KKR & Co. Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dillon Mary N | — | Award / Grant | 3,029 | — | — | 3,029 | Oct 2, 2023 |
| Cohler Matt | — | Award / Grant | 3,029 | — | — | 3,029 | Oct 2, 2023 |
| Brown Adriane M | — | Award / Grant | 3,029 | — | — | 10,427 | Oct 2, 2023 |
| Sorkin David | Chief Legal Officer | Sale | 39,900 | $55.44 | $2,212,056 | 1,434,244 | Mar 2, 2023 |
| BAE JOSEPH Y | Co-Chief Executive Officer | Gift | 350,000 | — | — | — | Nov 30, 2022 |
| NUTTALL SCOTT C | Co-Chief Executive Officer | Gift | 481,540 | — | — | 16,514,618 | Nov 30, 2022 |
| ROBERTS GEORGE R | Co-Executive Chairman | Gift | 600,000 | — | — | 1,400,000 | Nov 22, 2022 |
| RUSSO PATRICIA F | — | Award / Grant | 4,134 | — | — | 82,592 | Oct 20, 2022 |
| HOLMES DANE E | — | Award / Grant | 4,134 | — | — | 8,513 | Oct 20, 2022 |
| NIEL XAVIER BRUNO | — | Award / Grant | 4,134 | — | — | 26,006 | Oct 20, 2022 |
| HESS JOHN B | — | Award / Grant | 4,134 | — | — | 17,592 | Oct 20, 2022 |
| Spiegel Evan | — | Award / Grant | 4,134 | — | — | 6,613 | Oct 20, 2022 |
| Dillon Mary N | — | Award / Grant | 4,134 | — | — | 23,118 | Oct 20, 2022 |
| GRUNDFEST JOSEPH | — | Award / Grant | 4,134 | — | — | 89,592 | Oct 20, 2022 |
| McGuire Raymond J | — | Award / Grant | 4,134 | — | — | 5,336 | Oct 20, 2022 |
| SCULLY ROBERT W | — | Award / Grant | 4,134 | — | — | 89,592 | Oct 20, 2022 |
| Gutierrez Arturo | — | Award / Grant | 4,134 | — | — | 8,513 | Oct 20, 2022 |
| Cohler Matt | — | Award / Grant | 4,134 | — | — | 6,464 | Oct 20, 2022 |
| Brown Adriane M | — | Award / Grant | 4,134 | — | — | 7,398 | Oct 20, 2022 |
| NUTTALL SCOTT C | Co-Chief Executive Officer | Option Exercise | 450,000 | — | — | 18,241,519 | Oct 1, 2022 |
| BAE JOSEPH Y | Co-Chief Executive Officer | Option Exercise | 450,000 | — | — | 6,412,073 | Oct 1, 2022 |
| Sorkin David | General Counsel and Secretary | Sale | 60,000 | $56.94 | $3,416,400 | 1,474,144 | Aug 16, 2022 |
| Cohler Matt | — | Purchase | 17,810 | $52.96 | $943,218 | 85,937 | Aug 8, 2022 |
| McGuire Raymond J | — | Award / Grant | 1,202 | — | — | 1,202 | Jun 15, 2022 |
| Sorkin David | General Counsel and Secretary | Option Exercise | 1,658,333 | — | — | 1,658,333 | May 31, 2022 |
| Lewin Robert H | Chief Financial Officer | Option Exercise | 1,089,976 | — | — | 1,173,352 | May 31, 2022 |
| NUTTALL SCOTT C | Co-Chief Executive Officer | Option Exercise | 118,673 | — | — | 125,395 | May 31, 2022 |
| BAE JOSEPH Y | Co-Chief Executive Officer | Award / Grant | 12,197 | — | — | 384,257 | May 31, 2022 |
| ROBERTS GEORGE R | Co-Executive Chairman | Option Exercise | 79,553,563 | — | — | 80,743,657 | May 31, 2022 |
| KRAVIS HENRY R | Co-Executive Chairman | Award / Grant | 2,364,773 | — | — | 75,365,167 | May 27, 2022 |
| Cohler Matt | — | Purchase | 4,707 | $58.80 | $276,772 | 68,127 | Feb 24, 2022 |
| Cohler Matt | — | Purchase | 3,600 | $58.91 | $212,076 | 54,739 | Feb 17, 2022 |
| Cohler Matt | — | Award / Grant | 2,330 | — | — | 2,330 | Dec 31, 2021 |
| NUTTALL SCOTT C | Co-Chief Executive Officer | Gift | 600,000 | — | — | 150,000 | Dec 14, 2021 |
| BAE JOSEPH Y | Co-Chief Executive Officer | Gift | 100,000 | — | — | 350,000 | Dec 13, 2021 |
| Spiegel Evan | — | Award / Grant | 2,479 | — | — | 2,479 | Dec 9, 2021 |
| SCHOEWE THOMAS M | — | Award / Grant | 2,479 | — | — | 86,058 | Dec 9, 2021 |
| SCULLY ROBERT W | — | Award / Grant | 2,479 | — | — | 85,458 | Dec 9, 2021 |
| RUSSO PATRICIA F | — | Award / Grant | 2,479 | — | — | 78,458 | Dec 9, 2021 |
| NIEL XAVIER BRUNO | — | Award / Grant | 2,479 | — | — | 21,872 | Dec 9, 2021 |
| HOLMES DANE E | — | Award / Grant | 2,479 | — | — | 4,379 | Dec 9, 2021 |
| HESS JOHN B | — | Award / Grant | 2,479 | — | — | 13,458 | Dec 9, 2021 |
| Gutierrez Arturo | — | Award / Grant | 2,479 | — | — | 4,379 | Dec 9, 2021 |
| Dillon Mary N | — | Award / Grant | 2,479 | — | — | 18,984 | Dec 9, 2021 |
| GRUNDFEST JOSEPH | — | Award / Grant | 2,479 | — | — | 85,458 | Dec 9, 2021 |
| Brown Adriane M | — | Award / Grant | 2,479 | — | — | 3,264 | Dec 9, 2021 |
| KRAVIS HENRY R | Co-Executive Chairman | Gift | 350,000 | — | — | 6,650,000 | Nov 23, 2021 |
| ROBERTS GEORGE R | Co-Executive Chairman | Sale | 4,667,166 | $82.25 | $383,874,404 | — | Nov 3, 2021 |
| KRAVIS HENRY R | Executive Co-Chairman | Sale | 4,667,166 | $82.25 | $383,874,404 | — | Nov 3, 2021 |
| BAE JOSEPH Y | Co-President & Co-COO | Tax Withholding | 215,175 | $60.88 | $13,099,854 | 3,504,757 | Oct 1, 2021 |