Tonix Pharmaceuticals Holding Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LEDERMAN SETH | Chief Executive Officer | Purchase | 5,000 | $4.40 | $22,000 | 25,000 | Jun 26, 2017 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 20,000 | $4.22 | $84,400 | 20,000 | Jun 20, 2017 |
| GRACE PATRICK P | — | Option Exercise | 600 | — | — | 1,255 | May 27, 2017 |
| LANDRY DONALD W | — | Option Exercise | 600 | — | — | 7,710 | May 27, 2017 |
| Rhodes John B | — | Option Exercise | 600 | — | — | 8,720 | May 27, 2017 |
| MATHER CHARLES E IV | — | Option Exercise | 750 | — | — | 3,283 | Feb 9, 2017 |
| MARIO ERNEST | — | Purchase | 120,000 | $0.41 | $49,200 | 120,000 | Nov 23, 2016 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 98,000 | $0.43 | $42,140 | 133,000 | Nov 21, 2016 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 10,000 | — | — | 90,815 | Oct 31, 2016 |
| Rhodes John B | — | Purchase | 25,000 | — | — | 137,196 | Oct 31, 2016 |
| MARIO ERNEST | — | Purchase | 100,000 | — | — | 630,724 | Oct 31, 2016 |
| MARIO ERNEST | — | Purchase | 100,000 | $0.79 | $79,000 | 530,724 | Sep 13, 2016 |
| SULLIVAN GREGORY M | Chief Medical Officer | Other | 3,296 | $1.74 | $5,735 | 46,481 | Jun 30, 2016 |
| SAENGER BRADLEY | Chief Financial Officer | Other | 3,296 | $1.74 | $5,735 | 9,335 | Jun 30, 2016 |
| LEDERMAN SETH | Chief Executive Officer | Other | 3,296 | $1.74 | $5,735 | 79,111 | Jun 30, 2016 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 20,000 | $2.08 | $41,600 | 20,000 | Jun 22, 2016 |
| Saks Samuel R | — | Purchase | 12,500 | $2.00 | $25,000 | 51,050 | Jun 21, 2016 |
| SAENGER BRADLEY | Chief Financial Officer | Purchase | 2,000 | $2.00 | $4,000 | 6,039 | Jun 21, 2016 |
| Saks Samuel R | — | Purchase | 25,000 | $2.00 | $50,000 | 63,550 | Jun 21, 2016 |
| MARIO ERNEST | — | Purchase | 50,000 | $2.00 | $100,000 | 430,724 | Jun 21, 2016 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 25,000 | $2.00 | $50,000 | 31,000 | Jun 21, 2016 |
| Rhodes John B | — | Purchase | 25,000 | $2.00 | $50,000 | 112,196 | Jun 21, 2016 |
| DAUGHERTY BRUCE | See remarks | Purchase | 100,000 | $2.00 | $200,000 | 100,000 | Jun 21, 2016 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 20,000 | $2.50 | $50,000 | 43,185 | Jun 3, 2016 |
| MARIO ERNEST | — | Purchase | 31,042 | $2.30 | $71,397 | 380,724 | May 12, 2016 |
| MARIO ERNEST | — | Purchase | 8,210 | $2.24 | $18,390 | 349,682 | May 11, 2016 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 8,000 | $2.44 | $19,520 | 80,815 | Mar 23, 2016 |
| MARIO ERNEST | — | Purchase | 75,000 | $2.29 | $171,750 | 341,472 | Mar 16, 2016 |
| Saks Samuel R | — | Option Exercise | 750 | — | — | 6,605 | Feb 25, 2016 |
| SULLIVAN GREGORY M | Chief Medical Officer | Other | 3,532 | $4.99 | $17,625 | 20,457 | Dec 31, 2015 |
| MORRIS JESSICA EDGAR | Acting Chief Financial Officer | Other | 909 | $6.46 | $5,872 | 3,580 | Dec 31, 2015 |
| LEDERMAN SETH | Chief Executive Officer | Other | 1,741 | $6.46 | $11,247 | 72,815 | Dec 31, 2015 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 5,000 | $5.18 | $25,900 | 16,925 | Sep 30, 2015 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 5,000 | $5.18 | $25,900 | 20,457 | Sep 30, 2015 |
| GERSHELL LELAND | Chief Financial Officer | Purchase | 400 | $5.83 | $2,332 | 19,260 | Sep 28, 2015 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 4,694 | $5.95 | $27,929 | 11,925 | Sep 28, 2015 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 4,694 | $5.95 | $27,929 | 15,457 | Sep 28, 2015 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 6,000 | $6.50 | $39,000 | 71,074 | Sep 25, 2015 |
| MARIO ERNEST | — | Purchase | 10,000 | $6.05 | $60,500 | 260,472 | Aug 26, 2015 |
| MARIO ERNEST | — | Purchase | 1,468 | $6.40 | $9,395 | 250,472 | Aug 25, 2015 |
| MARIO ERNEST | — | Purchase | 2,532 | $6.20 | $15,698 | 249,004 | Aug 24, 2015 |
| MARIO ERNEST | — | Purchase | 6,000 | $6.64 | $39,840 | 246,472 | Aug 20, 2015 |
| MARIO ERNEST | — | Purchase | 15,000 | $6.93 | $103,950 | 240,472 | Aug 17, 2015 |
| LEDERMAN SETH | Chief Executive Officer | Purchase | 6,000 | $7.50 | $45,000 | 6,000 | Jul 17, 2015 |
| MARIO ERNEST | — | Purchase | 25,000 | $7.50 | $187,500 | 225,472 | Jul 17, 2015 |
| GERSHELL LELAND | Chief Financial Officer | Purchase | 1,000 | $7.50 | $7,500 | 18,860 | Jul 17, 2015 |
| Saks Samuel R | — | Purchase | 10,000 | $7.50 | $75,000 | 32,550 | Jul 17, 2015 |
| Rhodes John B | — | Purchase | 6,000 | $7.50 | $45,000 | 81,196 | Jul 17, 2015 |
| DAUGHERTY BRUCE | See Remarks | Other | 2,728 | $6.46 | $17,623 | 65,777 | Jun 30, 2015 |
| SULLIVAN GREGORY M | Chief Medical Officer | Purchase | 4,500 | $8.38 | $37,710 | 7,231 | Jun 11, 2015 |