BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Senkpiel Mark | — | Purchase | 2,000 | $23.94 | $47,880 | 2,000 | Feb 24, 2014 |
| Dillman Rodney J | — | Purchase | 1,300 | $23.50 | $30,550 | 3,750 | Feb 3, 2014 |
| Finke Thomas F | — | Purchase | 3,000 | $23.65 | $70,950 | 25,000 | Jan 30, 2014 |
| Finke Thomas F | — | Purchase | 2,000 | $23.35 | $46,700 | 22,000 | Dec 20, 2013 |
| BUNN THOMAS W | — | Purchase | 526 | $22.67 | $11,924 | 526 | Nov 26, 2013 |
| Mathieson Stuart | — | Purchase | 5,500 | $22.62 | $124,410 | 5,500 | Sep 4, 2013 |
| Summerscale Zak | — | Purchase | 5,500 | $22.62 | $124,410 | 12,000 | Sep 4, 2013 |
| Summerscale Zak | — | Purchase | 6,500 | $22.62 | $147,030 | 6,500 | Aug 27, 2013 |
| Morrison Russell | President | Purchase | 1,000 | $22.65 | $22,650 | 4,000 | Aug 21, 2013 |
| Dillman Rodney J | — | Purchase | 450 | $22.26 | $10,017 | 2,450 | Jun 26, 2013 |
| McMahon Arthur J | — | Purchase | 200 | $22.31 | $4,462 | 200 | Jun 25, 2013 |
| Freno Michael | Vice President | Purchase | 1,000 | $22.25 | $22,250 | 4,000 | Jun 24, 2013 |
| McDonnell Thomas | — | Purchase | 1,000 | $24.00 | $24,000 | 1,000 | Jun 14, 2013 |
| Feeley Sean | Vice President | Purchase | 1,000 | $24.47 | $24,470 | 4,000 | May 29, 2013 |
| Freno Michael | Vice President | Purchase | 1,000 | $25.12 | $25,120 | 3,000 | May 21, 2013 |
| Finke Thomas F | — | Purchase | 10,000 | $25.15 | $251,500 | 20,000 | May 17, 2013 |
| Roth Scott | Vice President | Purchase | 1,200 | $24.40 | $29,280 | 2,000 | Jan 4, 2013 |
| CRANDALL ROGER W | — | Purchase | 85 | $20.91 | $1,775 | 12,484 | Dec 21, 2012 |
| Roth Scott | Vice President | Purchase | 800 | $25.01 | $20,008 | 800 | Dec 3, 2012 |
| Feeley Sean | Vice President | Purchase | 3,000 | $25.01 | $75,030 | 3,000 | Nov 14, 2012 |