| BRESNER GREGG A. | President & CIO | W | 2,000 | — | — | 54,099 | Jun 25, 2024 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 403 | $12.42 | $5,005 | 7,539 | May 28, 2024 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 400 | $12.41 | $4,964 | 9,546 | May 22, 2024 |
| BRESNER GREGG A. | President & CIO | Purchase | 2,000 | $12.51 | $25,020 | 52,099 | May 17, 2024 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 407 | $12.27 | $4,994 | 44,160 | May 13, 2024 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 450 | $11.11 | $5,000 | 7,136 | Apr 5, 2024 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 450 | $11.05 | $4,973 | 9,146 | Apr 1, 2024 |
| Gatto Mark | Co-Chairman & Co-CEO | Purchase | 50 | $11.02 | $551 | 50 | Mar 27, 2024 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 469 | $10.65 | $4,995 | 43,753 | Mar 25, 2024 |
| BRESNER GREGG A. | President & CIO | Purchase | 4,000 | $10.78 | $43,120 | 50,099 | Mar 20, 2024 |
| FINLAY PETER I. | — | Purchase | 300 | $10.88 | $3,264 | 2,300 | Nov 27, 2023 |
| Gatto Mark | Co-Chairman & Co-CEO | Purchase | 905 | $11.05 | $10,000 | 42,204 | Nov 16, 2023 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 434 | $11.06 | $4,800 | 43,284 | Nov 15, 2023 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 460 | $10.89 | $5,009 | 42,850 | Aug 22, 2023 |
| Franz Keith S | CFO & Treasurer | Purchase | 15,715 | $9.52 | $149,607 | 71,612 | Jun 1, 2023 |
| BRESNER GREGG A. | President & CIO | Purchase | 1,000 | $9.58 | $9,580 | 46,099 | May 31, 2023 |
| BRESNER GREGG A. | President & CIO | Purchase | 1,000 | $9.91 | $9,910 | 41,099 | May 25, 2023 |
| Choi Catherine | — | Purchase | 2,000 | $9.92 | $19,840 | 2,000 | May 22, 2023 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 500 | $9.78 | $4,890 | 42,390 | May 19, 2023 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 1,100 | $9.26 | $10,186 | 7,697 | May 15, 2023 |
| Schwartz Aron I | — | Purchase | 2,000 | $9.25 | $18,500 | 2,000 | May 15, 2023 |
| Breakstone Robert A | — | Purchase | 2,395 | $9.33 | $22,345 | 9,096 | May 12, 2023 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 1,070 | $9.42 | $10,079 | 5,917 | May 12, 2023 |
| Breakstone Robert A | — | Purchase | 1,000 | $10.10 | $10,100 | 6,000 | Nov 30, 2022 |
| Franz Keith S | CFO & Treasurer | Purchase | 10,000 | $10.01 | $100,100 | 55,500 | Nov 30, 2022 |