SLR Investment Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Roberts Andrea Colvin | — | Purchase | 7,190 | $16.73 | $120,289 | 7,190 | Sep 9, 2025 |
| GROSS MICHAEL S | See Remarks | Award / Grant | 311,588 | — | — | 3,884,882 | Mar 13, 2025 |
| SPOHLER BRUCE J | See Remarks | Option Exercise | 311,588 | — | — | 3,411,570 | Mar 13, 2025 |
| GROSS MICHAEL S | See Remarks | Purchase | 36,822 | $17.51 | $644,753 | 3,884,882 | Mar 4, 2025 |
| SPOHLER BRUCE J | See Remarks | Purchase | 36,822 | $17.51 | $644,753 | 3,723,158 | Mar 4, 2025 |
| GROSS MICHAEL S | See Remarks | Award / Grant | 36,822 | $17.51 | $644,753 | 3,884,882 | Mar 4, 2025 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 36,822 | $17.51 | $644,753 | 3,723,158 | Mar 4, 2025 |
| Roberts Andrea Colvin | — | Purchase | 25,000 | $15.98 | $399,500 | 25,000 | Jun 14, 2024 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 202,577 | — | — | 3,643,136 | Mar 13, 2024 |
| GROSS MICHAEL S | See Remarks | Award / Grant | 202,577 | — | — | 3,804,860 | Mar 13, 2024 |
| SPOHLER BRUCE J | See Remarks | Purchase | 46,700 | $15.44 | $721,048 | 3,573,800 | Mar 7, 2024 |
| GROSS MICHAEL S | See Remarks | Purchase | 46,700 | $15.72 | $734,124 | 3,782,224 | Mar 6, 2024 |
| SPOHLER BRUCE J | See Remarks | Purchase | 40,000 | $15.08 | $603,200 | 3,480,400 | Mar 5, 2024 |
| GROSS MICHAEL S | See Remarks | Purchase | 46,700 | $15.23 | $711,241 | 3,688,824 | Mar 4, 2024 |
| GROSS MICHAEL S | See Remarks | Purchase | 10,000 | $15.05 | $150,500 | 217,789 | Sep 7, 2023 |
| GROSS MICHAEL S | See Remarks | Purchase | 14,442 | $15.04 | $217,208 | 197,789 | Aug 22, 2023 |
| GROSS MICHAEL S | See Remarks | Purchase | 20,000 | $15.02 | $300,400 | 163,347 | Aug 17, 2023 |
| Talarico Guy | Chief Compliance Officer | Purchase | 20,000 | $15.10 | $302,000 | 31,899 | Aug 17, 2023 |
| Kajee Shiraz | See Remarks | Purchase | 7,500 | $13.57 | $101,775 | 7,500 | May 12, 2023 |
| GROSS MICHAEL S | See Remarks | Purchase | 34,628 | $15.96 | $552,663 | 3,267,696 | Mar 8, 2023 |
| SPOHLER BRUCE J | See Remarks | Purchase | 34,628 | $15.96 | $552,663 | 3,440,400 | Mar 8, 2023 |
| GROSS MICHAEL S | See Remarks | Option Exercise | 138,033 | — | — | 2,942,877 | Mar 7, 2023 |
| SPOHLER BRUCE J | See Remarks | Purchase | 48,421 | $15.66 | $758,273 | 3,405,772 | Mar 3, 2023 |
| GROSS MICHAEL S | See Remarks | Purchase | 59,400 | $15.02 | $892,188 | 3,076,623 | Dec 6, 2022 |
| SPOHLER BRUCE J | See Remarks | Purchase | 4,287 | $14.90 | $63,876 | 3,253,614 | Dec 5, 2022 |
| GROSS MICHAEL S | See Remarks | Option Exercise | 116,069 | — | — | 2,827,422 | Dec 1, 2022 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 116,069 | — | — | 3,116,195 | Dec 1, 2022 |
| HOCHBERG STEVEN | — | Sale | 3,000 | $14.01 | $42,030 | 2,742 | Nov 16, 2022 |
| HOCHBERG STEVEN | — | Sale | 3,000 | $14.01 | $42,030 | 2,742 | Nov 16, 2022 |
| HOCHBERG STEVEN | — | Purchase | 7,400 | $14.39 | $106,486 | 19,258 | Nov 11, 2022 |
| HOCHBERG STEVEN | — | Purchase | 6,858 | $13.98 | $95,875 | 11,858 | Nov 8, 2022 |
| GROSS MICHAEL S | See Remarks | Award / Grant | 225,180 | — | — | 467,775 | Apr 1, 2022 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 603,541 | — | — | 3,116,195 | Apr 1, 2022 |
| PETEKA RICHARD | CFO, SEC, TREAS | Award / Grant | 4,872 | — | — | 28,872 | Apr 1, 2022 |
| HOCHBERG STEVEN | — | Award / Grant | 15,592 | — | — | 25,592 | Apr 1, 2022 |
| Potter Leonard | — | Award / Grant | 4,872 | — | — | 14,872 | Apr 1, 2022 |
| Wachter David | — | Award / Grant | 7,102 | — | — | 53,494 | Apr 1, 2022 |
| HOCHBERG STEVEN | — | Award / Grant | 15,592 | — | — | 20,592 | Apr 1, 2022 |
| SPOHLER BRUCE J | Co-Chief Executive Officer | Gift | 2,500 | — | — | 70,026 | Dec 4, 2021 |
| SPOHLER BRUCE J | Co-Chief Executive Officer | Gift | 121,506 | — | — | 2,371,524 | Dec 4, 2021 |
| GROSS MICHAEL S | See Remarks | Purchase | 25,137 | $19.36 | $486,652 | 2,439,423 | Mar 2, 2021 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 61,512 | — | — | 2,250,018 | Mar 1, 2021 |
| GROSS MICHAEL S | See Remarks | Purchase | 50,000 | $9.45 | $472,500 | 249,595 | Mar 23, 2020 |
| SPOHLER BRUCE J | See Remarks | Purchase | 53,526 | $9.32 | $498,862 | 67,526 | Mar 23, 2020 |
| PETEKA RICHARD | CFO, SEC, TREAS | Purchase | 5,000 | $8.99 | $44,950 | 24,000 | Mar 23, 2020 |
| Talarico Guy | Chief Compliance Officer | Purchase | 3,200 | $10.35 | $33,120 | 10,350 | Mar 20, 2020 |
| Wachter David | — | Purchase | 20,000 | $10.59 | $211,800 | 46,392 | Mar 20, 2020 |
| GROSS MICHAEL S | See Remarks | Purchase | 5,000 | $8.44 | $42,200 | 185,894 | Mar 18, 2020 |
| GROSS MICHAEL S | See Remarks | Purchase | 25,000 | $14.66 | $366,500 | 2,393,886 | Mar 17, 2020 |
| PETEKA RICHARD | CFO, SEC, TREAS | Purchase | 8,000 | $13.32 | $106,560 | 19,000 | Mar 16, 2020 |