Neuberger High Yield Strategies Fund Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Kocinski Chris | — | Purchase | 6,000 | $7.40 | $44,400 | 21,000 | Jul 17, 2025 |
| Kocinski Chris | — | Purchase | 15,000 | $7.44 | $111,600 | 15,000 | May 29, 2025 |
| MetLife Investment Management, LLC | — | Other | 768,000 | — | — | — | Sep 18, 2023 |
| Lind Joseph | — | X | 5,833 | $7.42 | $43,281 | 32,500 | Jul 3, 2023 |
| TANK BRADLEY | — | X | 6,028 | $7.42 | $44,728 | 18,082 | Jul 3, 2023 |
| TANK BRADLEY | — | X | 23,074 | $7.42 | $171,209 | 92,295 | Jun 21, 2023 |
| MORRISS GEORGE W | — | X | 3,422 | $7.42 | $25,391 | 13,689 | Jun 21, 2023 |
| Lind Joseph | — | X | 6,667 | $7.42 | $49,469 | 26,667 | Jun 21, 2023 |
| Lind Joseph | — | Purchase | 5,000 | $9.14 | $45,700 | 20,000 | Jun 6, 2022 |
| MetLife Investment Management, LLC | — | Purchase | 26,500,000 | $26,500,000.00 | $702,250,000,000,000 | — | Jun 3, 2022 |
| TANK BRADLEY | — | X | 25,301 | $8.60 | $217,589 | 101,204 | May 17, 2022 |
| MORRISS GEORGE W | — | X | 3,763 | $8.60 | $32,362 | 9,100 | May 17, 2022 |
| Lind Joseph | — | X | 5,000 | $8.60 | $43,000 | 15,000 | May 17, 2022 |
| MetLife Investment Management, LLC | — | Other | 3,083,733 | $3,092,858.28 | $9,537,549,142,359 | 5,726,934 | Dec 14, 2020 |
| Weinstein Boaz | — | Disposition | 3,572,083 | $12.03 | $42,972,158 | 1,202,787 | Dec 14, 2020 |
| Saba Capital Management, L.P. | — | Sale | 100,000 | $11.85 | $1,185,000 | 4,774,870 | Dec 11, 2020 |
| MetLife Investment Management, LLC | — | Purchase | 1,680,000 | $12.50 | $21,000,000 | 1,680,000 | Aug 4, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 10,544 | $10.24 | $107,971 | 4,844,251 | May 27, 2020 |
| Weinstein Boaz | — | Purchase | 15,492 | $10.02 | $155,230 | 4,831,894 | May 22, 2020 |
| Weinstein Boaz | — | Purchase | 1,305 | $9.90 | $12,920 | 4,742,421 | May 20, 2020 |
| Weinstein Boaz | — | Purchase | 13,361 | $9.78 | $130,671 | 4,710,791 | May 18, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 37,168 | $9.72 | $361,273 | 4,697,430 | May 13, 2020 |
| Weinstein Boaz | — | Purchase | 9,093 | $9.98 | $90,748 | 4,616,919 | May 11, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 95,200 | $9.96 | $948,192 | 4,596,881 | May 7, 2020 |
| Weinstein Boaz | — | Purchase | 10,000 | $9.80 | $98,000 | 4,441,901 | May 5, 2020 |
| Weinstein Boaz | — | Purchase | 20,976 | $9.61 | $201,579 | 4,431,901 | May 1, 2020 |
| Weinstein Boaz | — | Purchase | 20,000 | $9.37 | $187,400 | 4,410,925 | Apr 27, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 16,998 | $9.52 | $161,821 | 4,389,449 | Apr 16, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 43 | $9.60 | $413 | 4,372,451 | Apr 15, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 20,000 | $8.28 | $165,600 | 4,372,408 | Apr 2, 2020 |
| Weinstein Boaz | — | Purchase | 19,418 | $8.65 | $167,966 | 4,294,509 | Apr 1, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 14,499 | $8.51 | $123,386 | 4,275,091 | Mar 30, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 719 | $7.72 | $5,551 | 4,260,592 | Mar 25, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 3,852 | $7.36 | $28,351 | 4,259,873 | Mar 23, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 82,768 | $8.32 | $688,630 | 4,234,221 | Mar 20, 2020 |
| Weinstein Boaz | — | Purchase | 8,673 | $8.92 | $77,363 | 4,151,453 | Mar 16, 2020 |
| Weinstein Boaz | — | Purchase | 47,137 | $9.51 | $448,273 | 4,098,567 | Mar 13, 2020 |
| Weinstein Boaz | — | Purchase | 15,178 | $10.83 | $164,378 | 4,051,430 | Mar 10, 2020 |
| Saba Capital Management, L.P. | — | Purchase | 77,446 | $11.98 | $927,803 | 3,983,586 | Mar 5, 2020 |
| Weinstein Boaz | — | Purchase | 106,338 | $11.73 | $1,247,345 | 3,873,259 | Mar 3, 2020 |
| Weinstein Boaz | — | Purchase | 92,046 | $11.62 | $1,069,575 | 3,737,217 | Apr 11, 2019 |
| Weinstein Boaz | — | Purchase | 15,746 | $11.58 | $182,339 | 3,645,171 | Apr 8, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 40,534 | $11.49 | $465,736 | 3,460,576 | Apr 3, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 9,620 | $11.37 | $109,379 | 3,417,890 | Apr 2, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 2,067 | $11.29 | $23,336 | 3,408,270 | Mar 28, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 8,869 | $11.28 | $100,042 | 3,387,072 | Mar 27, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 2,125 | $11.32 | $24,055 | 3,378,203 | Mar 21, 2019 |
| Weinstein Boaz | — | Purchase | 11,666 | $11.28 | $131,592 | 3,358,724 | Mar 19, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 7,750 | $11.21 | $86,878 | 3,309,531 | Mar 18, 2019 |
| Weinstein Boaz | — | Purchase | 23,845 | $11.08 | $264,203 | 3,283,381 | Feb 21, 2019 |