Oaktree Specialty Lending Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pendo Mathew | President and COO | Award / Grant | 24,661 | — | — | 78,925 | Mar 19, 2021 |
| Gero Deborah Ann | — | Award / Grant | 24,736 | — | — | 59,736 | Mar 19, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100 | $6.25 | $625 | 15,093,275 | Mar 18, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.29 | $629,000 | 15,170,425 | Mar 16, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 67,411 | $6.26 | $421,993 | 15,470,425 | Mar 11, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 81,202 | $6.24 | $506,700 | 15,573,218 | Mar 4, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 5,100 | $6.20 | $31,620 | 15,749,699 | Mar 1, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 54,798 | $6.11 | $334,816 | 15,854,799 | Feb 24, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 100,000 | $6.14 | $614,000 | 15,909,597 | Feb 19, 2021 |
| Pendo Mathew | President and COO | Purchase | 12,231 | $5.95 | $72,774 | 54,264 | Feb 8, 2021 |
| TANNENBAUM LEONARD M | — | Sale | 50,000 | $5.52 | $276,000 | 16,122,871 | Dec 17, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 63,800 | $5.51 | $351,538 | 16,172,871 | Dec 14, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 2,500 | $5.60 | $14,000 | 16,251,971 | Dec 11, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 2,600 | $5.60 | $14,560 | 16,254,471 | Dec 8, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 15,923 | $5.60 | $89,169 | 16,344,867 | Dec 4, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 9,879 | $5.60 | $55,322 | 16,403,993 | Dec 2, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 40,753 | $5.61 | $228,624 | 16,449,072 | Nov 30, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 169,659 | $5.48 | $929,731 | 16,850,948 | Nov 25, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 157,648 | $5.34 | $841,840 | 17,220,607 | Nov 23, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 108,054 | $5.25 | $567,284 | 17,378,255 | Nov 18, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 49,046 | $5.20 | $255,039 | 17,486,309 | Nov 16, 2020 |
| Gero Deborah Ann | — | Purchase | 4,000 | $5.00 | $20,000 | 35,000 | Sep 8, 2020 |
| Ruben Richard | — | Purchase | 2,500 | $4.98 | $12,450 | 44,750 | Sep 2, 2020 |
| Ruben Richard | — | Purchase | 2,000 | $4.98 | $9,960 | 34,250 | Aug 19, 2020 |
| Ruben Richard | — | Purchase | 2,000 | $5.03 | $10,060 | 32,250 | Aug 17, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 4,100 | $5.20 | $21,320 | 17,662,056 | Aug 11, 2020 |
| Gero Deborah Ann | — | Purchase | 4,000 | $4.72 | $18,880 | 30,000 | Jun 10, 2020 |
| Panossian Armen | Chief Executive Officer | Purchase | 7,500 | $4.46 | $33,450 | 25,000 | May 27, 2020 |
| Jacobson Craig A | — | Purchase | 25,705 | $3.92 | $100,764 | 96,305 | Mar 12, 2020 |
| Pendo Mathew | President and COO | Purchase | 6,500 | $4.55 | $29,575 | 31,540 | Mar 10, 2020 |
| Carlisle Melvin | CFO & Treasurer | Purchase | 5,000 | $4.61 | $23,050 | 25,000 | Mar 9, 2020 |
| Gero Deborah Ann | — | Purchase | 2,000 | $4.54 | $9,080 | 26,000 | Mar 9, 2020 |
| Carlisle Melvin | CFO & Treasurer | Purchase | 5,000 | $4.97 | $24,850 | 20,000 | Feb 28, 2020 |
| Gero Deborah Ann | — | Purchase | 2,000 | $5.18 | $10,360 | 24,000 | Feb 27, 2020 |
| Carlisle Melvin | CFO & Treasurer | Purchase | 5,000 | $5.23 | $26,150 | 15,000 | Feb 25, 2020 |
| Gero Deborah Ann | — | Purchase | 4,000 | $5.32 | $21,280 | 22,000 | Feb 21, 2020 |
| TANNENBAUM LEONARD M | — | Other | 2,499,298 | — | — | 17,666,156 | Jan 30, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 36,837 | $5.47 | $201,498 | 3,500,000 | Jan 10, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 72,063 | $5.45 | $392,743 | 3,679,673 | Jan 6, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 69,700 | $5.46 | $380,562 | 3,801,432 | Jan 2, 2020 |
| TANNENBAUM LEONARD M | — | Sale | 163,800 | $5.47 | $895,986 | 3,988,112 | Dec 23, 2019 |
| TANNENBAUM LEONARD M | — | Sale | 135,300 | $5.46 | $738,738 | 4,151,912 | Dec 18, 2019 |
| TANNENBAUM LEONARD M | — | Sale | 97,005 | $5.33 | $517,037 | 4,560,253 | Dec 17, 2019 |
| TANNENBAUM LEONARD M | — | Sale | 61,336 | $5.48 | $336,121 | 3,536,837 | Dec 13, 2019 |
| Gero Deborah Ann | — | Purchase | 2,000 | $5.25 | $10,500 | 18,000 | Dec 12, 2019 |
| Pendo Mathew | President and COO | Purchase | 5,990 | $5.25 | $31,448 | 25,040 | Dec 12, 2019 |
| TANNENBAUM LEONARD M | — | Sale | 42,900 | $5.25 | $225,225 | 4,657,258 | Dec 12, 2019 |
| Panossian Armen | Chief Executive Officer | Purchase | 17,500 | $5.25 | $91,875 | 17,500 | Dec 3, 2019 |
| TANNENBAUM LEONARD M | — | Sale | 600 | $5.30 | $3,180 | 4,700,158 | Dec 2, 2019 |
| Gero Deborah Ann | — | Purchase | 5,000 | $5.24 | $26,200 | 16,000 | Nov 22, 2019 |