Horizon Technology Finance Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Michaud Gerald A. | President | Purchase | 4,400 | $11.54 | $50,776 | 46,832 | Dec 18, 2015 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 5,000 | $10.86 | $54,300 | 48,187 | Nov 9, 2015 |
| Michaud Gerald A. | President | Purchase | 4,500 | $10.80 | $48,600 | 42,432 | Nov 9, 2015 |
| Mathieu Christopher M. | SVP, CFO and Treasurer | Purchase | 3,000 | $10.00 | $30,000 | 15,862 | Aug 25, 2015 |
| Mahoney Edmund V. | — | Purchase | 500 | $10.27 | $5,135 | 4,360 | Aug 24, 2015 |
| Michaud Gerald A. | President | Purchase | 1,000 | $11.00 | $11,000 | 37,274 | Aug 17, 2015 |
| Mahoney Edmund V. | — | Purchase | 500 | $11.18 | $5,590 | 3,825 | Aug 10, 2015 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 4,000 | $10.96 | $43,840 | 41,825 | Aug 7, 2015 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 2,000 | $13.54 | $27,080 | 37,181 | Jun 9, 2015 |
| Michaud Gerald A. | President | Purchase | 550 | $13.51 | $7,431 | 35,933 | Jun 8, 2015 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 1,500 | $13.92 | $20,880 | 34,624 | Mar 31, 2015 |
| Woodward Christopher B. | — | Purchase | 1,000 | $13.67 | $13,670 | 3,109 | Mar 26, 2015 |
| Navco Management, Ltd. | — | Sale | 380,000 | $13.95 | $5,301,000 | 891,414 | Mar 24, 2015 |
| Mahoney Edmund V. | — | Purchase | 500 | $13.61 | $6,805 | 3,116 | Dec 12, 2014 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 225 | $13.68 | $3,078 | 848 | Dec 8, 2014 |
| Woodward Christopher B. | — | Purchase | 600 | $14.13 | $8,478 | 2,109 | Nov 17, 2014 |
| Mahoney Edmund V. | — | Purchase | 500 | $13.98 | $6,990 | 2,578 | Sep 25, 2014 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 1,500 | $12.86 | $19,290 | 12,320 | Mar 17, 2014 |
| Michaud Gerald A. | President | Purchase | 1,900 | $12.86 | $24,434 | 16,013 | Mar 17, 2014 |
| Woodward Christopher B. | — | Purchase | 450 | $14.15 | $6,368 | 1,509 | Nov 25, 2013 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 4,000 | $14.07 | $56,280 | 10,512 | Nov 13, 2013 |
| Michaud Gerald A. | President | Purchase | 7,200 | $13.89 | $100,008 | 13,836 | Nov 11, 2013 |
| Mahoney Edmund V. | — | Purchase | 500 | $13.50 | $6,750 | 2,012 | Aug 27, 2013 |
| Michaud Gerald A. | President | Purchase | 1,100 | $13.63 | $14,993 | 6,532 | Aug 19, 2013 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 1,000 | $13.60 | $13,600 | 6,409 | Aug 16, 2013 |
| Mathieu Christopher M. | SVP, CFO and Treasurer | Purchase | 1,000 | $13.68 | $13,680 | 4,500 | Aug 16, 2013 |
| Mahoney Edmund V. | — | Purchase | 500 | $13.56 | $6,780 | 1,500 | Dec 5, 2012 |
| Michaud Gerald A. | President | Purchase | 1,090 | $13.86 | $15,107 | 5,101 | Dec 5, 2012 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 500 | $13.98 | $6,990 | 5,079 | Dec 5, 2012 |
| Mathieu Christopher M. | SVP, CFO and Treasurer | Purchase | 1,000 | $13.99 | $13,990 | 3,500 | Dec 4, 2012 |
| Swanson David P. | — | Purchase | 293 | $13.96 | $4,090 | 2,293 | Dec 4, 2012 |
| Michaud Gerald A. | President | Purchase | 620 | $16.22 | $10,056 | 3,886 | Sep 14, 2012 |
| BOTTIGLIERI JAMES | — | Purchase | 1,000 | $16.00 | $16,000 | 4,844 | Sep 12, 2012 |
| Mathieu Christopher M. | SVP, CFO and Treasurer | Purchase | 1,000 | $15.96 | $15,960 | 2,500 | Sep 12, 2012 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 600 | $16.65 | $9,990 | 4,437 | Sep 6, 2012 |
| Mahoney Edmund V. | — | Purchase | 500 | $16.54 | $8,270 | 1,000 | Sep 5, 2012 |
| Woodward Christopher B. | — | Purchase | 500 | $16.59 | $8,295 | 1,000 | Sep 4, 2012 |
| Swanson David P. | — | Purchase | 2,000 | $16.50 | $33,000 | 2,000 | Aug 29, 2012 |
| Mahoney Edmund V. | — | Purchase | 500 | $15.67 | $7,835 | 500 | Jun 15, 2012 |
| Mahoney Edmund V. | — | Purchase | 500 | $15.67 | $7,835 | 500 | Jun 15, 2012 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 40 | $15.56 | $622 | 409 | Jun 14, 2012 |
| BOTTIGLIERI JAMES | — | Purchase | 500 | $15.31 | $7,655 | 3,751 | Jun 4, 2012 |
| Woodward Christopher B. | — | Purchase | 500 | $15.30 | $7,650 | 500 | Jun 1, 2012 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 500 | $15.42 | $7,710 | 3,537 | Jun 1, 2012 |
| Devorsetz Daniel S. | SVP and CCO | Purchase | 100 | $16.31 | $1,631 | 100 | May 21, 2012 |
| Woodward Christopher B. | — | Purchase | 500 | $16.65 | $8,325 | 3,305 | May 17, 2012 |
| Michaud Gerald A. | President | Purchase | 1,500 | $16.83 | $25,245 | 3,094 | May 11, 2012 |
| Mathieu Christopher M. | SVP, CFO and Treasurer | Purchase | 500 | $16.82 | $8,410 | 1,500 | May 10, 2012 |
| Pomeroy Robert D. Jr. | Chief Executive Officer | Purchase | 500 | $16.84 | $8,420 | 3,313 | May 10, 2012 |
| Michaud Gerald A. | President | Purchase | 600 | $16.17 | $9,702 | 1,576 | Dec 12, 2011 |