Vistagen Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Prince Joshua S. | Chief Operating Officer | Award / Grant | 4,882 | $1.70 | $8,299 | 10,863 | Jun 30, 2025 |
| Adler Reid G. | Chief Legal Officer | Award / Grant | 7,541 | $1.70 | $12,820 | 24,050 | Jun 30, 2025 |
| Anderson Cynthia Lynn | CHIEF FINANCIAL OFFICER | Award / Grant | 6,617 | $1.70 | $11,249 | 12,801 | Jun 30, 2025 |
| Singh Shawn | President and CEO | Award / Grant | 7,541 | $1.70 | $12,820 | 18,028 | Jun 30, 2025 |
| Prince Joshua S. | Chief Operating Officer | Award / Grant | 3,310 | $2.51 | $8,308 | 5,981 | Dec 31, 2024 |
| Anderson Cynthia Lynn | CHIEF FINANCIAL OFFICER | Award / Grant | 2,592 | $2.51 | $6,506 | 6,184 | Dec 31, 2024 |
| Prince Joshua S. | Chief Operating Officer | Award / Grant | 2,671 | $2.96 | $7,906 | 2,671 | Jun 28, 2024 |
| Anderson Cynthia Lynn | CHIEF FINANCIAL OFFICER | Award / Grant | 3,592 | $2.96 | $10,632 | 3,592 | Jun 28, 2024 |
| Adler Reid G. | CHF CORP DEVEL OFF, GEN COUNS | Award / Grant | 4,854 | $2.96 | $14,368 | 16,509 | Jun 28, 2024 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 4,854 | $2.96 | $14,368 | 10,487 | Jun 28, 2024 |
| Adler Reid G. | CHF CORP DEVEL OFF, GEN COUNS | Award / Grant | 167 | $1.72 | $287 | 11,655 | Dec 29, 2023 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 167 | $1.72 | $287 | 5,633 | Dec 29, 2023 |
| COMMODORE CAPITAL LP | — | Purchase | 775,756 | $23.15 | $17,958,751 | 1,575,000 | Aug 7, 2023 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 167 | $1.59 | $266 | 5,466 | Jun 30, 2023 |
| Adler Reid G. | CHIEF LEGAL OFFICER | Award / Grant | 167 | $1.59 | $266 | 11,488 | Jun 30, 2023 |
| DOTSON JERROLD DUANE | VP, CFO | Award / Grant | 167 | $1.59 | $266 | 3,671 | Jun 30, 2023 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Award / Grant | 5,000 | $0.09 | $450 | 105,111 | Dec 30, 2022 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 5,000 | $0.09 | $450 | 158,998 | Dec 30, 2022 |
| GIN JERRY B | — | Purchase | 100,000 | $0.18 | $18,000 | 100,000 | Aug 18, 2022 |
| Adler Reid G. | CHIEF LEGAL OFFICER | Purchase | 300,000 | $0.17 | $51,000 | 334,629 | Aug 17, 2022 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Purchase | 600,000 | $0.17 | $102,000 | 626,234 | Aug 17, 2022 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Award / Grant | 5,000 | $0.75 | $3,750 | 100,111 | Jul 30, 2022 |
| VHCP Management II, LLC | — | Sale | 60,000 | $0.89 | $53,400 | 20,637,286 | Jul 12, 2022 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 5,000 | $0.75 | $3,750 | 153,998 | Jun 30, 2022 |
| Smith Mark Alan | CHIEF MEDICAL OFFICER | Award / Grant | 5,000 | $0.75 | $3,750 | 19,915 | Jun 30, 2022 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Option Exercise | 100,000 | $1.00 | $100,000 | 148,998 | May 12, 2022 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Option Exercise | 18,750 | $1.00 | $18,750 | 94,571 | Jan 11, 2022 |
| Smith Mark Alan | CHIEF MEDICAL OFFICER | Award / Grant | 2,655 | $1.66 | $4,407 | 14,915 | Dec 31, 2021 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Award / Grant | 3,575 | $1.66 | $5,935 | 75,821 | Dec 31, 2021 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 3,623 | $1.66 | $6,014 | 48,998 | Dec 31, 2021 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Sale | 30,000 | $3.13 | $93,900 | 72,786 | Sep 7, 2021 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Gift | 1,111 | — | — | 61,335 | Aug 23, 2021 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Purchase | 3,750 | $2.73 | $10,238 | 34,641 | Aug 17, 2021 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Award / Grant | 3,044 | $1.95 | $5,936 | 13,044 | Jun 30, 2021 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Award / Grant | 3,391 | $1.95 | $6,612 | 91,115 | Jun 30, 2021 |
| Smith Mark Alan | CHIEF MEDICAL OFFICER | Award / Grant | 2,260 | $1.95 | $4,407 | 12,260 | Jun 30, 2021 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 5,000 | $1.95 | $9,750 | 45,375 | Jun 30, 2021 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Option Exercise | 5,000 | $1.50 | $7,500 | 40,375 | Apr 23, 2021 |
| Underdown Brian J. | — | Option Exercise | 2,500 | $1.50 | $3,750 | 2,500 | Mar 19, 2021 |
| SAXE JON S | — | Option Exercise | 2,500 | $1.50 | $3,750 | 5,751 | Mar 19, 2021 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Award / Grant | 5,000 | $0.45 | $2,250 | 10,000 | Dec 31, 2020 |
| Smith Mark Alan | CHIEF MEDICAL OFFICER | Award / Grant | 5,000 | $0.45 | $2,250 | 10,000 | Dec 31, 2020 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Award / Grant | 5,000 | $0.45 | $2,250 | 87,724 | Dec 31, 2020 |
| SAXE JON S | — | Purchase | 30,000 | $0.69 | $20,700 | 50,000 | Aug 21, 2020 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Award / Grant | 5,000 | $0.45 | $2,250 | 67,724 | Jun 30, 2020 |
| Smith Mark Alan | CHIEF MEDICAL OFFICER | Award / Grant | 5,000 | $0.45 | $2,250 | 5,000 | Jun 30, 2020 |
| DOTSON JERROLD DUANE | VP, CFO AND SECRETARY | Award / Grant | 5,000 | $0.45 | $2,250 | 5,000 | Jun 30, 2020 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 5,000 | $0.45 | $2,250 | 30,375 | Jun 30, 2020 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Purchase | 15,000 | $0.34 | $5,100 | 15,000 | Nov 20, 2019 |
| SAXE JON S | — | Purchase | 7,920 | $1.27 | $10,058 | 20,000 | Mar 13, 2019 |