SLR Investment Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GROSS MICHAEL S | See Remarks | Purchase | 13,750 | $17.41 | $239,388 | 2,345,511 | Mar 6, 2020 |
| GROSS MICHAEL S | See Remarks | Option Exercise | 56,792 | — | — | 2,264,969 | Mar 2, 2020 |
| SPOHLER BRUCE J | See Remarks | Option Exercise | 56,792 | — | — | 2,151,469 | Mar 2, 2020 |
| GROSS MICHAEL S | See Remarks | Purchase | 13,000 | $18.68 | $242,840 | 2,321,761 | Feb 28, 2020 |
| GROSS MICHAEL S | See Remarks | Purchase | 13,000 | $19.48 | $253,240 | 2,295,761 | Feb 25, 2020 |
| Talarico Guy | Chief Compliance Officer | Purchase | 930 | $20.87 | $19,409 | 930 | Dec 13, 2019 |
| HOCHBERG STEVEN | — | Sale | 15,000 | $20.57 | $308,550 | 10,000 | Nov 14, 2019 |
| SPOHLER BRUCE J | See Remarks | Purchase | 7,777 | $21.54 | $167,517 | 2,208,261 | Mar 1, 2019 |
| GROSS MICHAEL S | See Remarks | Award / Grant | 75,406 | — | — | 2,259,984 | Mar 1, 2019 |
| HOCHBERG STEVEN | — | Purchase | 5,000 | $20.35 | $101,750 | 25,000 | Dec 14, 2018 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 75,630 | — | — | 2,200,484 | Aug 13, 2018 |
| GROSS MICHAEL S | See Remarks | Award / Grant | 75,630 | — | — | 2,259,984 | Aug 13, 2018 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 64,238 | — | — | 2,180,818 | Mar 2, 2017 |
| GROSS MICHAEL S | See Remarks | Option Exercise | 64,238 | — | — | 2,176,080 | Mar 2, 2017 |
| HOCHBERG STEVEN | — | Purchase | 7,664 | $18.31 | $140,328 | 20,000 | May 11, 2016 |
| SPOHLER BRUCE J | See Remarks | Award / Grant | 29,545 | — | — | 2,180,818 | Mar 1, 2016 |
| GROSS MICHAEL S | See Remarks | Purchase | 29,400 | $17.18 | $505,092 | 2,220,138 | Mar 1, 2016 |
| Wachter David | — | Purchase | 5,000 | $16.90 | $84,500 | 20,500 | Feb 29, 2016 |
| SPOHLER BRUCE J | See Remarks | Purchase | 9,500 | $16.95 | $161,025 | 14,000 | Dec 11, 2015 |
| PETEKA RICHARD | See Remarks | Purchase | 6,000 | $16.70 | $100,200 | 11,000 | Dec 11, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 18,200 | $16.80 | $305,760 | 165,894 | Dec 11, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 11,900 | $17.24 | $205,156 | 147,694 | Dec 10, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 872 | $17.19 | $14,990 | 134,067 | Dec 9, 2015 |
| SPOHLER BRUCE J | See Remarks | Purchase | 2,500 | $17.65 | $44,125 | 4,500 | Nov 19, 2015 |
| SPOHLER BRUCE J | See Remarks | Purchase | 1,000 | $17.45 | $17,450 | 1,000 | Nov 18, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 10,000 | $17.64 | $176,400 | 113,195 | Nov 13, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 20,000 | $18.75 | $375,000 | 2,171,238 | May 14, 2015 |
| SPOHLER BRUCE J | See Remarks | Purchase | 36,784 | $20.24 | $744,508 | 2,115,786 | Mar 3, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 15,452 | $20.28 | $313,367 | 2,151,238 | Mar 2, 2015 |
| GROSS MICHAEL S | See Remarks | Purchase | 10,000 | $17.75 | $177,500 | 93,195 | Dec 15, 2014 |
| GROSS MICHAEL S | See Remarks | Purchase | 10,000 | $17.80 | $178,000 | 83,195 | Dec 9, 2014 |
| GROSS MICHAEL S | See Remarks | Other | 55,636 | — | — | 2,079,002 | Nov 26, 2014 |
| SPOHLER BRUCE J | COO and Director | Other | 55,636 | — | — | 2,079,002 | Nov 26, 2014 |
| SPOHLER BRUCE J | COO and Director | Purchase | 16,140 | $22.06 | $356,048 | 2,134,638 | Mar 4, 2014 |
| GROSS MICHAEL S | See Remarks | Purchase | 16,140 | $22.06 | $356,048 | 2,134,638 | Mar 3, 2014 |
| PETEKA RICHARD | CFO, Secretary and Treasurer | Purchase | 5,000 | $21.50 | $107,500 | 5,000 | May 29, 2012 |
| GROSS MICHAEL S | CEO, Pres, Chair. of the Board | Purchase | 10,000 | $21.40 | $214,000 | 62,500 | May 7, 2012 |
| HOCHBERG STEVEN | — | Purchase | 2,500 | $20.27 | $50,675 | 8,000 | Aug 9, 2011 |
| GROSS MICHAEL S | CEO, Pres, Chair. of the Board | Purchase | 20,000 | $19.92 | $398,400 | 52,500 | Aug 9, 2011 |
| SPOHLER BRUCE J | Chief Operating Officer & Dir | Purchase | 115,000 | $22.94 | $2,638,100 | 2,055,649 | Nov 30, 2010 |
| GROSS MICHAEL S | CEO, Pres, Chair. of the Board | Purchase | 115,000 | $22.94 | $2,638,100 | 2,055,649 | Nov 30, 2010 |
| GROSS MICHAEL S | CEO, Pres, Chair. of the Board | Purchase | 10,000 | $21.20 | $212,000 | 32,500 | May 18, 2010 |
| GROSS MICHAEL S | CEO, Pres, Chair. of the Board | Purchase | 22,500 | $22.07 | $496,575 | 1,963,149 | May 13, 2010 |
| Radesca Nicholas | Chief Financial Officer & Sec | Purchase | 1,000 | $22.07 | $22,070 | 6,300 | May 13, 2010 |
| HOCHBERG STEVEN | — | Purchase | 5,500 | $18.50 | $101,750 | 5,500 | Feb 9, 2010 |
| Potter Leonard | — | Purchase | 10,000 | $18.50 | $185,000 | 10,000 | Feb 9, 2010 |
| Wachter David | — | Purchase | 10,000 | $18.50 | $185,000 | 10,000 | Feb 9, 2010 |
| Radesca Nicholas | Chief Financial Officer & Sec | Purchase | 5,300 | $18.50 | $98,050 | 5,300 | Feb 9, 2010 |
| SPOHLER BRUCE J | Chief Operating Officer & Dir | Purchase | 600,000 | $18.50 | $11,100,000 | 1,940,649 | Feb 9, 2010 |
| GROSS MICHAEL S | CEO, Pres, Chair. of the Board | Purchase | 600,000 | $18.50 | $11,100,000 | 1,940,649 | Feb 9, 2010 |