Oxford Lane Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ROSENTHAL SAUL B | President | Purchase | 2,960,000 | $5.08 | $15,036,800 | 5,474,887 | Dec 17, 2024 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 2,960,000 | $5.08 | $15,036,800 | 7,824,728 | Dec 17, 2024 |
| ROSENTHAL SAUL B | President | Purchase | 2,315,000 | $5.40 | $12,501,000 | 2,315,000 | May 28, 2024 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 4,630,000 | $5.40 | $25,002,000 | 4,864,728 | May 28, 2024 |
| Ashenfelter Mark Jeffrey | — | Purchase | 6,000 | $5.18 | $31,080 | 30,000 | Mar 10, 2023 |
| Wilton Reassurance Co | — | Sale | 9,675 | $26.30 | $254,453 | — | Jul 13, 2021 |
| Eagle Point Credit Management LLC | — | Sale | 10,778 | $24.91 | $268,480 | 380,145 | Jun 29, 2021 |
| Eagle Point DIF GP I LLC | — | Sale | 9,635 | $25.17 | $242,513 | 253,384 | Jun 25, 2021 |
| Majewski Thomas P. | — | Sale | 273,300 | $277,578.00 | $75,862,067,400 | 332,759 | Jun 17, 2021 |
| Majewski Thomas P. | — | Sale | 743,800 | $751,310.38 | $558,824,660,644 | 22,698,700 | Apr 15, 2021 |
| Frantz Leroy Scott | — | Other | 292,404 | $25.07 | $7,330,568 | — | Apr 15, 2021 |
| Majewski Thomas P. | — | Sale | 175,000 | $177,146.90 | $31,000,707,500 | 23,442,500 | Apr 9, 2021 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 24,728 | $2.29 | $56,627 | 234,728 | Mar 18, 2020 |
| ROSENTHAL SAUL B | President | Purchase | 37,187 | $2.36 | $87,761 | 199,887 | Mar 18, 2020 |
| COHEN JONATHAN H | Chief Executive Officer | Other | 21,474 | $25.06 | $538,138 | 42,970 | Mar 12, 2020 |
| Frantz Leroy Scott | — | Other | 145,218 | $25.06 | $3,639,163 | 292,404 | Mar 12, 2020 |
| Rubin Bruce L. | CFO, SEC, TREAS | Other | 1,495 | $25.06 | $37,465 | 3,005 | Mar 12, 2020 |
| ROSENTHAL SAUL B | President | Purchase | 31,000 | $5.00 | $155,000 | 161,000 | Mar 12, 2020 |
| Ashenfelter Mark Jeffrey | — | Purchase | 6,000 | $8.05 | $48,300 | 24,000 | Feb 27, 2020 |
| Reardon John Stuart | — | Purchase | 3,000 | $9.30 | $27,900 | 6,000 | Feb 13, 2020 |
| Shin David S. | — | Purchase | 3,000 | $9.32 | $27,960 | 5,728 | Feb 7, 2020 |
| Frantz Leroy Scott | — | Purchase | 400,000 | $25.00 | $10,000,000 | 400,000 | Feb 6, 2020 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 20,000 | $25.48 | $509,600 | 64,444 | Nov 25, 2019 |
| ROSENTHAL SAUL B | President | Purchase | 20,000 | $25.48 | $509,600 | 42,222 | Nov 25, 2019 |
| Reardon John Stuart | — | Purchase | 3,000 | $9.85 | $29,550 | 3,000 | Aug 30, 2019 |
| Ashenfelter Mark Jeffrey | — | Purchase | 3,000 | $7.60 | $22,800 | 18,000 | Dec 20, 2018 |
| Shin David S. | — | Purchase | 2,000 | $10.12 | $20,240 | 2,000 | Feb 27, 2018 |
| Frantz Leroy Scott | — | Purchase | 11,750 | $25.20 | $296,100 | 11,750 | Aug 7, 2017 |
| Frantz Leroy Scott | — | Other | 200,000 | $25.07 | $5,014,000 | — | Jul 14, 2017 |
| ROSENTHAL SAUL B | President | Purchase | 20,000 | $9.79 | $195,800 | 130,000 | Jun 22, 2017 |
| Frantz Leroy Scott | — | Purchase | 200,000 | $25.00 | $5,000,000 | 200,000 | Jun 14, 2017 |
| Ashenfelter Mark Jeffrey | — | Purchase | 2,500 | $12.52 | $31,300 | 15,000 | Aug 20, 2015 |
| CONROY PATRICK | CFO, CCO & Corp. Secretary | X | 5,000 | $17.00 | $85,000 | 35,000 | Mar 11, 2014 |
| COHEN JONATHAN H | Chief Executive Officer | X | 10,000 | $17.00 | $170,000 | 210,000 | Mar 11, 2014 |
| ROSENTHAL SAUL B | President | X | 10,000 | $17.00 | $170,000 | 110,000 | Mar 11, 2014 |
| Ashenfelter Mark Jeffrey | — | Purchase | 2,500 | $17.00 | $42,500 | 12,500 | Mar 7, 2014 |
| CONROY PATRICK | CFO, CCO and Corp Secretary | Purchase | 4,000 | $17.02 | $68,080 | 29,000 | Dec 19, 2013 |
| Ashenfelter Mark Jeffrey | — | Purchase | 1,000 | $17.00 | $17,000 | 10,000 | Dec 19, 2013 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 44,444 | $22.50 | $999,990 | 44,444 | Nov 18, 2013 |
| ROSENTHAL SAUL B | President | Purchase | 22,222 | $22.50 | $499,995 | 22,222 | Nov 18, 2013 |
| CONROY PATRICK | CFO, CCO, & Corp Secretary | Purchase | 10,000 | $22.50 | $225,000 | 10,000 | Nov 18, 2013 |
| CONROY PATRICK | CFO, CCO and Corp Secretary | X | 7,000 | $14.50 | $101,500 | 21,000 | Feb 25, 2013 |
| Ashenfelter Mark Jeffrey | — | X | 3,000 | $14.50 | $43,500 | 9,000 | Feb 25, 2013 |
| ROSENTHAL SAUL B | President | X | 38,000 | $14.50 | $551,000 | 100,000 | Feb 25, 2013 |
| COHEN JONATHAN H | Chief Executive Officer | X | 100,000 | $14.50 | $1,450,000 | 200,000 | Feb 25, 2013 |
| CONROY PATRICK | CFO, CCO and Corp Secretary | X | 7,000 | $13.75 | $96,250 | 14,000 | Apr 27, 2012 |
| Ashenfelter Mark Jeffrey | — | X | 3,000 | $13.75 | $41,250 | 6,000 | Apr 27, 2012 |
| ROSENTHAL SAUL B | President | X | 18,000 | $13.75 | $247,500 | 62,000 | Apr 27, 2012 |
| COHEN JONATHAN H | Chief Executive Officer | X | 46,667 | $13.75 | $641,671 | 100,000 | Apr 27, 2012 |
| CONROY PATRICK | CFO, CCO, Corporate Secretary | X | 1,666 | $15.00 | $24,990 | 6,666 | Aug 26, 2011 |