CION Investment Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 1,000 | $10.35 | $10,350 | 38,397 | Nov 23, 2022 |
| FINLAY PETER I. | — | Purchase | 1,000 | $10.25 | $10,250 | 2,000 | Nov 22, 2022 |
| BRESNER GREGG A. | President & CIO | Purchase | 2,000 | $9.16 | $18,320 | 37,099 | Sep 1, 2022 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 3,000 | $9.32 | $27,960 | 4,500 | Sep 1, 2022 |
| BRESNER GREGG A. | President & CIO | Purchase | 4,000 | $9.69 | $38,760 | 35,099 | Aug 30, 2022 |
| Franz Keith S | CFO & Treasurer | Purchase | 8,000 | $10.28 | $82,240 | 45,500 | Aug 30, 2022 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 5,000 | $10.47 | $52,350 | 37,397 | Aug 23, 2022 |
| Gatto Mark | Co-Chairman & Co-CEO | Purchase | 5,000 | $10.29 | $51,450 | 37,806 | Aug 22, 2022 |
| FINLAY PETER I. | — | Purchase | 640 | $10.50 | $6,720 | 1,000 | Aug 18, 2022 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 3,000 | $10.22 | $30,660 | 6,000 | Aug 17, 2022 |
| Breakstone Robert A | — | Purchase | 2,000 | $10.08 | $20,160 | 5,000 | Aug 16, 2022 |
| BRESNER GREGG A. | President & CIO | Purchase | 5,000 | $10.29 | $51,450 | 30,099 | Aug 15, 2022 |
| Breakstone Robert A | — | Purchase | 3,000 | $10.76 | $32,280 | 3,000 | Jun 2, 2022 |
| FINLAY PETER I. | — | Purchase | 360 | $10.97 | $3,949 | 360 | May 31, 2022 |
| Gatto Mark | Co-Chairman & Co-CEO | Purchase | 5,000 | $10.98 | $54,900 | 32,806 | May 19, 2022 |
| Reisner Michael A | Co-Chairman & Co-CEO | Purchase | 4,591 | $10.95 | $50,271 | 32,397 | May 19, 2022 |
| BRESNER GREGG A. | President & CIO | Purchase | 9,000 | $11.08 | $99,720 | 24,099 | May 18, 2022 |
| Franz Keith S | CFO & Treasurer | Purchase | 20,000 | $10.50 | $210,000 | 35,000 | May 13, 2022 |
| Pinero Eric A. | Chief Legal Officer | Purchase | 1,500 | $12.74 | $19,110 | 1,500 | Mar 11, 2022 |
| Franz Keith S | CFO & Treasurer | Purchase | 5,000 | $13.50 | $67,500 | 5,000 | Nov 24, 2021 |
| Estrada Edward J. | — | Purchase | 3,695 | $13.57 | $50,141 | 3,695 | Nov 23, 2021 |
| BRESNER GREGG A. | President & CIO | Purchase | 3,200 | $13.54 | $43,328 | 15,099 | Nov 23, 2021 |
| BRESNER GREGG A. | President & CIO | Purchase | 1,500 | $13.31 | $19,965 | 11,899 | Nov 17, 2021 |
| ROMAN STEPHEN | CCO & Secretary | Purchase | 3,000 | $13.32 | $39,960 | 3,000 | Nov 17, 2021 |
| Reisner Michael A | Co-CEO and Co-President | Purchase | 111,111 | $9.00 | $1,000,000 | 111,222 | Dec 17, 2012 |
| Gatto Mark | Co-CEO and Co-President | Purchase | 111,111 | $9.00 | $1,000,000 | 111,222 | Dec 17, 2012 |
| ICON Investment Group, LLC | — | Purchase | 111,111 | $9.00 | $1,000,000 | 111,222 | Dec 17, 2012 |