Tonix Pharmaceuticals Holding Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Taylor Carolyn E. | — | Purchase | 418 | $36.03 | $15,061 | 418 | Aug 21, 2025 |
| Treco James | — | Purchase | 250 | $36.00 | $9,000 | 250 | Aug 20, 2025 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 4,000 | $21.55 | $86,200 | 4,005 | May 15, 2025 |
| Bell Margaret Smith | — | Other | 1 | $0.15 | $0 | — | Feb 5, 2025 |
| Treco James | — | Other | 0 | $0.30 | $0 | — | Feb 5, 2025 |
| BAGGER RICHARD H | — | Other | 0 | $0.20 | $0 | — | Feb 5, 2025 |
| SAENGER BRADLEY | Chief Financial Officer | Other | 0 | — | — | — | Feb 5, 2025 |
| SULLIVAN GREGORY M | Chief Medical Officer | Other | 0 | $1.47 | $0 | — | Feb 5, 2025 |
| LEDERMAN SETH | Chief Executive Officer | Other | 0 | $3.30 | $1 | 1 | Feb 5, 2025 |
| MORRIS JESSICA EDGAR | Chief Operating Officer | Other | 1 | — | — | — | Feb 5, 2025 |
| OLUKOTUN ADEOYE Y | — | Other | 1 | $1.91 | $2 | — | Jun 10, 2024 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 20,000 | $1.71 | $34,200 | 24,235 | Jun 29, 2022 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 100,000 | $0.25 | $25,000 | 112,177 | Mar 25, 2022 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 12,000 | $0.61 | $7,320 | 12,177 | Sep 28, 2021 |
| SAENGER BRADLEY | Chief Financial Officer | Award / Grant | 18,248 | $0.58 | $10,584 | 19,645 | Jun 30, 2021 |
| SULLIVAN GREGORY M | Chief Medical Officer | Award / Grant | 36,496 | $0.58 | $21,168 | 99,223 | Jun 30, 2021 |
| Goodman Daniel Wintner | — | Purchase | 5,000 | $1.12 | $5,600 | 5,001 | May 25, 2021 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 16,733 | $1.32 | $22,088 | 135,000 | Mar 24, 2021 |
| SULLIVAN GREGORY M | Chief Medical Officer | Award / Grant | 41,322 | $0.51 | $21,074 | 62,727 | Jan 7, 2021 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 35,000 | $0.68 | $23,800 | 118,267 | Dec 30, 2020 |
| Treco James | — | Purchase | 5,500 | $0.89 | $4,895 | 10,000 | Aug 31, 2020 |
| Bell Margaret Smith | — | Purchase | 5,391 | $0.93 | $5,014 | 5,391 | Aug 20, 2020 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 20,000 | $1.03 | $20,600 | 21,405 | Aug 17, 2020 |
| Treco James | — | Purchase | 4,500 | $1.06 | $4,770 | 4,500 | Aug 14, 2020 |
| OLUKOTUN ADEOYE Y | — | Purchase | 5,350 | $0.94 | $5,029 | 5,350 | Aug 13, 2020 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 60,000 | $0.91 | $54,600 | 83,267 | Aug 13, 2020 |
| BAGGER RICHARD H | — | Purchase | 10,000 | $0.91 | $9,100 | 10,000 | Aug 13, 2020 |
| SAENGER BRADLEY | Chief Financial Officer | Award / Grant | 493 | $1.02 | $503 | 1,397 | Jan 6, 2020 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 20,000 | $1.16 | $23,200 | 23,267 | Dec 3, 2019 |
| SULLIVAN GREGORY M | Chief Medical Officer | Award / Grant | 59 | $17.85 | $1,053 | 1,405 | Jul 31, 2019 |
| SAENGER BRADLEY | Chief Financial Officer | Award / Grant | 59 | $17.85 | $1,053 | 904 | Jul 31, 2019 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 5,000 | $2.49 | $12,450 | 32,670 | Mar 29, 2019 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 25,000 | $2.38 | $59,500 | 27,670 | Mar 26, 2019 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 500 | $4.64 | $2,320 | 17,666 | Jun 29, 2018 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 500 | $4.58 | $2,290 | 17,166 | Jun 28, 2018 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 500 | $4.55 | $2,275 | 16,666 | Jun 27, 2018 |
| MARIO ERNEST | — | Purchase | 16,500 | $4.48 | $73,920 | 50,000 | Jun 25, 2018 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 10,000 | $3.97 | $39,700 | 20,482 | Jun 14, 2018 |
| SAENGER BRADLEY | Chief Financial Officer | Purchase | 300 | $4.10 | $1,230 | 3,079 | Jun 14, 2018 |
| MORRIS JESSICA EDGAR | Chief Operating Officer | Purchase | 300 | $4.19 | $1,257 | 1,638 | Jun 14, 2018 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 2,000 | $4.37 | $8,740 | 20,463 | Jun 12, 2018 |
| Rhodes John B | — | Purchase | 7,500 | $3.33 | $24,975 | 23,470 | Jun 1, 2018 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 4,000 | $3.17 | $12,680 | 26,700 | May 25, 2018 |
| MATHER CHARLES E IV | — | Option Exercise | 750 | — | — | 12,580 | Feb 27, 2018 |
| MARIO ERNEST | — | Option Exercise | 600 | — | — | 26,648 | Feb 9, 2018 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 5,300 | $3.61 | $19,133 | 22,700 | Dec 26, 2017 |
| MARIO ERNEST | — | Sale | 10,000 | $3.57 | $35,700 | 43,500 | Dec 21, 2017 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 5,000 | $2.99 | $14,950 | 35,000 | Aug 17, 2017 |
| MARIO ERNEST | — | Sale | 6,105 | $4.28 | $26,129 | 5,895 | Jun 30, 2017 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 5,000 | $4.33 | $21,650 | 30,000 | Jun 30, 2017 |