Regional Management Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dunn Michael R | — | Award / Grant | 2,292 | — | — | 88,170 | May 27, 2021 |
| Contreras-Sweet Maria | — | Award / Grant | 2,478 | — | — | 17,865 | May 27, 2021 |
| Campos Roel C | — | Award / Grant | 2,665 | — | — | 77,072 | May 27, 2021 |
| Johnson Sandra K. | — | Gift | 728 | — | — | 4,390 | May 26, 2021 |
| Dunn Michael R | — | Sale | 5,000 | $44.00 | $220,000 | 85,878 | May 10, 2021 |
| Schachtel John D. | EVP and COO | Award / Grant | 11,140 | — | — | 54,610 | Mar 28, 2021 |
| Fisher Brian J. | EVP, Chief Strat/Dev Officer | Gift | 1,000 | — | — | 36,585 | Mar 28, 2021 |
| BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | — | Other | 2,191 | $36.96 | $80,979 | 48,439 | Mar 12, 2021 |
| Palomares Carlos | — | Option Exercise | 10,000 | $15.00 | $150,000 | 55,660 | Mar 5, 2021 |
| Dunn Michael R | — | Tax Withholding | 30,056 | $36.73 | $1,103,957 | 90,878 | Mar 5, 2021 |
| Atwood Catherine R | SVP and General Counsel | Award / Grant | 4,719 | — | — | 28,774 | Mar 1, 2021 |
| Dymski Michael S | VP, Chief Accounting Officer | Award / Grant | 12,008 | — | — | 51,180 | Mar 1, 2021 |
| DEMOLINA ALVARO G | — | Sale | 5,131 | $31.26 | $160,395 | 17,428 | Feb 22, 2021 |
| DEMOLINA ALVARO G | — | Sale | 24,000 | $31.08 | $745,920 | 23,559 | Feb 16, 2021 |
| Schachtel John D. | EVP and COO | Award / Grant | 5,311 | — | — | 43,470 | Feb 4, 2021 |
| Parmar Manish | EVP, Chief Credit Risk Officer | Award / Grant | 4,367 | — | — | 19,232 | Feb 4, 2021 |
| Fisher Brian J. | EVP, Chief Strat/Dev Officer | Award / Grant | 4,963 | — | — | 37,585 | Feb 4, 2021 |
| Beck Robert William | President and CEO | Award / Grant | 18,530 | — | — | 74,334 | Feb 4, 2021 |
| Atwood Catherine R | SVP and General Counsel | Award / Grant | 2,523 | — | — | 24,055 | Feb 4, 2021 |
| Schachtel John D. | EVP and COO | Tax Withholding | 1,998 | $29.86 | $59,660 | 38,159 | Dec 31, 2020 |
| Parmar Manish | EVP, Chief Credit Risk Officer | Tax Withholding | 1,074 | $29.86 | $32,070 | 14,865 | Dec 31, 2020 |
| Fisher Brian J. | EVP, Chief Strat/Dev Officer | Tax Withholding | 1,348 | $29.86 | $40,251 | 32,622 | Dec 31, 2020 |
| Dymski Michael S | VP, Chief Accounting Officer | Tax Withholding | 3,748 | $29.86 | $111,915 | 39,172 | Dec 31, 2020 |
| Beck Robert William | President and CEO | Tax Withholding | 4,023 | $29.86 | $120,127 | 55,804 | Dec 31, 2020 |
| Atwood Catherine R | SVP and General Counsel | Tax Withholding | 1,545 | $29.86 | $46,134 | 21,532 | Dec 31, 2020 |
| DEMOLINA ALVARO G | — | Tax Withholding | 5,612 | $26.73 | $150,009 | 47,559 | Nov 30, 2020 |
| Rana Harpreet | EVP and CFO | Award / Grant | 5,893 | — | — | 5,893 | Nov 23, 2020 |
| Campos Roel C | — | Purchase | 700 | $25.84 | $18,088 | 74,407 | Nov 6, 2020 |
| Campos Roel C | — | Purchase | 2,500 | $24.03 | $60,075 | 72,707 | Nov 5, 2020 |
| Beck Robert William | President and CEO | Purchase | 2,500 | $21.09 | $52,725 | 59,827 | Nov 3, 2020 |
| Dymski Michael S | VP, Interim CFO, and CAO | Award / Grant | 4,935 | — | — | 42,920 | Sep 23, 2020 |
| Johnson Sandra K. | — | Gift | 55 | — | — | 7,773 | Sep 1, 2020 |
| BASSWOOD FINANCIAL FUND, INC. | — | Other | 17,575 | $18.29 | $321,447 | — | Aug 31, 2020 |
| LINDENBAUM MATTHEW A | — | Purchase | 3,450 | $18.15 | $62,617 | 824,875 | Aug 13, 2020 |
| LINDENBAUM MATTHEW A | — | Purchase | 3,144 | $18.34 | $57,661 | 818,484 | Aug 12, 2020 |
| Dymski Michael S | VP, Interim CFO, and CAO | Tax Withholding | 607 | $15.45 | $9,378 | 37,985 | Jul 24, 2020 |
| Dymski Michael S | VP, Interim CFO, and CAO | Award / Grant | 4,474 | — | — | 38,592 | Jul 1, 2020 |
| Parmar Manish | EVP, Chief Credit Risk Officer | Award / Grant | 10,880 | — | — | 15,939 | Jul 1, 2020 |
| Palomares Carlos | — | Award / Grant | 8,970 | — | — | 45,660 | May 29, 2020 |
| Johnson Sandra K. | — | Award / Grant | 7,278 | — | — | 7,828 | May 29, 2020 |
| Freiberg Steven J | — | Award / Grant | 7,870 | — | — | 99,262 | May 29, 2020 |
| Dunn Michael R | — | Award / Grant | 7,278 | — | — | 70,934 | May 29, 2020 |
| DEMOLINA ALVARO G | — | Award / Grant | 7,870 | — | — | 43,171 | May 29, 2020 |
| Contreras-Sweet Maria | — | Award / Grant | 7,278 | — | — | 15,387 | May 29, 2020 |
| Campos Roel C | — | Purchase | 2,000 | $16.14 | $32,280 | 57,337 | May 29, 2020 |
| LINDENBAUM BENNETT D | — | Award / Grant | 6,093 | — | — | 13,149 | May 29, 2020 |
| Brown Jonathan David | — | Award / Grant | 6,093 | — | — | 13,149 | May 29, 2020 |
| LINDENBAUM BENNETT D | — | Purchase | 5,115 | $15.94 | $81,533 | 815,340 | May 18, 2020 |
| Campos Roel C | — | Purchase | 3,000 | $11.95 | $35,850 | 52,337 | May 14, 2020 |
| Schachtel John D. | EVP and COO | Purchase | 3,000 | $11.32 | $33,960 | 38,157 | May 14, 2020 |