Horizon Technology Finance Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Balkin Michael | — | Purchase | 20,000 | $8.53 | $170,600 | 20,000 | Dec 16, 2024 |
| Michaud Gerald A. | President | Purchase | 8,000 | $9.31 | $74,480 | 169,309 | Nov 25, 2024 |
| SAVAGE JOSEPH J | — | Purchase | 4,500 | $9.20 | $41,400 | 59,500 | Nov 13, 2024 |
| Goodman Jonathan Joseph | — | Purchase | 2,313 | $10.81 | $25,004 | 2,313 | Aug 5, 2024 |
| Balkin Michael | — | Purchase | 10,000 | $10.58 | $105,800 | 10,000 | Aug 5, 2024 |
| Michaud Gerald A. | President | Purchase | 3,650 | $11.77 | $42,961 | 156,244 | Mar 8, 2024 |
| Michaud Gerald A. | President | Purchase | 18,250 | $11.03 | $201,298 | 144,585 | Dec 20, 2022 |
| Pomeroy Robert D. Jr. | CEO and Chairman of the Board | Purchase | 600 | $13.03 | $7,818 | 8,717 | Dec 9, 2022 |
| Michaud Gerald A. | President | Purchase | 4,000 | $12.90 | $51,600 | 126,335 | Dec 6, 2022 |
| Trolio Daniel R. | Executive VP and CFO | Purchase | 758 | $13.04 | $9,884 | 2,374 | Nov 16, 2022 |
| Mahoney Edmund V. | — | Purchase | 500 | $9.88 | $4,940 | 7,169 | Sep 29, 2022 |
| Pomeroy Robert D. Jr. | CHIEF EXECUTIVE OFFICER | Purchase | 4,000 | $11.30 | $45,200 | 162,127 | Jun 21, 2022 |
| SAVAGE JOSEPH J | — | Purchase | 10,000 | $12.23 | $122,300 | 50,000 | May 16, 2022 |
| SAVAGE JOSEPH J | — | Purchase | 5,000 | $11.82 | $59,100 | 40,000 | May 12, 2022 |
| Trolio Daniel R. | CFO | Purchase | 414 | $12.00 | $4,968 | 1,532 | May 10, 2022 |
| Michaud Gerald A. | PRESIDENT | Purchase | 3,050 | $12.06 | $36,783 | 121,899 | May 9, 2022 |
| Pomeroy Robert D. Jr. | CHIEF EXECUTIVE OFFICER | Purchase | 4,000 | $12.73 | $50,920 | 155,539 | May 6, 2022 |
| Pomeroy Robert D. Jr. | CHIEF EXECUTIVE OFFICER | Purchase | 2,500 | $16.11 | $40,275 | 146,244 | Dec 6, 2021 |
| Michaud Gerald A. | PRESIDENT | Purchase | 3,450 | $15.87 | $54,752 | 116,301 | Dec 6, 2021 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 2,500 | $16.34 | $40,850 | 138,073 | May 6, 2021 |
| Michaud Gerald A. | President | Purchase | 2,500 | $16.19 | $40,475 | 112,078 | May 4, 2021 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 5,000 | $13.25 | $66,250 | 133,877 | Mar 5, 2021 |
| Michaud Gerald A. | President | Purchase | 11,300 | $13.30 | $150,290 | 109,578 | Mar 5, 2021 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 5,000 | $13.25 | $66,250 | 97,986 | Mar 5, 2021 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 10,000 | $11.70 | $117,000 | 120,204 | Jun 4, 2020 |
| Michaud Gerald A. | President | Purchase | 14,900 | $11.38 | $169,562 | 95,844 | Jun 2, 2020 |
| Trolio Daniel R. | Senior VP and CFO | Purchase | 538 | $9.31 | $5,009 | 962 | May 5, 2020 |
| SAVAGE JOSEPH J | — | Purchase | 6,500 | $8.43 | $54,795 | 35,000 | Mar 31, 2020 |
| SAVAGE JOSEPH J | — | Purchase | 2,000 | $8.91 | $17,820 | 28,500 | Mar 25, 2020 |
| SAVAGE JOSEPH J | — | Purchase | 8,000 | $7.57 | $60,560 | 26,500 | Mar 20, 2020 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 4,000 | $5.98 | $23,920 | 106,408 | Mar 18, 2020 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 800 | $10.33 | $8,264 | 4,337 | Mar 13, 2020 |
| Sarsynski Elaine A | — | Purchase | 2,000 | $9.64 | $19,280 | 7,000 | Mar 12, 2020 |
| Trolio Daniel R. | Vice President and CFO | Purchase | 421 | $11.83 | $4,980 | 421 | Mar 11, 2020 |
| Michaud Gerald A. | President | Purchase | 3,500 | $12.00 | $42,000 | 77,128 | Aug 14, 2019 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 5,000 | $12.14 | $60,700 | 93,225 | Aug 7, 2019 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 555 | $11.70 | $6,494 | 2,719 | May 13, 2019 |
| Michaud Gerald A. | President | Purchase | 900 | $11.65 | $10,485 | 73,842 | May 9, 2019 |
| Michaud Gerald A. | President | Purchase | 15,000 | $10.08 | $151,200 | 70,034 | May 18, 2018 |
| Sarsynski Elaine A | — | Purchase | 3,000 | $10.00 | $30,000 | 5,000 | May 7, 2018 |
| SAVAGE JOSEPH J | — | Purchase | 10,000 | $10.60 | $106,000 | 18,500 | Mar 15, 2018 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 400 | $11.07 | $4,428 | 70,680 | Nov 28, 2017 |
| Sarsynski Elaine A | — | Purchase | 2,000 | $11.21 | $22,420 | 2,000 | May 22, 2017 |
| SAVAGE JOSEPH J | — | Purchase | 7,000 | $11.27 | $78,890 | 8,500 | May 8, 2017 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 225 | $10.49 | $2,360 | 1,306 | Nov 7, 2016 |
| Michaud Gerald A. | President | Purchase | 225 | $13.42 | $3,020 | 485 | Sep 19, 2016 |
| SAVAGE JOSEPH J | — | Purchase | 1,500 | $11.57 | $17,355 | 1,500 | Mar 23, 2016 |
| Michaud Gerald A. | President | Purchase | 260 | $11.43 | $2,972 | 260 | Mar 17, 2016 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 2,000 | $11.50 | $23,000 | 54,577 | Mar 16, 2016 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 1,800 | $11.16 | $20,088 | 50,921 | Dec 21, 2015 |