Oaktree Specialty Lending Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| CALDWELL PHYLLIS R | — | Purchase | 2,000 | $13.19 | $26,380 | 20,000 | Sep 15, 2025 |
| Gero Deborah Ann | — | Purchase | 2,500 | $13.70 | $34,250 | 22,411 | Jun 30, 2025 |
| Panossian Armen | See Remarks | Purchase | 8,000 | $14.13 | $113,040 | 20,789 | May 15, 2025 |
| CALDWELL PHYLLIS R | — | Purchase | 2,000 | $13.33 | $26,660 | 18,000 | May 7, 2025 |
| Jacobson Craig A | — | Purchase | 14,910 | $13.41 | $199,943 | 71,667 | May 6, 2025 |
| CALDWELL PHYLLIS R | — | Purchase | 2,500 | $15.83 | $39,575 | 16,000 | Feb 25, 2025 |
| Pendo Mathew | President | Purchase | 6,260 | $15.93 | $99,722 | 52,596 | Feb 24, 2025 |
| Khanna Raghav | Co-Chief Investment Officer | Purchase | 6,000 | $15.95 | $95,700 | 6,000 | Feb 24, 2025 |
| CALDWELL PHYLLIS R | — | Purchase | 500 | $16.01 | $8,005 | 13,000 | Sep 20, 2024 |
| CALDWELL PHYLLIS R | — | Purchase | 834 | $16.29 | $13,586 | 12,500 | Aug 13, 2024 |
| CALDWELL PHYLLIS R | — | Purchase | 2,000 | $20.07 | $40,140 | 11,166 | Feb 12, 2024 |
| Stewart Matthew | Chief Operating Officer | Purchase | 500 | $18.00 | $9,000 | 9,668 | Mar 23, 2023 |
| McKown Christopher | See Remarks | Purchase | 1,000 | $17.79 | $17,790 | 5,092 | Mar 17, 2023 |
| CALDWELL PHYLLIS R | — | Purchase | 500 | $18.19 | $9,095 | 8,166 | Mar 17, 2023 |
| Pak Ashley | Chief Compliance Officer | Purchase | 1,000 | $19.41 | $19,410 | 1,920 | Mar 9, 2023 |
| Pendo Mathew | President | Purchase | 516 | $19.72 | $10,176 | 37,815 | Feb 9, 2023 |
| CALDWELL PHYLLIS R | — | Purchase | 3,800 | $6.96 | $26,448 | 23,000 | Dec 30, 2022 |
| CALDWELL PHYLLIS R | — | Purchase | 4,000 | $7.00 | $28,000 | 19,200 | Dec 9, 2022 |
| CALDWELL PHYLLIS R | — | Purchase | 2,500 | $6.49 | $16,225 | 15,200 | Jun 29, 2022 |
| CALDWELL PHYLLIS R | — | Purchase | 5,000 | $6.80 | $34,000 | 12,700 | May 23, 2022 |
| CALDWELL PHYLLIS R | — | Purchase | 3,200 | $7.04 | $22,528 | 7,700 | May 11, 2022 |
| Pendo Mathew | President | Purchase | 18,381 | $7.06 | $129,770 | 103,591 | May 9, 2022 |
| Pak Ashley | Chief Compliance Officer | Purchase | 2,600 | $7.42 | $19,292 | 2,600 | Mar 4, 2022 |
| CALDWELL PHYLLIS R | — | Purchase | 800 | $7.48 | $5,984 | 2,700 | Mar 2, 2022 |
| McKown Christopher | See Remarks | Award / Grant | 2,000 | $7.32 | $14,640 | 11,111 | Feb 24, 2022 |
| TANNENBAUM LEONARD M | — | Sale | 84,954 | $7.50 | $637,155 | 15,306,589 | Dec 29, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 200,000 | $7.54 | $1,508,000 | 15,791,543 | Dec 23, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 34,100 | $7.55 | $257,455 | 16,191,543 | Dec 13, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100 | $7.50 | $750 | 16,225,643 | Dec 2, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 17,330 | $7.45 | $129,109 | 16,584,228 | Nov 17, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 1,500 | $7.50 | $11,250 | 16,601,558 | Nov 11, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $7.51 | $751,000 | 16,680,963 | Nov 10, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 4,214,368 | $7.10 | $29,922,013 | 16,780,963 | Sep 20, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.72 | $672,000 | 21,095,331 | May 27, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 38,200 | $6.70 | $255,940 | 21,292,165 | May 24, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.72 | $672,000 | 21,330,365 | May 5, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.75 | $675,000 | 21,524,417 | Apr 29, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.69 | $669,000 | 21,818,547 | Apr 22, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.70 | $670,000 | 22,045,495 | Apr 21, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 120,000 | $6.62 | $794,400 | 22,245,495 | Apr 14, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 172,312 | $6.61 | $1,138,982 | 22,620,295 | Apr 12, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 29,872 | $6.46 | $192,973 | 22,892,607 | Apr 7, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.31 | $631,000 | 22,922,479 | Apr 1, 2021 |
| TANNENBAUM LEONARD M | — | Other | 320,022 | $6.16 | $1,971,336 | 1,332,773 | Mar 19, 2021 |
| Jacobson Craig A | — | Award / Grant | 73,968 | — | — | 170,273 | Mar 19, 2021 |
| Frank John | — | Award / Grant | 15,879 | — | — | 44,663 | Mar 19, 2021 |
| Zimmerman Bruce | — | Award / Grant | 20,390 | — | — | 57,390 | Mar 19, 2021 |
| Ruben Richard | — | Award / Grant | 54,375 | — | — | 101,625 | Mar 19, 2021 |
| Panossian Armen | Chief Executive Officer | Award / Grant | 13,370 | — | — | 38,370 | Mar 19, 2021 |
| Carlisle Melvin | CFO & Treasurer | Award / Grant | 16,713 | — | — | 41,713 | Mar 19, 2021 |