Ready Capital Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Capasse Thomas E | Chief Executive Officer | Purchase | 10,000 | $13.07 | $130,700 | 37,282 | Nov 29, 2016 |
| HERBST FREDERICK C | Chief Financial Officer | Purchase | 10,000 | $13.15 | $131,500 | 18,356 | Nov 28, 2016 |
| REESE J MITCHELL | — | Purchase | 15,000 | $13.06 | $195,900 | 15,000 | Nov 28, 2016 |
| Ross Jack J. | President | Purchase | 39,000 | $12.90 | $503,100 | 39,000 | Nov 25, 2016 |
| Mudge Daniel | — | Disposition | 4,144 | $15.37 | $63,693 | 1,856 | Oct 25, 2016 |
| Zugel Christian | Chairman | Disposition | 77,986 | $15.37 | $1,198,645 | 34,925 | Oct 25, 2016 |
| Szymanski Michael | CEO, President and Director | Disposition | 19,302 | $15.37 | $296,672 | 8,644 | Oct 25, 2016 |
| Motani Nisha | Chief Accounting Officer | Disposition | 1,103 | $15.37 | $16,953 | 595 | Oct 25, 2016 |
| Zugel Christian | Chairman | Disposition | 7,455 | $15.37 | $114,583 | 3,273 | Oct 25, 2016 |
| Szymanski Michael | CEO, President and Director | Disposition | 19,324 | $15.37 | $297,010 | 8,622 | Oct 25, 2016 |
| Mudge Daniel | — | Disposition | 4,149 | $15.37 | $63,770 | 1,851 | Oct 25, 2016 |
| Motani Nisha | Chief Accounting Officer | Disposition | 1,104 | $15.37 | $16,968 | 594 | Oct 25, 2016 |
| Ogilvie Marran H. | — | Purchase | 700 | $18.90 | $13,230 | 4,990 | Aug 26, 2014 |
| Motani Nisha | Chief Accounting Officer | Purchase | 1,300 | $18.72 | $24,336 | 1,380 | Aug 21, 2014 |
| Ogilvie Marran H. | — | Purchase | 500 | $18.74 | $9,370 | 3,650 | Aug 20, 2014 |
| Mudge Daniel | — | Purchase | 3,000 | $18.80 | $56,400 | 6,000 | Aug 19, 2014 |
| Zugel Christian | — | Purchase | 30,000 | $18.93 | $567,900 | 112,911 | Aug 19, 2014 |
| Hargrave Brian | Chief Investment Officer | Purchase | 1,000 | $18.69 | $18,690 | 7,499 | Aug 18, 2014 |
| Zinn James | — | Purchase | 2,650 | $18.59 | $49,264 | 5,850 | Aug 18, 2014 |
| Szymanski Michael | CEO, President and Director | Purchase | 5,300 | $18.50 | $98,050 | 27,946 | Aug 18, 2014 |
| Motani Nisha | Chief Accounting Officer | Purchase | 900 | $15.81 | $14,229 | 1,194 | Sep 6, 2013 |
| Hargrave Brian | Chief Investment Officer | Purchase | 1,000 | $15.74 | $15,740 | 6,499 | Sep 4, 2013 |
| Zinn James | — | Purchase | 3,200 | $15.72 | $50,304 | 3,200 | Sep 4, 2013 |
| Szymanski Michael | CEO, Pres and Director | Purchase | 6,400 | $16.50 | $105,600 | 22,646 | Sep 3, 2013 |
| Mudge Daniel | — | Purchase | 3,000 | $15.71 | $47,130 | 3,000 | Sep 3, 2013 |
| Ogilvie Marran H. | — | Purchase | 1,300 | $15.71 | $20,423 | 3,150 | Sep 3, 2013 |
| Zugel Christian | Chairman of the Board | Purchase | 5,000 | $15.71 | $78,550 | 57,911 | Sep 3, 2013 |
| Reimer Eric | — | Purchase | 500 | $15.70 | $7,850 | 9,500 | Sep 3, 2013 |
| McDade Paul | CFO & Treasurer | Purchase | 5,000 | $15.69 | $78,450 | 5,900 | Sep 3, 2013 |
| Ogilvie Marran H. | — | Purchase | 750 | $20.69 | $15,518 | 750 | Apr 4, 2013 |
| Szymanski Michael | CEO, Pres and Director | Purchase | 5,000 | $19.96 | $99,800 | 16,246 | Feb 8, 2013 |
| Zugel Christian | Chairman of the Board | Purchase | 10,000 | $20.02 | $200,200 | 52,911 | Feb 8, 2013 |
| Crowley Denise | — | Purchase | 5,000 | $19.96 | $99,800 | 11,437 | Feb 8, 2013 |
| Hargrave Brian | Chief Investment Officer | Purchase | 300 | $19.64 | $5,892 | 5,499 | Feb 8, 2013 |