PUMA BIOTECHNOLOGY, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 161 | $6.20 | $998 | 67,593 | Oct 4, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 443 | $6.15 | $2,724 | 65,658 | Oct 4, 2021 |
| AUERBACH ALAN H | President and CEO | Sale | 1,858 | $6.15 | $11,427 | 4,415,932 | Oct 4, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 422 | $7.52 | $3,173 | 66,101 | Sep 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,764 | $7.60 | $13,406 | 4,417,790 | Sep 2, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 155 | $7.51 | $1,164 | 67,754 | Sep 2, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 154 | $7.54 | $1,161 | 67,909 | Aug 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 420 | $7.53 | $3,163 | 66,523 | Aug 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,764 | $7.53 | $13,283 | 4,419,554 | Aug 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 5,332 | $8.84 | $47,135 | 4,421,318 | Jul 2, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 155 | $9.26 | $1,435 | 68,063 | Jul 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 1,016 | $9.15 | $9,296 | 66,943 | Jul 2, 2021 |
| WILSON TROY EDWARD | — | Award / Grant | 27,858 | — | — | 28,208 | Jun 15, 2021 |
| Miller Ann Calby | — | Award / Grant | 27,858 | — | — | 40,732 | Jun 15, 2021 |
| Senderowicz Adrian | — | Award / Grant | 27,858 | — | — | 27,858 | Jun 15, 2021 |
| Stuglik Brian M | — | Award / Grant | 27,858 | — | — | 27,858 | Jun 15, 2021 |
| MILLER MICHAEL PATRICK | — | Award / Grant | 27,858 | — | — | 78,511 | Jun 15, 2021 |
| MOYES JAY M | — | Award / Grant | 27,858 | — | — | 34,180 | Jun 15, 2021 |
| Senderowicz Adrian | — | Sale | 40,993 | $11.17 | $457,892 | — | Jun 11, 2021 |
| WILSON TROY EDWARD | — | Sale | 25,748 | $11.36 | $292,497 | 350 | Jun 10, 2021 |
| MOYES JAY M | — | Sale | 25,248 | $11.36 | $286,817 | 6,322 | Jun 10, 2021 |
| Miller Ann Calby | — | Sale | 12,874 | $11.43 | $147,150 | 12,874 | Jun 10, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 152 | $10.74 | $1,632 | 68,218 | Jun 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 416 | $10.77 | $4,480 | 67,959 | Jun 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,757 | $10.74 | $18,870 | 4,426,650 | Jun 2, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 152 | $9.91 | $1,506 | 68,370 | May 3, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 417 | $9.91 | $4,132 | 68,375 | May 3, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,758 | $9.01 | $15,840 | 4,428,407 | May 3, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 155 | $9.80 | $1,519 | 68,522 | Apr 5, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 426 | $9.80 | $4,175 | 68,792 | Apr 5, 2021 |
| BRYCE RICHARD PAUL | SEE REMARKS | Sale | 426 | $9.80 | $4,175 | 121,662 | Apr 5, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,584 | $9.80 | $15,523 | 4,430,165 | Apr 5, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 154 | $10.14 | $1,562 | 68,677 | Mar 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 422 | $10.16 | $4,288 | 69,218 | Mar 2, 2021 |
| BRYCE RICHARD PAUL | SEE REMARKS | Sale | 422 | $10.15 | $4,283 | 122,088 | Mar 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,238 | $10.14 | $12,553 | 4,431,749 | Mar 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Award / Grant | 19,757 | — | — | 69,640 | Feb 17, 2021 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Award / Grant | 36,069 | — | — | 36,069 | Feb 17, 2021 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Award / Grant | 36,069 | — | — | 36,069 | Feb 17, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Award / Grant | 55,595 | — | — | 68,831 | Feb 17, 2021 |
| HUNT DOUGLAS M | See Remarks | Award / Grant | 19,757 | — | — | 69,640 | Feb 17, 2021 |
| BRYCE RICHARD PAUL | SEE REMARKS | Award / Grant | 52,846 | — | — | 122,510 | Feb 17, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Award / Grant | 149,951 | — | — | 4,432,987 | Feb 17, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 179 | $12.26 | $2,195 | 13,236 | Feb 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,222 | $12.22 | $14,933 | 4,283,036 | Feb 2, 2021 |
| BRYCE RICHARD PAUL | SEE REMARKS | Sale | 415 | $12.23 | $5,075 | 69,664 | Feb 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 412 | $12.27 | $5,055 | 49,883 | Feb 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 18,235 | $10.22 | $186,362 | 4,284,258 | Jan 4, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 2,145 | $10.22 | $21,922 | 13,415 | Jan 4, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 6,463 | $10.23 | $66,116 | 50,295 | Jan 4, 2021 |