Sonendo, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| McGaugh John P. | Sr. VP Operations | Award / Grant | 500,000 | — | — | 852,896 | Sep 17, 2024 |
| Bostjancic John J. | Chief Financial Officer | Award / Grant | 600,000 | — | — | 1,320,000 | Sep 17, 2024 |
| Bergheim Bjarne | President and CEO | Award / Grant | 1,600,000 | — | — | 3,488,518 | Sep 17, 2024 |
| Pudipeddi Vamsi Mohan Raj | — | Award / Grant | 200,000 | — | — | 2,574,498 | Sep 17, 2024 |
| BEAVER CAROLYN | — | Award / Grant | 200,000 | — | — | 262,798 | Sep 17, 2024 |
| Bihl Anthony P III | — | Award / Grant | 200,000 | — | — | 325,998 | Sep 17, 2024 |
| BERGHEIM OLAV | — | Award / Grant | 200,000 | — | — | 2,141,373 | Sep 17, 2024 |
| Bergheim Bjarne | President and CEO | Sale | 43,240 | $0.09 | $3,892 | 1,888,518 | Jun 21, 2024 |
| Chen Roy T | Chief Talent Officer | Sale | 8,510 | $0.09 | $766 | 233,777 | Jun 20, 2024 |
| Bostjancic John J. | Chief Financial Officer | Award / Grant | 720,000 | — | — | 720,000 | Jun 5, 2024 |
| McGaugh John P. | — | Sale | 10,901 | $0.09 | $981 | 352,896 | May 23, 2024 |
| McGaugh John P. | — | Purchase | 116,500 | $0.10 | $11,650 | 363,797 | May 22, 2024 |
| BERGHEIM OLAV | — | Purchase | 520,000 | $0.10 | $52,000 | 1,941,373 | May 16, 2024 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 500,000 | $0.09 | $45,000 | 2,374,498 | May 14, 2024 |
| Guo Chris | Interim CFO | Sale | 492 | $0.10 | $49 | 51,014 | May 6, 2024 |
| Bergheim Bjarne | President and CEO | Sale | 2,381 | $0.09 | $214 | 1,931,758 | May 3, 2024 |
| Chen Roy T | Chief Talent Officer | Sale | 774 | $0.09 | $70 | 242,287 | May 3, 2024 |
| Guo Chris | Interim CFO | Sale | 481 | $0.08 | $38 | 51,506 | Apr 15, 2024 |
| Chen Roy T | Chief Talent Officer | Sale | 2,625 | $0.10 | $263 | 243,061 | Mar 26, 2024 |
| Bergheim Bjarne | President and CEO | Sale | 11,493 | $0.10 | $1,149 | 1,934,139 | Mar 26, 2024 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 800,000 | $0.10 | $80,000 | 1,874,498 | Mar 15, 2024 |
| Bergheim Bjarne | President and CEO | Sale | 23,351 | $0.10 | $2,335 | 1,945,632 | Mar 15, 2024 |
| Chen Roy T | Chief Talent Officer | Sale | 5,359 | $0.10 | $536 | 245,686 | Mar 15, 2024 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 10,670 | $0.10 | $1,067 | 528,746 | Mar 15, 2024 |
| Bergheim Bjarne | President and CEO | Sale | 2,685 | $0.15 | $403 | 1,968,983 | Feb 5, 2024 |
| Chen Roy T | Chief Talent Officer | Sale | 740 | $0.15 | $111 | 251,045 | Feb 5, 2024 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 1,614 | $0.15 | $242 | 539,416 | Feb 5, 2024 |
| Chen Roy T | Chief Talent Officer | Sale | 2,166 | $0.32 | $693 | 251,785 | Dec 25, 2023 |
| Bergheim Bjarne | President and CEO | Sale | 11,077 | $0.32 | $3,545 | 1,971,668 | Dec 25, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 5,573 | $0.32 | $1,783 | 541,030 | Dec 25, 2023 |
| BERGHEIM OLAV | — | Purchase | 250,000 | $0.10 | $25,000 | 1,421,373 | Dec 15, 2023 |
| Chen Roy T | Chief Talent Officer | Tax Withholding | 4,633 | $0.08 | $371 | 253,951 | Dec 14, 2023 |
| Bergheim Bjarne | President and CEO | Tax Withholding | 23,510 | $0.08 | $1,881 | 1,982,745 | Dec 14, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Tax Withholding | 11,030 | $0.08 | $882 | 546,603 | Dec 14, 2023 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 600,000 | $0.05 | $30,000 | 1,074,498 | Dec 13, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 15,924 | $0.08 | $1,274 | 258,584 | Dec 12, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 26,445 | $0.09 | $2,380 | 274,508 | Dec 5, 2023 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 200,000 | $0.15 | $30,000 | 474,498 | Nov 27, 2023 |
| BERGHEIM OLAV | — | Purchase | 75,000 | $0.26 | $19,500 | 1,171,373 | Nov 16, 2023 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 50,000 | $0.27 | $13,500 | 274,498 | Nov 14, 2023 |
| Bergheim Bjarne | President and CEO | Tax Withholding | 2,101 | $0.27 | $567 | 2,006,255 | Nov 2, 2023 |
| Smith Michael John | Chief Commercial Officer | Tax Withholding | 1,002 | $0.27 | $271 | 742,056 | Nov 2, 2023 |
| Chen Roy T | Chief Talent Officer | Tax Withholding | 541 | $0.27 | $146 | 300,953 | Nov 2, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Tax Withholding | 1,090 | $0.27 | $294 | 557,633 | Nov 2, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Tax Withholding | 3,824 | $0.79 | $3,021 | 558,723 | Sep 25, 2023 |
| Smith Michael John | Chief Commercial Officer | Tax Withholding | 5,848 | $0.79 | $4,620 | 743,058 | Sep 25, 2023 |
| Bergheim Bjarne | President and CEO | Tax Withholding | 10,490 | $0.79 | $8,287 | 2,008,356 | Sep 25, 2023 |
| Chen Roy T | Chief Talent Officer | Tax Withholding | 2,025 | $0.79 | $1,600 | 301,494 | Sep 25, 2023 |
| Smith Michael John | Chief Commercial Officer | Tax Withholding | 9,849 | $0.90 | $8,864 | 748,906 | Sep 14, 2023 |
| Bergheim Bjarne | President and CEO | Tax Withholding | 23,510 | $0.90 | $21,159 | 2,018,846 | Sep 14, 2023 |