KKR & Co. Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Janetschek William J | Chief Financial Officer | C | 150,000 | — | — | 150,000 | Aug 21, 2012 |
| Janetschek William J | Chief Financial Officer | Sale | 14,818 | $14.29 | $211,749 | — | Jul 31, 2012 |
| KKR Holdings L.P | — | Other | 60,000 | — | — | 371,718 | Apr 30, 2012 |
| Janetschek William J | Chief Financial Officer | Sale | 36,600 | $17.92 | $655,872 | — | Feb 25, 2012 |
| SCHOEWE THOMAS M | — | Purchase | 6,600 | $15.00 | $99,000 | 10,600 | Feb 13, 2012 |
| HESS JOHN B | — | Purchase | 83,600 | $11.95 | $999,020 | 83,600 | Nov 29, 2011 |
| KKR Holdings L.P | — | C | 1,499,643 | — | — | 1,546,444 | Nov 7, 2011 |
| SCULLY ROBERT W | — | Option Exercise | 10,000 | — | — | 10,000 | Oct 1, 2011 |
| RUSSO PATRICIA F | — | Option Exercise | 3,000 | — | — | 3,000 | Oct 1, 2011 |
| SCHOEWE THOMAS M | — | Option Exercise | 4,000 | — | — | 4,000 | Oct 1, 2011 |
| Rampl Dieter | — | Option Exercise | 10,000 | — | — | 10,000 | Oct 1, 2011 |
| GRUNDFEST JOSEPH | — | Option Exercise | 10,000 | — | — | 10,000 | Oct 1, 2011 |
| KKR Holdings L.P | — | Other | 73,064 | — | — | 46,801 | Aug 5, 2011 |
| KKR Holdings L.P | — | Other | 27,896 | — | — | 119,865 | May 5, 2011 |
| KKR Holdings L.P | — | Other | 16,676 | — | — | 147,761 | Feb 25, 2011 |
| ROBERTS GEORGE R | Co-Chairman and Co-CEO | Other | 3,639,010 | — | — | 4,667,166 | Jan 1, 2011 |
| KRAVIS HENRY R | Co-Chairman and Co-CEO | Other | 3,639,010 | — | — | 4,667,166 | Jan 1, 2011 |
| KKR Holdings L.P | — | Sale | 164,543 | $13.26 | $2,181,840 | 168,128 | Nov 15, 2010 |
| KKR Holdings L.P | — | Sale | 226,700 | $12.96 | $2,938,032 | 800,372 | Nov 12, 2010 |
| SCULLY ROBERT W | — | Purchase | 38,700 | $12.95 | $501,165 | 38,700 | Nov 10, 2010 |
| KKR Holdings L.P | — | Sale | 88,000 | $13.25 | $1,166,000 | 1,145,572 | Nov 9, 2010 |
| KKR Holdings L.P | — | C | 4,246,174 | — | — | 4,246,174 | Nov 5, 2010 |
| KKR Holdings L.P | — | Other | 3,691 | — | — | 164,437 | Feb 12, 2010 |