PennyMac Mortgage Investment Trust — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SPECTOR DAVID | Chairman and CEO | Tax Withholding | 11,125 | $14.28 | $158,865 | 313,835 | Mar 12, 2024 |
| Jones Doug | Director, President & CMBO | Sale | 7,810 | $14.34 | $111,995 | 53,311 | Mar 11, 2024 |
| Preston Paul DuFauchard, Jr. | — | Sale | 4,961 | $14.02 | $69,553 | 44,282 | Mar 4, 2024 |
| Carnahan Scott W. | — | Sale | 8,058 | $14.20 | $114,424 | 1,718 | Mar 1, 2024 |
| Chang William Herbert | Chief Investment Officer | Tax Withholding | 822 | $13.81 | $11,352 | 28,557 | Feb 28, 2024 |
| Follette James | Chief Digital Officer | Tax Withholding | 411 | $13.81 | $5,676 | 8,975 | Feb 28, 2024 |
| Jones Doug | Director, President & CMBO | Tax Withholding | 2,782 | $13.81 | $38,419 | 61,121 | Feb 28, 2024 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 719 | $13.81 | $9,929 | 28,920 | Feb 28, 2024 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 2,054 | $13.81 | $28,366 | 27,509 | Feb 28, 2024 |
| SPECTOR DAVID | Chairman and CEO | Tax Withholding | 5,564 | $13.81 | $76,839 | 243,024 | Feb 28, 2024 |
| Chang William Herbert | Chief Investment Officer | Tax Withholding | 684 | $13.95 | $9,542 | 29,379 | Feb 25, 2024 |
| Jones Doug | Director, President & CMBO | Tax Withholding | 2,315 | $13.95 | $32,294 | 63,903 | Feb 25, 2024 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 598 | $13.95 | $8,342 | 29,639 | Feb 25, 2024 |
| SPECTOR DAVID | Chairman and CEO | Tax Withholding | 4,630 | $13.95 | $64,589 | 248,588 | Feb 25, 2024 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 1,367 | $13.95 | $19,070 | 29,563 | Feb 25, 2024 |
| Stewart Stacey D. | — | Sale | 839 | $13.75 | $11,536 | 44,128 | Feb 21, 2024 |
| Carnahan Scott W. | — | Sale | 1,786 | $13.75 | $24,558 | 9,776 | Feb 21, 2024 |
| Jones Doug | Director, President & CMBO | Tax Withholding | 1,182 | $13.54 | $16,004 | 66,218 | Feb 17, 2024 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 485 | $13.54 | $6,567 | 30,237 | Feb 17, 2024 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 969 | $13.54 | $13,120 | 30,930 | Feb 17, 2024 |
| SPECTOR DAVID | Chairman and CEO | Tax Withholding | 3,808 | $13.54 | $51,560 | 253,218 | Feb 17, 2024 |
| Lynch Catherine A. | — | Purchase | 451 | $15.03 | $6,782 | 25,540 | Jan 26, 2024 |
| Lynch Catherine A. | — | Purchase | 533 | $12.45 | $6,638 | 25,089 | Oct 27, 2023 |
| Carnahan Scott W. | — | Sale | 35,000 | $15.40 | $539,000 | 18,055 | Oct 2, 2023 |
| Lynch Catherine A. | — | Purchase | 157 | $12.16 | $1,909 | 23,727 | Sep 27, 2023 |
| Lynch Catherine A. | — | Purchase | 792 | $12.30 | $9,742 | 23,555 | Aug 4, 2023 |
| Lynch Catherine A. | — | Purchase | 274 | $12.91 | $3,539 | 22,763 | Jul 31, 2023 |
| Carnahan Scott W. | — | Sale | 6,704 | $13.23 | $88,694 | 9,844 | Jun 27, 2023 |
| Hadley Randall D. | — | Gift | 1,000 | — | — | 50,911 | Jun 6, 2023 |
| Jones Doug | President & Chief Mtg Bkg Ofr | Sale | 13,332 | $11.74 | $156,518 | 67,400 | May 22, 2023 |
| Lynch Catherine A. | — | Purchase | 256 | $12.44 | $3,180 | 22,489 | May 1, 2023 |
| Lynch Catherine A. | — | Purchase | 2,000 | $11.24 | $22,480 | 22,233 | Mar 24, 2023 |
| Chang William Herbert | Chief Investment Officer | Award / Grant | 11,698 | — | — | 30,063 | Mar 20, 2023 |
| Stewart Stacey D. | — | Sale | 668 | $13.15 | $8,784 | 44,967 | Mar 7, 2023 |
| Carnahan Scott W. | — | Sale | 1,420 | $13.15 | $18,673 | 16,548 | Mar 7, 2023 |
| Follette James | Chief Mort Fulfillment Officer | Option Exercise | 6,451 | — | — | 12,585 | Mar 6, 2023 |
| Lynch Catherine A. | — | Purchase | 1,575 | $13.10 | $20,633 | 20,233 | Mar 3, 2023 |
| Jones Doug | President & Chief Mtg Bkg Ofr | Tax Withholding | 820 | $13.01 | $10,668 | 80,732 | Mar 3, 2023 |
| STARK DEREK | Chief Legal Officer | Tax Withholding | 301 | $13.01 | $3,916 | 30,722 | Mar 3, 2023 |
| Fartaj Vandad | Chief Investment Officer | Tax Withholding | 1,034 | $13.01 | $13,452 | 137,534 | Mar 3, 2023 |
| Perotti Daniel Stanley | Chief Financial Officer | Tax Withholding | 689 | $13.01 | $8,964 | 31,899 | Mar 3, 2023 |
| SPECTOR DAVID | Chairman and CEO | Tax Withholding | 2,576 | $13.01 | $33,514 | 257,026 | Mar 3, 2023 |
| Schultz Renee | — | Award / Grant | 8,058 | — | — | 18,679 | Feb 28, 2023 |
| Sullivan Marianne | — | Award / Grant | 8,058 | — | — | 24,453 | Feb 28, 2023 |
| Stewart Stacey D. | — | Award / Grant | 8,058 | — | — | 45,635 | Feb 28, 2023 |
| McAllister, Nancy | — | Award / Grant | 8,058 | — | — | 60,161 | Feb 28, 2023 |
| Lynch Catherine A. | — | Award / Grant | 8,058 | — | — | 18,658 | Feb 28, 2023 |
| Hadley Randall D. | — | Award / Grant | 8,058 | — | — | 51,911 | Feb 28, 2023 |
| Preston Paul DuFauchard, Jr. | — | Award / Grant | 8,058 | — | — | 49,243 | Feb 28, 2023 |
| Carnahan Scott W. | — | Award / Grant | 8,058 | — | — | 17,968 | Feb 28, 2023 |