Oxford Lane Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ashenfelter Mark Jeffrey | — | X | 666 | $15.00 | $9,990 | 2,666 | Aug 26, 2011 |
| COHEN JONATHAN H | Chief Executive Officer | X | 13,333 | $15.00 | $199,995 | 53,333 | Aug 26, 2011 |
| ROSENTHAL SAUL B | President | X | 4,000 | $15.00 | $60,000 | 44,000 | Aug 26, 2011 |
| CONROY PATRICK | CFO, CCO and Corp. Secretary | X | 2,000 | $15.00 | $30,000 | 7,000 | Aug 26, 2011 |
| Ashenfelter Mark Jeffrey | — | X | 1,000 | $15.00 | $15,000 | 3,000 | Aug 26, 2011 |
| CONROY PATRICK | CFO, CCO and Corp. Secretary | Purchase | 1,500 | $17.50 | $26,250 | 2,500 | Mar 22, 2011 |
| Ashenfelter Mark Jeffrey | — | Purchase | 2,000 | $19.00 | $38,000 | 2,000 | Mar 10, 2011 |
| ROYCE CHARLES M | — | Purchase | 160,000 | $20.00 | $3,200,000 | 161,250 | Jan 25, 2011 |
| ROSENTHAL SAUL B | President | Purchase | 37,500 | $20.00 | $750,000 | 40,000 | Jan 25, 2011 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 37,500 | $20.00 | $750,000 | 40,000 | Jan 25, 2011 |