AGNC Investment Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Bell Bernice | SVP and Chief Accounting Off. | Sale | 2,061 | $18.00 | $37,098 | 28,579 | Feb 23, 2016 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 7,050 | $18.00 | $126,900 | 435,381 | Feb 23, 2016 |
| Federico Peter J | SVP and Chief Risk Officer | Award / Grant | 100,870 | — | — | 442,431 | Feb 17, 2016 |
| Bell Bernice | SVP and Chief Accounting Off. | Sale | 10 | $17.66 | $177 | 24,943 | Feb 17, 2016 |
| Kain Gary D | President and CIO | Sale | 7,747 | $17.96 | $139,136 | 1,417,960 | Feb 17, 2016 |
| Kuehl Christopher | Senior VP | Award / Grant | 100,870 | — | — | 434,813 | Feb 17, 2016 |
| Bell Bernice | SVP and Chief Accounting Off. | Sale | 2,385 | $16.96 | $40,450 | 24,650 | Feb 2, 2016 |
| Kuehl Christopher | Senior VP | Sale | 17 | $19.09 | $325 | 315,966 | Sep 4, 2015 |
| Kuehl Christopher | Senior VP | Sale | 1,567 | $19.06 | $29,867 | 315,983 | Sep 1, 2015 |
| Dobbs Randy E. | — | Sale | 4,500 | $19.18 | $86,310 | 32,439 | Aug 31, 2015 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 848 | $19.67 | $16,680 | 318,001 | Jun 11, 2015 |
| Davis Morris A. | — | Sale | 1,253 | $20.76 | $26,012 | 9,324 | May 26, 2015 |
| Dobbs Randy E. | — | Award / Grant | 5,776 | — | — | 36,537 | Apr 21, 2015 |
| HARVEY LARRY K | — | Award / Grant | 5,776 | — | — | 27,037 | Apr 21, 2015 |
| Larocca Prue | — | Award / Grant | 5,776 | — | — | 12,537 | Apr 21, 2015 |
| Davis Morris A. | — | Award / Grant | 5,776 | — | — | 10,537 | Apr 21, 2015 |
| Couch Robert M. | — | Award / Grant | 5,776 | — | — | 20,537 | Apr 21, 2015 |
| Kuehl Christopher | Senior VP | Sale | 3,938 | $21.45 | $84,470 | 304,052 | Mar 31, 2015 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 3,938 | $21.43 | $84,391 | 310,827 | Mar 31, 2015 |
| Kain Gary D | President and CIO | Sale | 67 | $21.79 | $1,460 | 1,250,551 | Mar 24, 2015 |
| Kuehl Christopher | Senior VP | Award / Grant | 98,482 | — | — | 306,092 | Mar 18, 2015 |
| Kain Gary D | President and CIO | Award / Grant | 217,769 | — | — | 1,243,211 | Mar 18, 2015 |
| Federico Peter J | SVP and Chief Risk Officer | Award / Grant | 98,482 | — | — | 312,864 | Mar 18, 2015 |
| Kain Gary D | President and CIO | Sale | 6,371 | $21.46 | $136,722 | 1,025,442 | Mar 17, 2015 |
| Kain Gary D | President and CIO | Sale | 42,220 | $21.12 | $891,686 | 1,031,813 | Mar 13, 2015 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 7,573 | $21.14 | $160,093 | 214,382 | Mar 6, 2015 |
| Kuehl Christopher | Senior VP | Sale | 7,572 | $21.14 | $160,072 | 207,610 | Mar 6, 2015 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 6,145 | $21.60 | $132,732 | 219,926 | Feb 25, 2015 |
| Kuehl Christopher | Senior VP | Sale | 6,145 | $21.62 | $132,855 | 217,328 | Feb 25, 2015 |
| Davis Morris A. | — | Sale | 2,000 | $21.63 | $43,260 | 4,648 | Feb 10, 2015 |
| Kuehl Christopher | Senior VP | Sale | 1,330 | $23.59 | $31,375 | 212,474 | Sep 3, 2014 |
| Kain Gary D | President and CIO | Award / Grant | 169,690 | — | — | 1,013,098 | Jul 21, 2014 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 749 | $23.58 | $17,661 | 210,060 | Jun 11, 2014 |
| Davis Morris A. | — | Sale | 2,800 | $22.57 | $63,196 | 6,354 | May 2, 2014 |
| Couch Robert M. | — | Award / Grant | 3,354 | — | — | 14,354 | Apr 22, 2014 |
| Larocca Prue | — | Award / Grant | 3,354 | — | — | 6,354 | Apr 22, 2014 |
| HARVEY LARRY K | — | Award / Grant | 3,354 | — | — | 20,854 | Apr 22, 2014 |
| Dobbs Randy E. | — | Award / Grant | 3,354 | — | — | 30,354 | Apr 22, 2014 |
| Davis Morris A. | — | Award / Grant | 3,354 | — | — | 9,354 | Apr 22, 2014 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 3,286 | $21.44 | $70,452 | 205,473 | Apr 1, 2014 |
| Kuehl Christopher | Senior VP | Sale | 3,450 | $21.44 | $73,968 | 203,385 | Apr 1, 2014 |
| Federico Peter J | SVP and Chief Risk Officer | Award / Grant | 86,134 | — | — | 208,759 | Mar 17, 2014 |
| Kuehl Christopher | Senior VP | Award / Grant | 86,134 | — | — | 206,835 | Mar 17, 2014 |
| Federico Peter J | SVP and Chief Risk Officer | Sale | 5,492 | $22.09 | $121,318 | 122,625 | Feb 24, 2014 |
| Kuehl Christopher | Senior VP | Sale | 5,492 | $22.09 | $121,318 | 120,701 | Feb 24, 2014 |
| ERICKSON JOHN R | EVP and CFO | Purchase | 2,000 | $21.71 | $43,420 | 2,000 | Feb 6, 2014 |
| HARVEY LARRY K | — | Purchase | 2,000 | $20.04 | $40,080 | 17,500 | Dec 2, 2013 |
| HARVEY LARRY K | — | Purchase | 2,000 | $20.97 | $41,940 | 15,500 | Nov 12, 2013 |
| Federico Peter J | SVP and Chief Risk Officer | Purchase | 2,500 | $21.71 | $54,275 | 120,904 | Oct 30, 2013 |
| Kain Gary D | President and CIO | Purchase | 20,000 | $21.66 | $433,200 | 785,171 | Oct 30, 2013 |