Vistagen Therapeutics, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Option Exercise | 2,500 | $1.50 | $3,750 | 62,724 | Mar 13, 2019 |
| SAXE JON S | — | Option Exercise | 375 | $1.50 | $563 | 2,251 | Jan 29, 2019 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Option Exercise | 21,250 | $1.50 | $31,875 | 21,250 | Jan 14, 2019 |
| GIN JERRY B | — | Purchase | 50,000 | — | — | 100,000 | May 31, 2017 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 5,625 | — | — | 26,234 | Feb 12, 2016 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 100,000 | — | — | 100,000 | Dec 20, 2013 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Option Exercise | 10,000 | $0.64 | $6,400 | 312,174 | Oct 15, 2013 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Option Exercise | 50,000 | $0.64 | $32,000 | 302,174 | Jun 27, 2013 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 100,000 | $0.50 | $50,000 | 252,174 | Dec 6, 2012 |
| RICE A. FRANKLIN | VP CORPORATE DEVELOPMENT | Gift | 50,000 | — | — | 174,046 | May 3, 2012 |
| Platinum Long Term Growth VII, LLC | — | Other | 484,000 | — | — | 1,558,862 | Dec 22, 2011 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Option Exercise | 113,636 | $0.88 | $100,000 | 1,204,468 | Dec 20, 2011 |
| CATO HOLDING CO | — | X | 424,124 | — | — | 3,310,836 | Dec 15, 2011 |
| Cato Allen Easley | — | C | 11,363 | $9,999.44 | $113,623,637 | 28,497 | Dec 15, 2011 |
| CATO HOLDING CO | — | C | 424,124 | $471,727.26 | $200,070,852,420 | 3,310,836 | Dec 15, 2011 |
| SAXE JON S | — | X | 2,784 | $1.25 | $3,480 | 20,138 | Dec 14, 2011 |
| RICE A. FRANKLIN | CHIEF OPERATING OFFICER | Gift | 16,000 | — | — | 224,046 | Aug 16, 2011 |
| Singh Shawn | CHIEF EXECUTIVE OFFICER | Award / Grant | 76,087 | $3.50 | $266,305 | 76,087 | May 11, 2011 |
| SAXE JON S | — | Award / Grant | 17,354 | $3.50 | $60,739 | 17,354 | May 11, 2011 |
| RICE A. FRANKLIN | CHIEF FINANCIAL OFFICER | Award / Grant | 229,521 | $3.50 | $803,324 | 229,521 | May 11, 2011 |
| SNODGRASS H. RALPH | PRES./CHIEF SCIENTIFIC OFFICER | Award / Grant | 545,416 | $3.50 | $1,908,956 | 545,416 | May 11, 2011 |
| JONES STEPHANIE | PRESIDENT | Sale | 4,982,103 | — | — | 17,897 | May 9, 2011 |