Sonendo, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Chen Roy T | Chief Talent Officer | Tax Withholding | 4,633 | $0.90 | $4,170 | 303,519 | Sep 14, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Tax Withholding | 8,016 | $0.90 | $7,214 | 562,547 | Sep 14, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 440 | $1.00 | $440 | 308,152 | Sep 11, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 300 | $1.00 | $300 | 308,592 | Sep 5, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 3,023 | $1.00 | $3,023 | 308,892 | Sep 1, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 1,700 | $1.01 | $1,717 | 311,915 | Aug 31, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 668 | $1.18 | $788 | 313,615 | Aug 16, 2023 |
| Smith Michael John | Chief Commercial Officer | Sale | 1,062 | $1.35 | $1,434 | 758,755 | Aug 3, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 577 | $1.35 | $779 | 314,283 | Aug 3, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 1,155 | $1.35 | $1,559 | 570,563 | Aug 3, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 4,033 | $1.19 | $4,799 | 571,718 | Jun 26, 2023 |
| Smith Michael John | Chief Commercial Officer | Sale | 6,164 | $1.19 | $7,335 | 759,817 | Jun 26, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 2,084 | $1.19 | $2,480 | 314,860 | Jun 26, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 5,175 | $1.12 | $5,796 | 579,023 | Jun 16, 2023 |
| Bihl Anthony P III | — | Award / Grant | 25,316 | — | — | 125,998 | Jun 16, 2023 |
| Pudipeddi Vamsi Mohan Raj | — | Award / Grant | 25,316 | — | — | 224,498 | Jun 16, 2023 |
| MCGINNIS KAREN K | — | Award / Grant | 25,316 | — | — | 59,998 | Jun 16, 2023 |
| Stern Sadie | — | Award / Grant | 25,316 | — | — | 59,998 | Jun 16, 2023 |
| BEAVER CAROLYN | — | Award / Grant | 25,316 | — | — | 62,798 | Jun 16, 2023 |
| BERGHEIM OLAV | — | Award / Grant | 25,316 | — | — | 150,408 | Jun 16, 2023 |
| Smith Michael John | Chief Commercial Officer | Sale | 4,020 | $1.09 | $4,382 | 765,981 | Jun 15, 2023 |
| Bergheim Bjarne | President and CEO | Sale | 9,590 | $1.09 | $10,453 | 2,042,356 | Jun 15, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 1,844 | $1.09 | $2,010 | 316,944 | Jun 15, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 1,126 | $1.24 | $1,396 | 584,198 | May 3, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 679 | $1.24 | $842 | 321,703 | May 3, 2023 |
| Kirkpatrick Andrew J | Chief Operating Officer | Sale | 879 | $1.24 | $1,090 | 174,877 | May 3, 2023 |
| Smith Michael John | Chief Commercial Officer | Sale | 1,036 | $1.24 | $1,285 | 776,358 | May 3, 2023 |
| Kirkpatrick Andrew J | Chief Operating Officer | Sale | 4,163 | $1.81 | $7,535 | 175,756 | Mar 27, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 4,710 | $1.81 | $8,525 | 585,324 | Mar 27, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 2,505 | $1.81 | $4,534 | 322,382 | Mar 27, 2023 |
| Smith Michael John | Chief Commercial Officer | Sale | 6,928 | $1.81 | $12,540 | 777,394 | Mar 27, 2023 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 50,000 | $1.60 | $80,000 | 199,182 | Mar 14, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Award / Grant | 370,886 | — | — | 590,034 | Mar 14, 2023 |
| Smith Michael John | Chief Commercial Officer | Award / Grant | 455,696 | — | — | 784,322 | Mar 14, 2023 |
| Chen Roy T | Chief Talent Officer | Award / Grant | 214,345 | — | — | 324,887 | Mar 14, 2023 |
| Bergheim Bjarne | President and CEO | Award / Grant | 1,087,763 | — | — | 2,067,112 | Mar 14, 2023 |
| Smith Michael John | Chief Commercial Officer | Sale | 1,262 | $2.47 | $3,117 | 328,626 | Feb 3, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 683 | $2.47 | $1,687 | 110,542 | Feb 3, 2023 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 1,373 | $2.47 | $3,391 | 219,148 | Feb 3, 2023 |
| Kirkpatrick Andrew J | Chief Operating Officer | Sale | 1,070 | $2.47 | $2,643 | 179,919 | Feb 3, 2023 |
| Chen Roy T | Chief Talent Officer | Sale | 2,224 | $1.50 | $3,336 | 111,225 | Dec 27, 2022 |
| Smith Michael John | Chief Commercial Officer | Sale | 6,410 | $1.50 | $9,615 | 329,888 | Dec 27, 2022 |
| Kirkpatrick Andrew J | Chief Operating Officer | Sale | 3,701 | $1.50 | $5,552 | 180,989 | Dec 27, 2022 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 4,194 | $1.50 | $6,291 | 220,521 | Dec 27, 2022 |
| Pudipeddi Vamsi Mohan Raj | — | Purchase | 19,500 | $2.85 | $55,575 | 149,182 | Dec 9, 2022 |
| Chen Roy T | Chief Talent Officer | Sale | 2,250 | $2.35 | $5,288 | 113,449 | Nov 30, 2022 |
| Chen Roy T | Chief Talent Officer | Sale | 2,756 | $1.92 | $5,292 | 114,374 | Nov 14, 2022 |
| Watts Michael Patrick | Chief Financial Officer | Sale | 5,269 | $1.92 | $10,116 | 224,715 | Nov 14, 2022 |
| Kirkpatrick Andrew J | Chief Operating Officer | Sale | 4,530 | $1.92 | $8,698 | 184,690 | Nov 14, 2022 |
| Smith Michael John | Chief Commercial Officer | Sale | 7,341 | $1.92 | $14,095 | 336,298 | Nov 14, 2022 |