Neuberger High Yield Strategies Fund Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Weinstein Boaz | — | Purchase | 6,847 | $11.03 | $75,522 | 3,206,552 | Feb 19, 2019 |
| Weinstein Boaz | — | Purchase | 20,503 | $10.96 | $224,713 | 3,199,705 | Feb 11, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 42,623 | $10.90 | $464,591 | 3,124,446 | Feb 8, 2019 |
| Weinstein Boaz | — | Purchase | 13,879 | $10.86 | $150,726 | 3,081,823 | Feb 4, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 175,867 | $10.68 | $1,878,260 | 2,822,033 | Jan 30, 2019 |
| Weinstein Boaz | — | Purchase | 35,280 | $10.52 | $371,146 | 2,504,783 | Jan 28, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 99,008 | $10.46 | $1,035,624 | 2,388,583 | Jan 24, 2019 |
| Saba Capital Management, L.P. | — | Purchase | 128,126 | $10.38 | $1,329,948 | 2,107,214 | Jan 23, 2019 |
| TANK BRADLEY | — | Purchase | 318 | $9.60 | $3,053 | 6,780 | Jan 2, 2019 |
| Lind Joseph | — | Purchase | 10,000 | $9.63 | $96,300 | 10,000 | Dec 27, 2018 |
| TANK BRADLEY | — | Purchase | 4,300 | $9.57 | $41,151 | 38,516 | Dec 26, 2018 |
| TANK BRADLEY | — | Purchase | 9,766 | $10.27 | $100,297 | 30,566 | Nov 30, 2018 |
| COLISH FAITH | — | Sale | 157 | $11.74 | $1,843 | — | Jan 10, 2018 |
| OREILLY THOMAS P | Portfolio Manager | Sale | 4,000 | $11.83 | $47,320 | 2,622 | Aug 10, 2017 |
| OREILLY THOMAS P | Portfolio Manager | Sale | 5,000 | $12.12 | $60,600 | 11,622 | Aug 9, 2017 |
| OREILLY THOMAS P | Portfolio Manager | Sale | 5,814 | $11.60 | $67,442 | 20,622 | Dec 22, 2016 |
| OREILLY THOMAS P | Portfolio Manager | Sale | 11,913 | $10.42 | $124,133 | 30,622 | Apr 1, 2016 |
| TANK BRADLEY | — | Purchase | 6,250 | $9.03 | $56,437 | 19,050 | Dec 18, 2015 |
| OREILLY THOMAS P | Portfolio Manager | Purchase | 3,120 | $13.01 | $40,591 | 3,120 | Oct 7, 2015 |
| OREILLY THOMAS P | — | Purchase | 14,543 | $10.42 | $151,538 | 20,000 | Oct 7, 2015 |
| TANK BRADLEY | — | Purchase | 4,000 | $12.60 | $50,400 | 7,800 | Aug 25, 2015 |
| OREILLY THOMAS P | — | Purchase | 5,000 | $11.55 | $57,750 | 40,622 | Jul 13, 2015 |
| OREILLY THOMAS P | — | Purchase | 5,000 | $11.55 | $57,750 | 46,120 | Jul 13, 2015 |
| OREILLY THOMAS P | — | Purchase | 10,000 | $13.11 | $131,100 | 31,120 | Sep 19, 2013 |
| OREILLY THOMAS P | — | Purchase | 8,000 | $13.00 | $104,000 | 21,120 | Jul 17, 2013 |
| TANK BRADLEY | — | Purchase | 5,000 | $10.49 | $52,450 | 12,800 | Jun 25, 2013 |
| OREILLY THOMAS P | — | Purchase | 10,000 | $13.35 | $133,500 | 13,120 | Jun 6, 2013 |
| BENJAMIN ANN H | — | Purchase | 8,800 | $14.36 | $126,368 | 20,318 | May 7, 2013 |
| OREILLY THOMAS P | Portfolio Manager | Purchase | 3,120 | $13.01 | $40,591 | 3,120 | Nov 19, 2012 |
| OREILLY THOMAS P | Portfolio Manager | Purchase | 3,120 | $13.01 | $40,591 | 3,120 | Nov 15, 2012 |
| MORRISS GEORGE W | — | Other | 1,975 | — | — | 1,975 | Aug 6, 2010 |
| Neuberger Berman Group LLC | — | Other | 5,116 | — | — | 5,116 | Aug 6, 2010 |
| COLISH FAITH | — | Other | 157 | — | — | 157 | Aug 6, 2010 |
| BENJAMIN ANN H | — | Other | 7,300 | — | — | 7,300 | Aug 6, 2010 |