BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Freno Michael | CEO & President | Other | 2,209 | $13.28 | $29,336 | 7,529 | Apr 21, 2023 |
| Freno Michael | CEO & President | Sale | 4,531 | $13.73 | $62,211 | 11,760 | Feb 14, 2023 |
| CRANDALL ROGER W | — | Sale | 9,220 | $16.74 | $154,343 | 3,431 | Nov 29, 2021 |
| Freno Michael | Vice President | Sale | 14,179 | $14.95 | $211,976 | 9,829 | Dec 16, 2020 |
| Dillman Rodney J | — | Sale | 2,450 | $14.25 | $34,913 | — | Nov 25, 2020 |
| Senkpiel Mark | — | Sale | 600 | $10.84 | $6,504 | 1,978 | May 15, 2020 |
| Senkpiel Mark | — | Sale | 1,200 | $14.53 | $17,436 | 2,620 | Mar 11, 2020 |
| Thompson Paul John | — | Sale | 900 | $17.11 | $15,399 | 18,152 | Oct 23, 2019 |
| Senkpiel Mark | — | Sale | 1,582 | $17.85 | $28,239 | 6,924 | Jul 26, 2019 |
| Thompson Paul John | — | Purchase | 2,700 | $18.49 | $49,923 | 18,316 | Mar 28, 2018 |
| Sumichrast Martin A. | — | Sale | 2,500 | $20.00 | $50,000 | — | Jan 25, 2017 |
| Mathieson Stuart | — | Sale | 1,000 | $18.58 | $18,580 | 1,000 | Oct 4, 2016 |
| Mathieson Stuart | — | Sale | 750 | $18.57 | $13,928 | 2,000 | Sep 30, 2016 |
| Feeley Sean | Vice President | Purchase | 1,000 | $16.49 | $16,490 | 6,061 | Dec 22, 2015 |
| Freno Michael | Vice President | Purchase | 500 | $16.41 | $8,205 | 17,700 | Dec 21, 2015 |
| Sumichrast Martin A. | — | Purchase | 2,500 | $16.81 | $42,025 | 2,500 | Nov 24, 2015 |
| Thompson Paul John | — | Purchase | 1,250 | $17.17 | $21,463 | 11,250 | Oct 2, 2015 |
| Finke Thomas F | — | Purchase | 2,000 | $17.12 | $34,240 | 42,000 | Sep 30, 2015 |
| Finke Thomas F | — | Purchase | 3,000 | $17.78 | $53,340 | 40,000 | Aug 25, 2015 |
| Morrison Russell | President | Other | 3,000 | $17.97 | $53,910 | 13,000 | Aug 21, 2015 |
| Rollings Michael Thomas | — | Purchase | 2,600 | $18.21 | $47,346 | 5,200 | Aug 20, 2015 |
| Finke Thomas F | — | Purchase | 600 | $18.85 | $11,310 | 36,600 | Aug 11, 2015 |
| Rollings Michael Thomas | — | Purchase | 2,600 | $19.01 | $49,426 | 2,600 | Jul 29, 2015 |
| Corbett M. Timothy | — | Purchase | 100 | $19.04 | $1,904 | 800 | Jul 24, 2015 |
| Freno Michael | Vice President | Purchase | 5,000 | $19.61 | $98,050 | 14,331 | Jul 23, 2015 |
| Finke Thomas F | — | Purchase | 5,000 | $19.59 | $97,950 | 36,000 | Jun 29, 2015 |
| Morrison Russell | President | Purchase | 3,000 | $19.66 | $58,980 | 10,000 | Jun 26, 2015 |
| Thompson Paul John | — | Purchase | 2,500 | $19.91 | $49,775 | 10,000 | Jun 19, 2015 |
| Mathieson Stuart | — | Sale | 2,750 | $21.30 | $58,575 | 2,750 | Mar 16, 2015 |
| Freno Michael | Vice President | Purchase | 1,500 | $20.41 | $30,615 | 8,804 | Jan 6, 2015 |
| NOREEN CLIFFORD M | — | Purchase | 10,000 | $20.00 | $200,000 | 10,000 | Dec 30, 2014 |
| Feeley Sean | Vice President | Purchase | 1,000 | $20.25 | $20,250 | 5,061 | Dec 18, 2014 |
| Feeley Sean | Vice President | Purchase | 2,000 | $20.25 | $40,500 | 6,061 | Dec 18, 2014 |
| Finke Thomas F | — | Purchase | 200 | $20.11 | $4,022 | 31,000 | Dec 18, 2014 |
| McMahon Arthur J | — | Purchase | 100 | $20.69 | $2,069 | 500 | Dec 17, 2014 |
| Freno Michael | Vice President | Purchase | 2,000 | $20.33 | $40,660 | 7,000 | Dec 16, 2014 |
| Morrison Russell | President | Purchase | 2,000 | $20.64 | $41,280 | 7,000 | Dec 12, 2014 |
| Corbett M. Timothy | — | Purchase | 1,000 | $20.84 | $20,840 | 2,100 | Dec 11, 2014 |
| McMahon Arthur J | — | Purchase | 100 | $22.62 | $2,262 | 400 | Oct 2, 2014 |
| Finke Thomas F | — | Purchase | 376 | $22.67 | $8,524 | 29,000 | Sep 29, 2014 |
| Freno Michael | Vice President | Purchase | 1,000 | $22.75 | $22,750 | 5,000 | Sep 26, 2014 |
| Corbett M. Timothy | — | Purchase | 100 | $23.03 | $2,303 | 1,100 | Sep 19, 2014 |
| Senkpiel Mark | — | Purchase | 1,132 | $23.54 | $26,647 | 8,632 | Aug 27, 2014 |
| Senkpiel Mark | — | Purchase | 400 | $23.34 | $9,336 | 7,300 | Aug 25, 2014 |
| Finke Thomas F | — | Purchase | 2,000 | $23.20 | $46,400 | 27,000 | Aug 8, 2014 |
| Corbett M. Timothy | — | Purchase | 100 | $23.18 | $2,318 | 500 | Aug 7, 2014 |
| Corbett M. Timothy | — | Purchase | 400 | $23.12 | $9,248 | 400 | Aug 6, 2014 |
| McMahon Arthur J | — | Purchase | 100 | $23.16 | $2,316 | 300 | Aug 4, 2014 |
| Morrison Russell | President | Purchase | 1,000 | $23.93 | $23,930 | 5,000 | Mar 27, 2014 |
| Morrison Russell | President | Purchase | 1,000 | $22.93 | $22,930 | 5,000 | Mar 27, 2014 |