PennyMac Mortgage Investment Trust — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KURLAND STANFORD L | Chairman and CEO | Award / Grant | 95,000 | — | — | 341,290 | Mar 8, 2011 |
| Carnahan Scott W. | — | Award / Grant | 2,250 | — | — | 19,500 | Mar 8, 2011 |
| Botein Matthew | — | Award / Grant | 2,250 | — | — | 42,250 | Mar 8, 2011 |
| Grogin Jeffrey | CLO and Secretary | Award / Grant | 12,500 | — | — | 27,500 | Mar 8, 2011 |
| Chang Andrew S | Chief Business Development Off | Award / Grant | 12,500 | — | — | 32,500 | Mar 8, 2011 |
| WILLEY FRANK P | — | Purchase | 15,000 | $18.00 | $270,000 | 17,250 | Feb 16, 2011 |
| KURLAND STANFORD L | Chairman and CEO | Purchase | 39,000 | $18.00 | $702,000 | 246,290 | Feb 16, 2011 |
| SPECTOR DAVID | President and COO | Purchase | 10,000 | $18.00 | $180,000 | 71,061 | Feb 16, 2011 |
| Carnahan Scott W. | — | Purchase | 200 | $17.97 | $3,594 | 12,450 | Feb 11, 2011 |
| Grogin Jeffrey | CLO and Secretary | Sale | 1,227 | $17.80 | $21,841 | 18,773 | Dec 3, 2010 |
| Carnahan Scott W. | — | Purchase | 5,000 | $18.00 | $90,000 | 12,250 | Aug 10, 2010 |
| Hendry Gregory L | Chief Accounting Officer | Sale | 125 | $17.99 | $2,249 | 1,315 | Aug 9, 2010 |
| Carnahan Scott W. | — | Purchase | 2,900 | $16.85 | $48,865 | 7,250 | Mar 15, 2010 |
| KURLAND STANFORD L | Chairman and CEO | Purchase | 1,400 | $16.92 | $23,688 | 16,500 | Nov 13, 2009 |
| KURLAND STANFORD L | Chairman and CEO | Purchase | 1,400 | $16.92 | $23,688 | 223,790 | Nov 12, 2009 |
| KURLAND STANFORD L | Chairman and CEO | Purchase | 5,800 | $17.31 | $100,398 | 15,000 | Nov 11, 2009 |
| KURLAND STANFORD L | Chairman and CEO | Purchase | 3,500 | $17.29 | $60,515 | 211,490 | Nov 11, 2009 |
| Hadley Randall D. | — | Purchase | 1,500 | $20.00 | $30,000 | 3,750 | Aug 4, 2009 |
| MCCALLION ANNE | CFO and Treasurer | Award / Grant | 20,000 | — | — | 20,000 | Aug 4, 2009 |
| SPECTOR DAVID | President and COO | Purchase | 1,061 | $20.00 | $21,220 | 61,061 | Aug 4, 2009 |
| KURLAND STANFORD L | Chairman of the Board and CEO | Purchase | 127,290 | $20.00 | $2,545,800 | 207,290 | Aug 4, 2009 |
| Walker David M | Chief Credit Officer | Award / Grant | 20,000 | — | — | 20,000 | Aug 4, 2009 |
| Muir Michael L | Chief Investment Officer | Award / Grant | 20,000 | — | — | 20,000 | Aug 4, 2009 |
| Chang Andrew S | Chief Business Development Ofc | Award / Grant | 20,000 | — | — | 20,000 | Aug 4, 2009 |
| Grogin Jeffrey | CLO and Secretary | Award / Grant | 20,000 | — | — | 20,000 | Aug 4, 2009 |